DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Plum Alley Syndicate Xxi
Plum Alley Syndicate Xxi
MatureClosed to new capitalSPV or co-invest vehicleADV: Venture Capital FundPlum Alley Management LLCDelaware
Amounts, each with its basis
- Vintage
- 2020basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $952,500what may be sold, not what was raised; file 021-389521, sworn by the adviser or filed under this vehicle
- Form D sold
- $952,500as of the filing of Feb 16, 2021, 36 investors
- First sale
- May 12, 2020
- Reported GAV
- $1.7Mon the Form ADV filed Apr 17, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 37
- Reported on ADV
- Mar 25, 2021 to Apr 17, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2021-02-16: the stated $952,500 offering reported fully sold (fr-1)
evidence dated Feb 16, 2021. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Mature
vintage 4 to 7 years
age years: 6first sale: 2020-05-12vintage year: $2,020adv gav as of: 2024-04-17vintage basis: form_d_first_saleform d sold usd: $952,500form d offering usd: $952,500form d latest filed at: 2021-02-16
The fund's own reporting through time
6 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 25, 2021 | Venture Capital Fund | $952,500 | 36 | $10,000 | 3% | no | |
| Apr 8, 2021 | Venture Capital Fund | $952,500 | 36 | $10,000 | 3% | no | |
| Mar 31, 2022 | Venture Capital Fund | $952,500 | 36 | $10,000 | 3% | no | |
| Mar 29, 2023 | Venture Capital Fund | $1.6M | 36 | $10,000 | 3% | no | |
| Mar 29, 2024 | Venture Capital Fund | $1.7M | 37 | $10,000 | 4% | no | |
| Apr 17, 2024 | Venture Capital Fund | $1.7M | 37 | $10,000 | 4% | no |
Principals and agents
2 principals on Form D, 0 placement agents
- Deborah Jackson Executive Officer/Director
- LLC Plum Alley Management Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Mar 25, 2021Plum Alley Syndicate Xxi first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $952,500Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 16, 2021Plum Alley Syndicate XXI, LLC filed Form D: $952,500 sold of $952,500, Other Investment FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Other Investment Fund Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $952,500 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $952,500 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2020-05-12 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 36 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 5,000 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 210 EAST 18TH STREET, NEW YORK, NY, 10003 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2019 Feb 16, 2021 Fact SEC EDGAR Form D data sets (quarterly)