DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Funds / S••••••••• C•••••• I• L•
S••••••••• C•••••• I• L•
Amounts, each with its basis
- Vintage
- 2015basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $200Mwhat may be sold, not what was raised; joined by exact issuer name, corroborated by a person on the adviser's roster named on the filing, the adviser itself named on the filing, the general partner the adviser swears for this fund, the filing's signer sitting on the adviser's roster, the issuer filing from the adviser's state, not sworn by the adviser (confidence 0.85); file 021-244333
- Form D sold
- $185Mas of the filing of Jul 21, 2017, 36 investors
- First sale
- Jul 28, 2015
- Reported GAV
- $166Mon the Form ADV filed May 1, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 42
- Reported on ADV
- Mar 30, 2016 to May 1, 2024
Fundraising evidence
Unknown
latest Form D 2017-07-21, older than 15 months (fr-1)
evidence dated Jul 21, 2017. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 11first sale: 2015-07-28vintage year: $2,015adv gav as of: 2024-05-01vintage basis: form_d_first_saleform d sold usd: $185Mform d offering usd: $200Mform d latest filed at: 2017-07-21
The fund's own reporting through time
15 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 30, 2016 | Private Equity Fund | $8.0M | 11 | $500,000 | 7% | yes | |
| Mar 31, 2017 | Private Equity Fund | $99.9M | 20 | $500,000 | 2% | yes | |
| Apr 26, 2017 | Private Equity Fund | $99.9M | 20 | $500,000 | 2% | yes | |
| Mar 30, 2018 | Private Equity Fund | $235M | 42 | $250,000 | 2% | yes | |
| Jun 20, 2018 | Private Equity Fund | $235M | 42 | $250,000 | 2% | yes | |
| Mar 29, 2019 | Private Equity Fund | $206M | 42 | $250,000 | 2% | yes | |
| Mar 30, 2020 | Private Equity Fund | $101M | 42 | $250,000 | 2% | yes | |
| Mar 31, 2021 | Private Equity Fund | $235M | 42 | $250,000 | 2% | yes | |
| Mar 31, 2022 | Private Equity Fund | $280M | 42 | $250,000 | 2% | yes | |
| Mar 27, 2023 | Private Equity Fund | $269M | 42 | $250,000 | 2% | yes | |
| Apr 28, 2023 | Private Equity Fund | $269M | 42 | $250,000 | 2% | yes | |
| May 8, 2023 | Private Equity Fund | $269M | 42 | $250,000 | 2% | yes | |
| Jul 28, 2023 | Private Equity Fund | $269M | 42 | $250,000 | 2% | yes | |
| Mar 28, 2024 | Private Equity Fund | $166M | 42 | $250,000 | 2% | yes | |
| May 1, 2024 | Private Equity Fund | $166M | 42 | $250,000 | 2% | yes |
Principals and agents
5 principals on Form D, 1 placement agents
- T•••••• L•••• Executive Officer
- A••••• C••• Executive Officer
- S••••••••• C•••••• I• G• L•• Director
- W•••••• J•••• Executive Officer
- A• A••••• L•••••• Executive Officer
- S••••••••• C•••••• A•••••••• L•• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
4 events
- Jul 21, 2017••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jul 22, 2016••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Mar 30, 2016••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 23, 2015••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
47 observations
Every observation on this vehicle
- Entity type: Limited Partnership Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $185M Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $72.3M Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $200M Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $175M Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $175M Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2015-07-28 Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2015-07-28 Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 36 Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 14 Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2015 Jul 21, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2015 Jul 22, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2015 Jul 23, 2015 Fact SEC EDGAR Form D data sets (quarterly)