DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / High Alpha Co-Investment, LLC
High Alpha Co-Investment, LLC
Amounts, each with its basis
- Vintage
- 2015basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $4.5Mwhat may be sold, not what was raised; file 021-240354, sworn by the adviser or filed under this vehicle
- Form D sold
- $2.3Mas of the filing of May 21, 2015, 2 investors
- First sale
- May 11, 2015
- Reported GAV
- $26.6Mon the Form ADV filed Jun 13, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 9
- Reported on ADV
- Jul 2, 2015 to Jun 13, 2024
Fundraising evidence
Unknown
latest Form D 2015-05-21, older than 15 months (fr-1)
evidence dated May 21, 2015. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 11first sale: 2015-05-11vintage year: $2,015adv gav as of: 2024-06-13vintage basis: form_d_first_saleform d sold usd: $2.3Mform d offering usd: $4.5Mform d latest filed at: 2015-05-21
The fund's own reporting through time
11 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Jul 2, 2015 | Venture Capital Fund | $13.0M | 9 | $350,000 | 67% | no | |
| Mar 10, 2016 | Venture Capital Fund | $17.7M | 9 | $350,000 | 67% | no | |
| Mar 29, 2017 | Venture Capital Fund | $32.5M | 9 | $350,000 | 67% | yes | |
| Mar 27, 2018 | Venture Capital Fund | $41.8M | 9 | $350,000 | 67% | yes | |
| Mar 22, 2019 | Venture Capital Fund | $56.3M | 9 | $350,000 | 67% | yes | |
| Mar 27, 2020 | Venture Capital Fund | $71.0M | 9 | $350,000 | 67% | yes | |
| Mar 24, 2021 | Venture Capital Fund | $74.2M | 9 | $350,000 | 67% | yes | |
| Mar 31, 2022 | Venture Capital Fund | $47.4M | 9 | $350,000 | 67% | yes | |
| Mar 31, 2023 | Venture Capital Fund | $27.2M | 9 | $350,000 | 67% | yes | |
| Mar 29, 2024 | Venture Capital Fund | $26.6M | 9 | $350,000 | 67% | yes | |
| Jun 13, 2024 | Venture Capital Fund | $26.6M | 9 | $350,000 | 67% | yes |
Principals and agents
5 principals on Form D, 0 placement agents
- Mike D. Fitzgerald Executive Officer/Director
- Gordon P. Ritter Director
- Scott D. Dorsey Executive Officer/Director
- Kristian D. Andersen Executive Officer/Director
- Eric D. Tobias Executive Officer/Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Jul 2, 2015High Alpha Co-Investment, LLC first reported on Form ADV by High Alpha Studio, LLC (Venture Capital Fund), GAV $13,000,000Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 21, 2015High Alpha Co-Investment, LLC filed Form D/A: $2,275,000 sold of $4,550,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- May 21, 2015High Alpha Co-Investment, LLC filed Form D: $2,275,000 sold of $4,550,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
18 observations
Every observation on this vehicle
- Entity type: Limited Liability Company May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $2.3M May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $4.5M May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1 May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2015-05-11 May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 2 May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 350,000 May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,pooled May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 55 MONUMENT CIRCLE, 14TH FLOOR, INDIANAPOLIS, IN, 46204 May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2015 May 21, 2015 Fact SEC EDGAR Form D data sets (quarterly)