DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Venture Capital Intelligence at $199 a month for every name. Every figure, date and source on this page is public either way.
Funds / 3•• S•••••• O••••••••• F•••• L•••
3•• S•••••• O••••••••• F•••• L•••
Amounts, each with its basis
- Vintage
- 2011basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $100Mwhat may be sold, not what was raised; file 021-165917, sworn by the adviser or filed under this vehicle
- Form D sold
- $69.5Mas of the filing of Sep 12, 2012, 58 investors
- First sale
- Sep 16, 2011
- Reported GAV
- $2.0Mon the Form ADV filed Mar 15, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 97
- Reported on ADV
- Mar 29, 2018 to Mar 15, 2024
Fundraising evidence
Unknown
latest Form D 2012-09-12, older than 15 months (fr-1)
evidence dated Sep 12, 2012. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 15first sale: 2011-09-16vintage year: $2,011adv gav as of: 2024-03-15vintage basis: form_d_first_saleform d sold usd: $69.5Mform d offering usd: $100Mform d latest filed at: 2012-09-12
The fund's own reporting through time
8 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2018 | Venture Capital Fund | $95.9M | 86 | $250,000 | 2% | yes | |
| Dec 21, 2018 | Venture Capital Fund | $95.9M | 86 | $250,000 | 2% | yes | |
| Mar 25, 2019 | Venture Capital Fund | $88.0M | 86 | $250,000 | 2% | yes | |
| Jan 28, 2020 | Venture Capital Fund | $67.0M | 86 | $250,000 | 2% | yes | |
| Mar 18, 2021 | Venture Capital Fund | $67.1M | 86 | $250,000 | 2% | yes | |
| Mar 18, 2022 | Venture Capital Fund | $37.0M | 86 | $250,000 | 2% | yes | |
| Mar 21, 2023 | Venture Capital Fund | $3.3M | 97 | $250,000 | 2% | yes | |
| Mar 15, 2024 | Venture Capital Fund | $2.0M | 97 | $250,000 | 2% | yes |
Principals and agents
4 principals on Form D, 0 placement agents
- J•• W• S•••••••• Executive Officer
- T••••• C• M••••• Executive Officer
- A•••••• W• A••••••• Executive Officer
- 3•• S•••••• O••••••••• P•••••••• L•• Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Mar 29, 2018••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Sep 12, 2012••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Sep 15, 2011••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
31 observations
Every observation on this vehicle
- Entity type: Limited Partnership Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Partnership Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Not Applicable Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $69.5M Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $0 Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $100M Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $100M Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C, 3C.1 Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-09-16 Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 58 Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 0 Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Sep 12, 2012 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Sep 15, 2011 Fact SEC EDGAR Form D data sets (quarterly)