DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
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Funds / Y•••••••• I•• L••
Y•••••••• I•• L••
Amounts, each with its basis
- Vintage
- 2016basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $6.3Mwhat may be sold, not what was raised; file 021-263162, sworn by the adviser or filed under this vehicle
- Form D sold
- $6.3Mas of the filing of May 13, 2016, 5 investors
- First sale
- Apr 18, 2016
- Reported GAV
- $13.0Mon the Form ADV filed Mar 19, 2020; the fund's assets, never its size or dry powder
- Owners (ADV)
- 4
- Reported on ADV
- Feb 23, 2018 to Mar 19, 2020
Fundraising evidence
Closed to new capital
Form D filed or amended 2016-05-13: the stated $6.3M offering reported fully sold (fr-1)
evidence dated May 13, 2016. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 10first sale: 2016-04-18vintage year: $2,016adv gav as of: 2020-03-19vintage basis: form_d_first_saleform d sold usd: $6.3Mform d offering usd: $6.3Mform d latest filed at: 2016-05-13
The fund's own reporting through time
4 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 22, 2017 | Private Equity Fund | $6.7M | 2 | 1% | no | ||
| Feb 23, 2018 | Venture Capital Fund | $10.9M | 4 | 1% | no | ||
| Mar 27, 2019 | Venture Capital Fund | $13.0M | 4 | 1% | no | ||
| Mar 19, 2020 | Venture Capital Fund | $13.0M | 4 | 1% | no |
Principals and agents
2 principals on Form D, 0 placement agents
- A•••••• S••••••• Executive Officer/Promoter
- G•••• B•• A•••••••• L•• Executive Officer
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
3 events
- Feb 16, 2018Y•••••••• I•• L•• no longer reported on Form ADV by G•••• B•• A•••••••• L••Fund no longer reported Inference SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 22, 2017Y•••••••• I•• L•• first reported on Form ADV by G•••• B•• A•••••••• L•• (Private Equity Fund), GAV $6,700,000Fund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- May 13, 2016Y•••••••• I•• L•• filed Form D: $6,297,500 sold of $6,297,500, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Liability Company May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $6.3M May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $6.3M May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.1, 3C.7 May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2016-04-18 May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 5 May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 480 PACIFIC AVENUE, SUITE 200, SAN FRANCISCO, CA, 94133 May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2016 May 13, 2016 Fact SEC EDGAR Form D data sets (quarterly)