DFX Intelligence
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Funds / C• I• P•••••• D• L••
C• I• P•••••• D• L••
Amounts, each with its basis
- Vintage
- 2017basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $18.0Mwhat may be sold, not what was raised; file 021-292438, sworn by the adviser or filed under this vehicle
- Form D sold
- $10.7Mas of the filing of Jul 15, 2021, 56 investors
- First sale
- Aug 9, 2017
- Reported GAV
- $3.4Mon the Form ADV filed May 10, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 6
- Reported on ADV
- Mar 29, 2022 to May 10, 2024
Fundraising evidence
Unknown
latest Form D 2021-07-15, older than 15 months (fr-1)
evidence dated Jul 15, 2021. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 9first sale: 2017-08-09vintage year: $2,017adv gav as of: 2024-05-10vintage basis: form_d_first_saleform d sold usd: $10.7Mform d offering usd: $18.0Mform d latest filed at: 2021-07-15
The fund's own reporting through time
4 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Venture Capital Fund | $4.3M | 6 | 0% | no | ||
| Mar 29, 2023 | Venture Capital Fund | $3.4M | 6 | 0% | no | ||
| Mar 27, 2024 | Venture Capital Fund | $3.4M | 6 | 0% | no | ||
| May 10, 2024 | Venture Capital Fund | $3.4M | 6 | 0% | no |
Principals and agents
12 principals on Form D, 1 placement agents
- J••• V••••••••• Director
- A•••••• V••••••••• Director
- J• D•••••• C•••• Director
- F•••• C••••••• J••• M• Director
- A••••• D•••••• R••• Director
- I•••• O•••• Executive Officer/Director
- D•••• H•••••• M• Executive Officer/Director
- A•••••• V••••••••• Executive Officer/Director
- B•••••• B••••• Executive Officer
- J••• V••••••••• Executive Officer/Director
- J••• M•••• Director
- A••••• D•••••• R••• Executive Officer/Director
- O•• C••• S••••••••• L•• placement agent
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
8 events
- Mar 29, 2022••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 15, 2021••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Sep 8, 2020••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Feb 21, 2019••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Sep 27, 2018••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Jun 29, 2018••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Feb 1, 2018••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
- Aug 9, 2017••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
112 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Entity type: Limited Liability Company Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Health Care Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: true Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): $1 - $1,000,000 Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: overFiveYears Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $7.5M Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $10.7M Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $9.1M Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $7.5M Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $6.1M Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $5.4M Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $5.1M Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $4.2M Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $18.0M Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2017-08-09 Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 65 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 56 Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 76 Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 65 Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 65 Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 64 Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 58 Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 44 Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 1,000 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 1,000 Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 1,000 Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 1,000 Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 50,000 Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 50,000 Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 100,000 Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 100,000 Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity,option Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jul 15, 2021 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 8, 2020 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Feb 21, 2019 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Sep 27, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Jun 29, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Feb 1, 2018 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Aug 9, 2017 Fact SEC EDGAR Form D data sets (quarterly)