DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Funds / Upfront Secondary IV, L.P.
Upfront Secondary IV, L.P.
Amounts, each with its basis
- Vintage
- 2024basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $5.0Mwhat may be sold, not what was raised; file 021-534005, sworn by the adviser or filed under this vehicle
- Form D sold
- $5.0Mas of the filing of Jan 2, 2025, 1 investors
- First sale
- Dec 27, 2024
- Reported GAV
- unknown
- Owners (ADV)
- unknown
- Reported on ADV
- unknown
Fundraising evidence
Closed to new capital
Form D filed or amended 2025-01-02: the stated $5.0M offering reported fully sold (fr-1)
evidence dated Jan 2, 2025. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Newly closed
first sale within 24 months; Form D sold out or quiet
first sale: 2024-12-27vintage year: $2,024adv gav as of: n/avintage basis: form_d_first_saleform d sold usd: $5.0Mform d offering usd: $5.0Mform d latest filed at: 2025-01-02
The fund's own reporting through time
0 Form ADV filings
No Form ADV reporting row: this vehicle is known from Form D only.
Principals and agents
3 principals on Form D, 0 placement agents
- Mark Suster Director
- Stuart Lander Director
- Upfront Secondary GP III, LLC Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
1 events
- Jan 2, 2025Upfront Secondary IV, L.P. filed Form D: $5,000,000 sold of $5,000,000, Venture Capital FundForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
16 observations
Every observation on this vehicle
- Entity type: Limited Partnership Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Venture Capital Fund Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $5.0M Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $5.0M Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b, 3C, 3C.7 Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2024-12-27 Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 1 Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: 1314 7TH STREET, SANTA MONICA, CA, 90401 Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2024 Jan 2, 2025 Fact SEC EDGAR Form D data sets (quarterly)