DFX Intelligence
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Funds / U••••••• S•• V• L••
U••••••• S•• V• L••
HarvestClosed to new capitalSPV or co-invest vehicleADV: Venture Capital FundU••••••• M••••••••• L••Delaware
Amounts, each with its basis
- Vintage
- 2014basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $2.7Mwhat may be sold, not what was raised; file 021-215720, sworn by the adviser or filed under this vehicle
- Form D sold
- $2.7Mas of the filing of Apr 16, 2014, 23 investors
- First sale
- Mar 3, 2014
- Reported GAV
- $3.1Mon the Form ADV filed Mar 28, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 19
- Reported on ADV
- Feb 6, 2015 to Mar 28, 2024
Fundraising evidence
Closed to new capital
Form D filed or amended 2014-04-16: the stated $2.7M offering reported fully sold (fr-1)
evidence dated Apr 16, 2014. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 12first sale: 2014-03-03vintage year: $2,014adv gav as of: 2024-03-28vintage basis: form_d_first_saleform d sold usd: $2.7Mform d offering usd: $2.7Mform d latest filed at: 2014-04-16
The fund's own reporting through time
13 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Feb 6, 2015 | Private Equity Fund | $2.5M | 26 | $25,000 | 2% | no | |
| Mar 30, 2016 | Private Equity Fund | $6.3M | 26 | $25,000 | 2% | no | |
| Mar 31, 2017 | Private Equity Fund | $6.3M | 26 | $25,000 | 2% | no | |
| Apr 1, 2018 | Private Equity Fund | $4.1M | 27 | $25,000 | 2% | no | |
| Apr 1, 2019 | Private Equity Fund | $5.0M | 26 | $25,000 | 2% | no | |
| Jun 28, 2019 | Venture Capital Fund | $5.0M | 26 | $25,000 | 2% | no | |
| Mar 30, 2020 | Venture Capital Fund | $2.6M | 26 | $25,000 | 2% | no | |
| Mar 23, 2021 | Venture Capital Fund | $2.0M | 26 | $25,000 | 2% | no | |
| Dec 22, 2021 | Venture Capital Fund | $2.0M | 26 | $25,000 | 2% | no | |
| Mar 16, 2022 | Venture Capital Fund | $2.0M | 26 | $25,000 | 2% | no | |
| Mar 22, 2023 | Venture Capital Fund | $522,297 | 26 | $25,000 | 2% | no | |
| Mar 27, 2024 | Venture Capital Fund | $3.1M | 19 | $25,000 | 3% | no | |
| Mar 28, 2024 | Venture Capital Fund | $3.1M | 19 | $25,000 | 3% | no |
Principals and agents
3 principals on Form D, 0 placement agents
- T•••••• V••••• Director
- A••• L•• Director
- S••• K••• Director
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Feb 6, 2015••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Apr 16, 2014••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
15 observations
Every observation on this vehicle
- Entity type: Limited Liability Company Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Other Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $2.7M Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $2.7M Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06b Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2014-03-03 Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 23 Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 0 Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: equity Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2014 Apr 16, 2014 Fact SEC EDGAR Form D data sets (quarterly)