DFX Intelligence
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Funds / C••••••• C•••••• I• P•••••••• L•
C••••••• C•••••• I• P•••••••• L•
HarvestUnknownFeeder or parallelother manager vehicleADV: Private Equity FundC••••••• C••••••• L••Delaware
Amounts, each with its basis
- Vintage
- 2011basis: form d first sale
- Target
- unknownnot announced
- First close
- unknownnever inferred from a Form D
- Final close
- unknownonly from an announcement or an LP disclosure
- Announced size
- unknown
- Form D offering
- $60.0Mwhat may be sold, not what was raised; file 021-166667, sworn by the adviser or filed under this vehicle
- Form D sold
- $4.9Mas of the filing of Oct 3, 2011, 20 investors
- First sale
- Sep 16, 2011
- Reported GAV
- $2.4Mon the Form ADV filed Apr 25, 2024; the fund's assets, never its size or dry powder
- Owners (ADV)
- 40
- Reported on ADV
- Feb 14, 2012 to Apr 25, 2024
Fundraising evidence
Unknown
latest Form D 2011-10-03, older than 15 months (fr-1)
evidence dated Oct 3, 2011. A Form D offering is permission to sell, not a fund in market; an amount sold is never a close; an evergreen offering amended every year is not a raise.
Lifecycle
Harvest
vintage over 7 years, still reported
age years: 15first sale: 2011-09-16vintage year: $2,011adv gav as of: 2024-04-25vintage basis: form_d_first_saleform d sold usd: $4.9Mform d offering usd: $60.0Mform d latest filed at: 2011-10-03
The fund's own reporting through time
21 Form ADV filings
| Filed | Type | Gross asset value | Owners | Min. investment | Adviser-owned | Audit | |
|---|---|---|---|---|---|---|---|
| Feb 14, 2012 | Private Equity Fund | $5.9M | 23 | $50,000 | 1% | yes | |
| Mar 11, 2013 | Private Equity Fund | $8.3M | 23 | $50,000 | 1% | yes | |
| Mar 21, 2014 | Private Equity Fund | $8.3M | 23 | $50,000 | 1% | yes | |
| Apr 4, 2014 | Private Equity Fund | $8.3M | 23 | $50,000 | 1% | yes | |
| Feb 25, 2015 | Private Equity Fund | $8.3M | 23 | $50,000 | 1% | yes | |
| Mar 25, 2016 | Private Equity Fund | $12.5M | 40 | $50,000 | 1% | yes | |
| May 5, 2016 | Private Equity Fund | $12.5M | 40 | $50,000 | 1% | yes | |
| Mar 21, 2017 | Private Equity Fund | $11.0M | 45 | $50,000 | 0% | yes | |
| Mar 23, 2018 | Private Equity Fund | $15.3M | 39 | $50,000 | 0% | yes | |
| Mar 30, 2019 | Private Equity Fund | $7.3M | 40 | $50,000 | 0% | yes | |
| Mar 23, 2020 | Private Equity Fund | $8.0M | 37 | $50,000 | 0% | yes | |
| Mar 31, 2021 | Private Equity Fund | $9.7M | 37 | $250,000 | 0% | yes | |
| Jun 30, 2021 | Private Equity Fund | $10.4M | 37 | $250,000 | 0% | yes | |
| Jul 7, 2021 | Private Equity Fund | $10.4M | 37 | $250,000 | 0% | yes | |
| Mar 30, 2022 | Private Equity Fund | $15.2M | 37 | $250,000 | 0% | yes | |
| May 20, 2022 | Private Equity Fund | $17.4M | 37 | $250,000 | 0% | yes | |
| Mar 23, 2023 | Private Equity Fund | $6.0M | 40 | $250,000 | 0% | yes | |
| Apr 25, 2023 | Private Equity Fund | $6.0M | 40 | $250,000 | 0% | yes | |
| Mar 28, 2024 | Private Equity Fund | $2.4M | 40 | $250,000 | 0% | yes | |
| Apr 25, 2024 | Private Equity Fund | $2.4M | 40 | $250,000 | 0% | yes | |
| Apr 25, 2024 | Private Equity Fund | $2.4M | 40 | $250,000 | 0% | yes |
Principals and agents
4 principals on Form D, 0 placement agents
- C•••• E•••••••• Executive Officer/Promoter
- C••••••• C••••••• L•• Executive Officer/Promoter
- C••••••• C•••••• A••••••• I•• L•• Executive Officer/Promoter
- E••••• M•••••• Executive Officer/Promoter
Limited partners and their reported performance
0 public LP reports
No public LP has reported this vehicle. The LP tape is read from public pension disclosures (see Limited partners); a fund appears here only when an LP’s report names it.
Investments attributed to this vehicle
0
No investment attributed to this vehicle. The firm’s investments sit on the firm; a fund gets one only when a source names the vehicle.
Timeline
2 events
- Feb 14, 2012••• LockedFund first reported on Form ADV Fact SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 3, 2011••• LockedForm D filed Fact SEC EDGAR Form D data sets (quarterly)
Evidence
17 observations
Every observation on this vehicle
- Entity type: Limited Partnership Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D fund type: Private Equity Fund Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Form D industry group: Pooled Investment Fund Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amendment: false Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Revenue range (Form D): Decline to Disclose Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Incorporated: withinFiveYears Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Jurisdiction: DELAWARE Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Amount sold (Form D): $4.9M Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering amount (Form D): $60.0M Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Exemptions: 06, 3C.1 Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- First sale: 2011-09-16 Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Investors (Form D): 20 Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Minimum investment (Form D): 250,000 Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Offering other type: ••• Locked Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Securities offered: pooled Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Office address: ••• Locked Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)
- Year of incorporation: 2011 Oct 3, 2011 Fact SEC EDGAR Form D data sets (quarterly)