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People / H•••••• N••••• S••••
H•••••• N••••• S••••
Role unknownCA
Roles
0 current, 2 past
- H••••• A•••• M••••••••• •••• L••• Chief Compliance OfficerDec 1, 2022 to Jan 2, 2024 · “Listed on Schedule A of filing 2023-03-30 as CHIEF COMPLIANCE OFFICER, absent from filing 2024-01-02”
- A•• B••• L••• Chief Compliance Officer Of The Broker-DealerSep 1, 2021 to Apr 19, 2023 · “Listed on Schedule A of filing 2023-03-31 as CHIEF COMPLIANCE OFFICER OF THE BROKER-DEALER, absent from filing 2023-04-19”
Investments attributed to this person
0
No investment attributed yet. Attribution needs a source naming this person on the deal: a quote, a board seat, a portfolio page credit.
Board seats and vehicles
0 boards, 0 vehicles
None on record.
Timeline
4
- Jan 2, 2024H•••••• N••••• S•••• (Chief Compliance Officer) no longer on Schedule A of H••••• A•••• M••••••••• •••• L•••
- Apr 19, 2023H•••••• N••••• S•••• (Chief Compliance Officer Of The Broker-Dealer) no longer on Schedule A of A•• B••• L•••
- Dec 1, 2022H•••••• N••••• S•••• joined Schedule A of H••••• A•••• M••••••••• •••• L••• as Chief Compliance Officer
- Sep 1, 2021H•••••• N••••• S•••• joined Schedule A of A•• B••• L••• as Chief Compliance Officer Of The Broker-Dealer