DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

Retirement Plan of Easter Seals Alabama, Inc.

Corporate pensionMontgomery, AL
Assets
$16.4M
Total assets, Dec 31, 2024 reported
Funded
75.3%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
33
none on the tape
Plan sponsor: Easter Seals Alabama, Inc.
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
  • Pooled separate accounts 99.8%
Consultants and advisers
3 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
Commitments
33 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2024Principal U.S. Property Sa-Zseparate accountPrincipalReal estate$1.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$1.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Lgcp S&p 500 Index Sa-Zseparate accountPrincipalPooled vehicles$3.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Midcap Value I Sa-Zseparate accountPrincipalPooled vehicles$454,802 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Smcap Growth I Sep Acct-Zseparate accountPrincipalPooled vehicles$240,736 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Smcap Value II Sep Acct-Zseparate accountPrincipalPooled vehicles$239,405 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$1.8M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Principal Overseas Sep Acct-Zseparate accountPrincipalPooled vehicles$542,648 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$6.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Midcap Sep Acct-Zseparate accountPrincipalPooled vehicles$452,524 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Principal U.S. Property Sa-Zseparate accountPrincipalReal estate$1.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$1.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Lgcp S&p 500 Index Sa-Zseparate accountPrincipalPooled vehicles$4.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Midcap Value I Sa-Zseparate accountPrincipalPooled vehicles$252,369 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Midcap Growth III Sa-Zseparate accountPrincipalPooled vehicles$254,765 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Smcap Growth I Sep Acct-Zseparate accountPrincipalPooled vehicles$119,623 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Smcap Value II Sep Acct-Zseparate accountPrincipalPooled vehicles$120,711 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$2.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Principal Overseas Sep Acct-Zseparate accountPrincipalPooled vehicles$562,355 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$6.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Org Emg Mkts Sep Acct-Zseparate accountPrincipalPooled vehicles$359,081 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Intl Smallcap Sep Acct-Zseparate accountPrincipalPooled vehicles$220,218 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Principal U.S. Property Sa-Zseparate accountPrincipalReal estate$1.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Diversified Intl Sa-Zseparate accountPrincipalHedge / diversifiers$1.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Lgcp S&p 500 Index Sa-Zseparate accountPrincipalPooled vehicles$4.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Midcap Value I Sa-Zseparate accountPrincipalPooled vehicles$253,351 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Midcap Growth III Sa-Zseparate accountPrincipalPooled vehicles$246,541 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Smcap Growth I Sep Acct-Zseparate accountPrincipalPooled vehicles$116,588 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Smcap Value II Sep Acct-Zseparate accountPrincipalPooled vehicles$117,649 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Ldi Long Duration Sa-Zseparate accountPrincipalFixed income$2.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Principal Overseas Sep Acct-Zseparate accountPrincipalPooled vehicles$459,268 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Ldi Intrm Dur Sep Acct-Zseparate accountPrincipalPooled vehicles$6.2M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Org Emg Mkts Sep Acct-Zseparate accountPrincipalPooled vehicles$376,700 heldDisclosed holdingaskebsa.dol.gov
Size and funding
33 readings
Total assets
$16.4M Dec 31, 2024 reported Form 5500
$16.7M (2023-12) · $16.7M (2022-12)
Plan assets
$16.7M Jan 1, 2024 reported Form 5500
$16.7M (2023-01) · $22.3M (2022-01)
Net assets
$16.1M Dec 31, 2024 reported Form 5500
$16.7M (2023-12) · $16.7M (2022-12)
Funded ratio
75.3% Jan 1, 2024 reported Form 5500
80.4% (2023-01) · 97.1% (2022-01)
Funding target
$22.2M Jan 1, 2024 reported Form 5500
$22.8M (2023-01) · $22.9M (2022-01)
Discount rate
5.07% Jan 1, 2024 reported Form 5500
5.15% (2023-01) · 5.32% (2022-01)
Participants
344 Jan 1, 2024 reported Form 5500
352 (2023-01) · 360 (2022-01)
Contributions
$545,999 Dec 31, 2024 reported Form 5500
$431,430 (2023-12) · $300,000 (2022-12)
Benefits paid
$1.8M Dec 31, 2024 reported Form 5500
$1.8M (2023-12) · $1.8M (2022-12)
Net investment income
$-576,964 Dec 31, 2024 reported Form 5500
$29,383 (2023-12) · $-5.7M (2022-12)
Investment management fees
$44,705 Dec 31, 2024 reported Form 5500
$44,616 (2023-12) · $38,897 (2022-12)
Form 5500 filings
3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Dec 31, 2024344$16.7M$22.2M75.3%$16.4Mn/an/an/a
2023 to Dec 31, 2023352$16.7M$22.8M80.4%$16.7Mn/an/an/a
2022 to Dec 31, 2022360$22.3M$22.9M97.1%$16.7Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • Principal Life Insurance Company codes 13 50 64 $67,145 PY2024
  • Raymond James Financial codes 27 50 $33,504 PY2024
  • Cri codes 10 50 $24,660 PY2024
  • Martin Martin Randall & Assoc, Inc. codes 11 13 50 $23,130 PY2024
  • Principal Global Investors, LLC codes 27 50 $11,201 PY2024
  • Prin Mid Cap Growth III Sa-Z Sched. D P PY2024
  • Prin Sm Cap Growth I Sep Acct-Z Sched. D P $240,736 PY2024
  • Prin Sm Cap Value II Sep Acct-Z Sched. D P $239,405 PY2024
  • Prin Ldi Long Duration Sa-Z Sched. D P $1.8M PY2024
  • Principal Overseas Sep Acct-Z Sched. D P $542,648 PY2024
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $6.4M PY2024
  • Prin Org Emg Mkts Sep Acct-Z Sched. D P PY2024
  • Prin Midcap Sep Acct-Z Sched. D P $452,524 PY2024
  • Principal US Property Sa-Z Sched. D P $1.3M PY2024
  • Principal Diversified Intl Sa-Z Sched. D P $1.5M PY2024
  • Prin Lgcp S&p 500 Index Sa-Z Sched. D P $3.4M PY2024
  • Prin Mid Cap Value I Sa-Z Sched. D P $454,802 PY2024
  • Martin Martin Randall & Assoc., Inc codes 11 PY2024
  • Principal Life Insurance Company codes 13 50 64 $67,196 PY2023
  • Cri codes 10 50 $36,150 PY2023
  • Raymond James Financial codes 27 50 $33,430 PY2023
  • Martin Martin Randall & Assoc, Inc. codes 11 13 50 $24,230 PY2023
  • Principal Global Investors, LLC codes 27 50 $11,186 PY2023
  • Prin Lgcp S&p 500 Index Sa-Z Sched. D P $4.2M PY2023
  • Prin Mid Cap Value I Sa-Z Sched. D P $252,369 PY2023
  • Prin Mid Cap Growth III Sa-Z Sched. D P $254,765 PY2023
  • Prin Sm Cap Growth I Sep Acct-Z Sched. D P $119,623 PY2023
  • Prin Sm Cap Value II Sep Acct-Z Sched. D P $120,711 PY2023
  • Prin Ldi Long Duration Sa-Z Sched. D P $2.1M PY2023
  • Principal Overseas Sep Acct-Z Sched. D P $562,355 PY2023
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $6.1M PY2023
  • Prin Org Emg Mkts Sep Acct-Z Sched. D P $359,081 PY2023
  • Prin Intl Small Cap Sep Acct-Z Sched. D P PY2023
  • Principal US Property Sa-Z Sched. D P $1.3M PY2023
  • Principal Diversified Intl Sa-Z Sched. D P $1.2M PY2023
  • Martin Martin Randall & Assoc., Inc codes 11 PY2023
  • Principal Life Insurance Company codes 13 50 64 $39,047 PY2022
  • Martin Martin Randall & Assoc, Inc. codes 11 13 50 $21,150 PY2022
  • Cri codes 10 50 $17,440 PY2022
  • Principal Global Investors, LLC codes 27 50 $12,279 PY2022
  • Principal Diversified Intl Sa-Z Sched. D P $1.1M PY2022
  • Prin Lgcp S&p 500 Index Sa-Z Sched. D P $4.2M PY2022
  • Prin Mid Cap Value I Sa-Z Sched. D P $253,351 PY2022
  • Prin Sm Cap S&p 600 Index Sa-14 Sched. D P PY2022
  • Prin Mid Cap Growth III Sa-Z Sched. D P $246,541 PY2022
  • Prin Sm Cap Growth I Sep Acct-Z Sched. D P $116,588 PY2022
  • Prin Sm Cap Value II Sep Acct-Z Sched. D P $117,649 PY2022
  • Prin Ldi Long Duration Sa-Z Sched. D P $2.1M PY2022
  • Principal Overseas Sep Acct-Z Sched. D P $459,268 PY2022
  • Prin Ldi Intrm Dur Sep Acct-Z Sched. D P $6.2M PY2022
  • Prin Org Emg Mkts Sep Acct-Z Sched. D P $376,700 PY2022
  • Prin Liquid Assets Sep Acct-I3 Sched. D P PY2022
  • Prin Intl Small Cap Sep Acct-Z Sched. D P $220,218 PY2022
  • Principal US Property Sa-Z Sched. D P $1.4M PY2022
  • Martin Martin Randall & Assoc., Inc codes 11 PY2022
What changed
8 events
  • Dec 31, 2024Holding endedinference
    Retirement Plan of Easter Seals Alabama, Inc. no longer reports Prin Org Emg Mkts Sep Acct-Z (Principal) (last held $359,081 at 2023-12-31; absent from the 2024-12-31 filing)
    with Principalaskebsa.dol.gov
  • Dec 31, 2024Holding started
    Retirement Plan of Easter Seals Alabama, Inc. first reports an interest in Prin Midcap Sep Acct-Z (Principal): $452,524 at 2024-12-31
    with Principalaskebsa.dol.gov
  • Dec 31, 2024Holding endedinference
    Retirement Plan of Easter Seals Alabama, Inc. no longer reports Prin Midcap Growth III Sa-Z (Principal) (last held $254,765 at 2023-12-31; absent from the 2024-12-31 filing)
    with Principalaskebsa.dol.gov
  • Jan 1, 2024Funded status changed
    Retirement Plan of Easter Seals Alabama, Inc. funded ratio 80.4% -> 75.3% (2023-01-01 to 2024-01-01)
    askebsa.dol.gov
  • Dec 31, 2023Holding endedinference
    Retirement Plan of Easter Seals Alabama, Inc. no longer reports Prin Intl Smallcap Sep Acct-Z (Principal) (last held $220,218 at 2022-12-31; absent from the 2023-12-31 filing)
    with Principalaskebsa.dol.gov
  • Dec 31, 2023Consultant changedinference
    Raymond James Financial appears on Retirement Plan of Easter Seals Alabama, Inc.'s Schedule C as investment adviser (plan) (plan year 2023 vs 2022)
    with Raymond James Financialaskebsa.dol.gov
  • Jan 1, 2023Funded status changed
    Retirement Plan of Easter Seals Alabama, Inc. funded ratio 97.1% -> 80.4% (2022-01-01 to 2023-01-01)
    askebsa.dol.gov
  • Jan 1, 2023Assets changed
    Retirement Plan of Easter Seals Alabama, Inc. plan assets $22M -> $17M (-25.0%, 2022-01-01 to 2023-01-01)
    askebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 630320188-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.