DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
unclassified
Raymond James Financial
unclassified
Advisory clients on the tape
2
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
n/a
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
n/a
Item 5.F
Advisory clients
2 allocators
- Retirement Plan of Easter Seals Alabama, Inc. Investment adviser (plan)through Dec 31, 2023 Form 5500
- Trimas Corporation Union Employees Pension Plan Investment adviser (plan)through Dec 31, 2022 Form 5500
Schedule C rows
7 rows, $1.1M direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| U.A. Local No. 393 Defined Benefit Pension Plan | 2024 | 28 51 | NONE | $368,791 |
| Retirement Plan of Easter Seals Alabama, Inc. | 2024 | 27 50 | INVESTMENT ADVISORY | $33,504 |
| U.A. Local No. 393 Defined Benefit Pension Plan | 2023 | 28 51 | NONE | $304,766 |
| Retirement Plan of Easter Seals Alabama, Inc. | 2023 | 27 50 | INVESTMENT ADVISORY | $33,430 |
| Trimas Corporation Union Employees Pension Plan | 2023 | 27 50 | INVESTMENT ADVISOR | $4,500 |
| U.A. Local No. 393 Defined Benefit Pension Plan | 2022 | 28 51 | NONE | $307,210 |
| Trimas Corporation Union Employees Pension Plan | 2022 | 27 50 | INVESTMENT ADVISOR | $18,000 |
What changed
- Raymond James Financial no longer appears on Trimas Corporation Union Employees Pension Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with Raymond James Financialaskebsa.dol.gov
- Raymond James Financial appears on Retirement Plan of Easter Seals Alabama, Inc.'s Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with Raymond James Financialaskebsa.dol.gov