DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
Corporate pension
Axel Johnson Inc. Retirement Plan
Corporate pensionStamford, CT
Assets
$78.7M
Total assets, Dec 31, 2024 reported
Funded
88.2%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
3
1 managers on Schedule C
Plan sponsor: Axel Johnson Inc.
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
- Interest-bearing cash 0.9%
- Partnership/joint venture interests 17.1%
- Common/collective trusts 20.0%
- Registered investment companies 61.9%
Consultants and advisers
4 firms
- Rocaton Investment Advisors LLC Investment adviser (plan)through Dec 31, 2022 Form 5500
- Buck Consultants Actuarythrough Dec 31, 2024 Form 5500
- Buck Global, LLC Actuarythrough Dec 31, 2022 Form 5500
- Principal Custody Solutions Trusteethrough Dec 31, 2022 Form 5500
People
No investment staff or executives have been read for this allocator yet.
Manager roster
1 managers on the commitment tape
From the plan’s own commitment disclosures
- Wellington Fd1 rows, latest Dec 31, 2024
From Schedule C (investment management, code 28)
- Wellington Fdplan years 2024
- Acadian Intl Small Capplan years 2022
- Fortressplan years 2022
- Nepc, LLCplan years 2022
Commitments
3 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
| Date | Fund | Manager | Bucket | Amount | Vintage | Status | Source |
|---|---|---|---|---|---|---|---|
| as of Dec 31, 2024 | Wtc-Cif II US Inv Grade Corp Long Bcollective trust | Wellington Fd | Pooled vehicles | $15.7M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2023 | West Asset Long Dur Credit R1collective trust | Hand Benefits & Trust Company | Private credit | $16.3M held | Disclosed holding | askebsa.dol.gov | |
| as of Dec 31, 2022 | West Asset Long Dur Credit R1collective trust | Hand Benefits & Trust Company | Private credit | $15.3M held | Disclosed holding | askebsa.dol.gov |
Size and funding
33 readings
Investment management fees
$145,030 (2023-12) · $186,817 (2022-12)
Form 5500 filings
3 plan years
| Plan year | Participants | Assets (SB market) | Funding target | FTAP | Total assets (H) | Partnerships / JV | Master trust | Real estate |
|---|---|---|---|---|---|---|---|---|
| 2024 to Dec 31, 2024 | 1,660 | $80.2M | $97.8M | 88.2% | $78.7M | $13.4M | n/a | n/a |
| 2023 to Dec 31, 2023 | 1,689 | $77.8M | $99.9M | 84.7% | $80.3M | $14.9M | n/a | n/a |
| 2022 to Dec 31, 2022 | 1,717 | $107M | $99.6M | 99.4% | $77.8M | $15.6M | n/a | n/a |
Service providers and investment entities as filed (Schedule C and D, latest year first)
- Nepc codes 28 51 $135,144 PY2024
- Principal codes 21 25 28 50 51 59 63 $65,001 PY2024
- Buck Consultants codes 11 50 $39,484 PY2024
- Grant Thornton LLP codes 10 50 $25,719 PY2024
- Wellington Trust Company codes 28 51 $21,837 PY2024
- Acadian codes 28 51 $15,066 PY2024
- Pillsbury Winthrop Shaw Pittman codes 29 50 $7,413 PY2024
- Western Asset Ld Credit Sched. D C PY2024
- WTC Cif II US Investmenet Grade Cor Sched. D C $15.7M PY2024
- Buck Global, LLC codes 11 PY2024
- Nepc codes 28 51 $120,096 PY2023
- Buck Consultants codes 11 50 $63,417 PY2023
- Principal codes 21 25 28 50 51 59 63 $63,087 PY2023
- Grant Thornton LLP codes 10 50 $24,978 PY2023
- Acadian codes 28 51 $22,323 PY2023
- Western Asset Ld Credit Sched. D C $16.3M PY2023
- Buck Global, LLC codes 11 PY2023
- Rocaton Investment Advisors codes 27 51 $132,343 PY2022
- Principal codes 21 25 28 50 51 59 63 $65,474 PY2022
- Buck Consultants codes 11 50 $50,000 PY2022
- Acadian codes 28 51 $39,098 PY2022
- Grant Thornton LLP codes 10 50 $29,298 PY2022
- Fortress codes 28 51 $24,303 PY2022
- Nepc codes 28 51 $15,326 PY2022
- Western Asset Ld Credit Sched. D C $15.3M PY2022
- Buck Global, LLC codes 11 PY2022
What changed
8 events
- Dec 31, 2024Holding startedAxel Johnson Inc. Retirement Plan first reports an interest in Wtc-Cif II US Inv Grade Corp Long B (Wellington Fd): $16M at 2024-12-31with Wellington Fdaskebsa.dol.gov
- Dec 31, 2024Holding endedinferenceAxel Johnson Inc. Retirement Plan no longer reports West Asset Long Dur Credit R1 (last held $16M at 2023-12-31; absent from the 2024-12-31 filing)with West Asset Long Dur Credit R1askebsa.dol.gov
- Dec 31, 2024Manager relationship startedWellington Trust Company appears on Axel Johnson Inc. Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)with Wellington Fdaskebsa.dol.gov
- Jan 1, 2024Funded status changedAxel Johnson Inc. Retirement Plan funded ratio 84.7% -> 88.2% (2023-01-01 to 2024-01-01)
- Dec 31, 2023Consultant changedinferenceRocaton Investment Advisors no longer appears on Axel Johnson Inc. Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with Rocaton Investment Advisors LLCaskebsa.dol.gov
- Dec 31, 2023Manager relationship endedinferenceFortress no longer appears on Axel Johnson Inc. Retirement Plan's Schedule C as investment manager (plan year 2023 vs 2022)with Fortressaskebsa.dol.gov
- Jan 1, 2023Funded status changedAxel Johnson Inc. Retirement Plan funded ratio 99.4% -> 84.7% (2022-01-01 to 2023-01-01)
- Jan 1, 2023Assets changedAxel Johnson Inc. Retirement Plan plan assets $107M -> $78M (-27.5%, 2022-01-01 to 2023-01-01)
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 061600707-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.