DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

OCIO

Rocaton Investment Advisors LLC

OCIOcandidateCRD 120451
Advisory clients on the tape
9
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
18
filed Apr 12, 2024
ADV institutional RAUM
$13B
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
$13B
Item 5.F
Classification basis: Form ADV 5.G(6) pension consulting; institutional RAUM share 0.98; discretionary RAUM $13B. An OCIO holds discretion over at least $5B of institutional assets; a consultant advises.
Advisory clients
9 allocators
Schedule C rows
29 rows, $5.2M direct compensation as filed
PlanPlan yearCodesRelationship as filedDirect compensation
Tegna Retirement Plan202428 51NONE$253,125
Glaxosmithkline Cash Balance Pension Plan202428 51 56NONE$138,938
Herc Rentals Pension Plan202427NONE$107,264
Ingevity Corporation Retirement Plan for Bargained Hourly Employees202427 28 50NONE$56,250
Nextera Energy, Inc. Employee Pension Plan202427 50NONE$6,988
Xerox Corporation Retirement Income Guarantee Plan202327NONE$426,875
Saint-Gobain Retirement Income Plan202328 50 51 56NONE KNOWN$279,111
RR Donnelley Pension Plan202328NONE$266,518
Nextera Energy, Inc. Employee Pension Plan202327 50NONE$266,062
Highmark Retirement Plan202328 50NONE$224,793
Glaxosmithkline Cash Balance Pension Plan202328 51 56NONE$185,250
Wells Fargo & Company Cash Balance Plan202327 50NONE$135,097
Ingevity Corporation Retirement Plan for Bargained Hourly Employees202327 28 50NONE$75,000
Northwell Health Pension Plan202317NONE$65,523
Herc Rentals Pension Plan202327NONE$63,482
Retirement Income Guarantee Plan of Xerox Corporation and the Xerographic Division, Rochester Regional Joint Board on Behalf of Itself and O202327NONE$19,461
Nextera Energy, Inc. Employee Pension Plan202227 50NONE$411,477
Northwell Health Cash Balance Plan202217NONE$399,867
Wells Fargo & Company Cash Balance Plan202227 50NONE$372,302
Xerox Corporation Retirement Income Guarantee Plan202227NONE$329,404
Saint-Gobain Retirement Income Plan202228 50 51 56NONE KNOWN$257,959
Tegna Retirement Plan202228 51 56NONE$202,500
Glaxosmithkline Cash Balance Pension Plan202228 51 56NONE$185,250
Highmark Retirement Plan202228 50NONE$163,128
Axel Johnson Inc. Retirement Plan202227 51NONE$132,343
Herc Rentals Pension Plan202227NONE$95,773
Ingevity Corporation Retirement Plan for Bargained Hourly Employees202227 28 50NONE$75,000
Dayco Defined Benefit Pension Plan202228 51 56NONE$15,000
Retirement Income Guarantee Plan of Xerox Corporation and the Xerographic Division, Rochester Regional Joint Board on Behalf of Itself and O202227NONE$12,577
Form ADV readings
  • charity clients 5 Apr 12, 2024 reported
  • institutional clients 18 Apr 12, 2024 reported
  • pension plan clients 13 Apr 12, 2024 reported
  • raum discretionary $13B Apr 12, 2024 reported
  • raum institutional $13B Apr 12, 2024 reported
  • raum total $13B Apr 12, 2024 reported
What changed
  • Dec 31, 2024Manager relationship endedinferenceHighmark Retirement Plan
    Rocaton Investment no longer appears on Highmark Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2024Consultant changedinferenceNorthwell Health Pension Plan
    Rocaton Investment Advisors no longer appears on Northwell Health Pension Plan's Schedule C as pension consultant (plan year 2024 vs 2023)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2024Manager relationship startedTegna Retirement Plan
    Rocaton Investment Advisors appears on Tegna Retirement Plan's Schedule C as investment manager (plan year 2024 vs 2023)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2024Consultant changedinferenceWells Fargo & Company Cash Balance Plan
    Rocaton Investment Advisors LLC no longer appears on Wells Fargo & Company Cash Balance Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2023Manager relationship startedRR Donnelley Pension Plan
    Rocaton Investment Advisors appears on RR Donnelley Pension Plan's Schedule C as investment manager (plan year 2023 vs 2022)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2023Consultant changedinferenceNorthwell Health Pension Plan
    Rocaton Investment Advisors appears on Northwell Health Pension Plan's Schedule C as pension consultant (plan year 2023 vs 2022)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2023Consultant changedinferenceAxel Johnson Inc. Retirement Plan
    Rocaton Investment Advisors no longer appears on Axel Johnson Inc. Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov
  • Dec 31, 2023Manager relationship endedinferenceTegna Retirement Plan
    Rocaton Investment Advisors, LLC no longer appears on Tegna Retirement Plan's Schedule C as investment manager (plan year 2023 vs 2022)
    with Rocaton Investment Advisors LLCaskebsa.dol.gov