DFX Intelligence

Allocator Intelligence

The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.

Corporate pension

Norton Healthcare, Inc. Retirement Plan

Corporate pensionLouisville, KY
Assets
$169M
Total assets, Dec 31, 2024 reported
Funded
103.6%
Jan 1, 2024
Private markets target
n/a
policy Dec 31, 2024
Commitments
18
none on the tape
Plan sponsor: Norton Healthcare, Inc.
Allocation policy
Form 5500, as of Dec 31, 2024
Actual allocation lines without a target (as filed)
  • Non-interest-bearing cash 0.0%
  • Corporate debt instruments (other) 25.0%
  • Corporate debt instruments (preferred) 21.9%
  • U.S. Government securities 3.3%
  • Other investments 0.8%
  • Common/collective trusts 17.6%
  • Pooled separate accounts 2.5%
  • Registered investment companies 28.2%
Consultants and advisers
5 firms
People
No investment staff or executives have been read for this allocator yet.
Manager roster
5 managers on the commitment tape
From the plan’s own commitment disclosures
Commitments
18 rows, 0 dated closings
Disclosed holdings (from the plan’s performance or holdings report, as of the report date)
DateFundManagerBucketAmountVintageStatusSource
as of Dec 31, 2024Prin Liquid Assets Sep Acct-Zseparate accountPrincipalPooled vehicles$382,370 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Prin Short-Term Income Sa-Zseparate accountPrincipalCash$3.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024EB Temporary Investmentcollective trustBNY MellonPooled vehicles$4.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024GQG Partners Emerging Markets Equitcollective trustReliance Trust CompanyPublic equity$2.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Legal & General S&p 500 Cit Fundcollective trustLegal and GeneralPooled vehicles$20.4M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2024Wtc-Cif II Small Cap Opp Portfoliocollective trustWellington FdPublic equity$2.3M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Liquid Assets Sep Acct-Zseparate accountPrincipalPooled vehicles$356,703 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Prin Short-Term Income Sa-Zseparate accountPrincipalCash$2.0M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023EB Temporary Investmentcollective trustBNY MellonPooled vehicles$5.1M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023GQG Partners Emerging Markets Equitcollective trustReliance Trust CompanyPublic equity$3.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Legal & General S&p 500 Cit Fundcollective trustLegal and GeneralPooled vehicles$25.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2023Wtc-Cif II Small Cap Opp Portfoliocollective trustWellington FdPublic equity$8.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Liquid Assets Sep Acct-Zseparate accountPrincipalPooled vehicles$342,056 heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Prin Short-Term Income Sa-Zseparate accountPrincipalCash$1.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022EB Temporary Investmentcollective trustBNY MellonPooled vehicles$3.9M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022GQG Partners Emerging Markets Equitcollective trustReliance Trust CompanyPublic equity$3.5M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Legal & General S&p 500 Cit Fundcollective trustLegal and GeneralPooled vehicles$21.7M heldDisclosed holdingaskebsa.dol.gov
as of Dec 31, 2022Wtc-Cif II Small Cap Opp Portfoliocollective trustWellington FdPublic equity$7.7M heldDisclosed holdingaskebsa.dol.gov
Size and funding
33 readings
Total assets
$169M Dec 31, 2024 reported Form 5500
$171M (2023-12) · $162M (2022-12)
Plan assets
$170M Jan 1, 2024 reported Form 5500
$162M (2023-01) · $209M (2022-01)
Net assets
$169M Dec 31, 2024 reported Form 5500
$170M (2023-12) · $162M (2022-12)
Funded ratio
103.6% Jan 1, 2024 reported Form 5500
105.8% (2023-01) · 111.6% (2022-01)
Funding target
$153M Jan 1, 2024 reported Form 5500
$153M (2023-01) · $164M (2022-01)
Discount rate
5.09% Jan 1, 2024 reported Form 5500
5.06% (2023-01) · 5.19% (2022-01)
Participants
4,713 Jan 1, 2024 reported Form 5500
4,944 (2023-01) · 5,203 (2022-01)
Contributions
$0 Dec 31, 2024 reported Form 5500
$0 (2023-12) · $0 (2022-12)
Benefits paid
$11.0M Dec 31, 2024 reported Form 5500
$10.4M (2023-12) · $13.9M (2022-12)
Net investment income
$-1.2M Dec 31, 2024 reported Form 5500
$8.1M (2023-12) · $-47.1M (2022-12)
Investment management fees
$377,877 Dec 31, 2024 reported Form 5500
$430,347 (2023-12) · $812,307 (2022-12)
Form 5500 filings
3 plan years
Plan yearParticipantsAssets (SB market)Funding targetFTAPTotal assets (H)Partnerships / JVMaster trustReal estate
2024 to Dec 31, 20244,713$170M$153M103.6%$169Mn/an/an/a
2023 to Dec 31, 20234,944$162M$153M105.8%$171Mn/an/an/a
2022 to Dec 31, 20225,203$209M$164M111.6%$162Mn/an/an/a
Service providers and investment entities as filed (Schedule C and D, latest year first)
  • Principal Life Insurance Company codes 13 50 64 $611,120 PY2024
  • Income Research and Mana codes 13 27 50 $244,309 PY2024
  • Fiducient Advisors LLC codes 27 50 $133,548 PY2024
  • BNY Mellon codes 13 50 $58,229 PY2024
  • Norton Healthcare Inc. codes 10 50 $33,000 PY2024
  • Creative Planning codes 13 50 $25,000 PY2024
  • EB Temporary Investment Sched. D C $4.5M PY2024
  • Prin Liquid Assets Sep Acct-Z Sched. D P $382,370 PY2024
  • Prin Short-Term Income Sa-Z Sched. D P $3.9M PY2024
  • GQG Partners Emerg Mkts Equity Fd Sched. D C $2.5M PY2024
  • Legal & General S&p 500 Coll Inv Tr Sched. D C $20.4M PY2024
  • Wtc-Cif II Small Cap Opp Portfolio Sched. D C $2.3M PY2024
  • Principal Financial Group codes 11 PY2024
  • Principal Life Insurance Company codes 13 50 64 $665,003 PY2023
  • Income Research-M codes 27 50 $243,366 PY2023
  • Fiduciary Advisors LLC codes 27 50 $103,574 PY2023
  • BNY Mellon codes 13 27 50 $83,407 PY2023
  • Norton Healthcare Inc. codes 10 50 $32,500 PY2023
  • Creative Planning codes 13 50 $18,750 PY2023
  • Legal & General S&p 500 Coll Inv Tr Sched. D C $25.7M PY2023
  • Prin Liquid Assets Sep Acct-I3 Sched. D P $356,703 PY2023
  • Prin Short-Term Income Sa-I3 Sched. D P $2.0M PY2023
  • EB Temporary Investment Sched. D C $5.1M PY2023
  • GQG Partners Emerg Mkts Equity Fd Sched. D C $3.9M PY2023
  • Wtc-Cif II Small Cap Opp Portfolio Sched. D C $8.5M PY2023
  • Principal Financial Group codes 11 PY2023
  • Principal Life Insurance Company codes 13 50 64 $628,114 PY2022
  • Income Research + Mgmt I codes 27 50 $582,461 PY2022
  • BNY Mellon codes 27 50 $123,015 PY2022
  • Fiduciary Advisors LLC codes 27 50 $100,558 PY2022
  • Lockton Investment Advs codes 13 27 50 $12,500 PY2022
  • Legal & General S&p 500 Coll Inv Tr Sched. D C $21.7M PY2022
  • Wtc-Cif II Small Cap Opp Portfolio Sched. D C $7.7M PY2022
  • Prin Liquid Assets Sep Acct-I3 Sched. D P $342,056 PY2022
  • Prin Short-Term Income Sa-I3 Sched. D P $1.7M PY2022
  • EB Temporary Investment Sched. D C $3.9M PY2022
  • GQG Partners Emerg Mkts Equity Fd Sched. D C $3.5M PY2022
  • Principal Financial Group codes 11 PY2022
What changed
5 events
  • Dec 31, 2024Consultant changedinference
    BNY Mellon no longer appears on Norton Healthcare, Inc. Retirement Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)
    with Bank of New York Mellonaskebsa.dol.gov
  • Jan 1, 2024Funded status changed
    Norton Healthcare, Inc. Retirement Plan funded ratio 105.8% -> 103.6% (2023-01-01 to 2024-01-01)
    askebsa.dol.gov
  • Dec 31, 2023Consultant changedinference
    Lockton Investment Advs no longer appears on Norton Healthcare, Inc. Retirement Plan's Schedule C as investment adviser (plan) (plan year 2023 vs 2022)
    with Lockton Investment Advisors, LLCaskebsa.dol.gov
  • Jan 1, 2023Funded status changed
    Norton Healthcare, Inc. Retirement Plan funded ratio 111.6% -> 105.8% (2022-01-01 to 2023-01-01)
    askebsa.dol.gov
  • Jan 1, 2023Assets changed
    Norton Healthcare, Inc. Retirement Plan plan assets $209M -> $162M (-22.6%, 2022-01-01 to 2023-01-01)
    askebsa.dol.gov
Board record: approvals, recommendations, searches, terminations and re-up prospects for this system.
Provenance
Identifiers: EIN-PN 611028725-001
Cross-graph: no entry on another DFX graph
First observed Sep 15, 2026, last observed Sep 15, 2026. Classification confirmed. Every row above carries its source; a reported figure is the subject’s own, a derived one is arithmetic on reported figures, an estimated one is a model or a survey imputation and is never summed into a headline.