DFX Intelligence
Allocator Intelligence
The capital-owner graph behind private markets. Who owns the capital, who decides, how much, under what policy, on whose advice, to which managers, and what changed, with a source and a date behind every row. A target is never an actual, a disclosed holding is never an approval, and an estimate says so.
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OCIO
P•••••••• F•••••••• A•••••••• I•••
Advisory clients on the tape
4
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
298
filed Mar 30, 2020
ADV institutional RAUM
$8.9B
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
$9.0B
Item 5.F
Classification basis: Form ADV 5.G(6) pension consulting; institutional RAUM share 0.99; discretionary RAUM $9.0B. An OCIO holds discretion over at least $5B of institutional assets; a consultant advises.
Advisory clients
4 allocators
- R••• M••••• L•• B••••••••• E••••••••• D•••••• B•••••• P••• Investment adviser (plan)through Dec 31, 2022 Form 5500
- N•••• P•••••• P••• Investment adviser (plan)through Dec 31, 2022 Form 5500
- S•••••••• A•••••••• P•••••• P••• Investment adviser (plan)through Dec 31, 2022 Form 5500
- E•••• O••••••••• R••••••••• P••• Investment adviser (plan)through Dec 31, 2022 Form 5500
Schedule C rows
5 rows, $413,798 direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| C••••••• W•••••• S••••••••• P•••••• P••• | 2024 | 28 50 | NONE | $18,240 |
| E•••• O••••••••• R••••••••• P••• | 2022 | 27 50 | INVESTMENT ADVISORY | $346,197 |
| R••• M••••• L•• B••••••••• E••••••••• D•••••• B•••••• P••• | 2022 | 27 50 | INVESTMENT ADVISORY | $20,590 |
| S•••••••• A•••••••• P•••••• P••• | 2022 | 27 50 | INVESTMENT ADVISORY | $16,282 |
| N•••• P•••••• P••• | 2022 | 27 50 | INVESTMENT ADVISORY | $12,489 |
Form ADV readings
- government clients 90 Mar 30, 2020 reported
- institutional clients 298 Mar 30, 2020 reported
- pension plan clients 208 Mar 30, 2020 reported
- raum discretionary $9.0B Mar 30, 2020 reported
- raum institutional $8.9B Mar 30, 2020 reported
- raum total $9.0B Mar 30, 2020 reported
What changed
- P•••••••• Financial Advisors Inc appears on C••••••• W•••••• S••••••••• P•••••• P•••'s Schedule C as investment manager (plan year 2024 vs 2023)with P•••••••• F•••••••• A•••••••• I•••askebsa.dol.gov
- P•••••••• F•••••••• A•••••••• I••• no longer appears on S•••••••• A•••••••• P•••••• P•••'s Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with P•••••••• F•••••••• A•••••••• I•••askebsa.dol.gov
- P•••••••• Global Investors, LLC no longer appears on E•••• O••••••••• R••••••••• P•••'s Schedule C as investment adviser (plan) (plan year 2023 vs 2022)with P•••••••• F•••••••• A•••••••• I•••askebsa.dol.gov