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Private equityFirminfrastructure · probableupper middle market

Ullico Investment Advisors, Inc.

Private Equity

Silver Spring, MD

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:0499e201-a3e9-432c-8e2a-954ee8d58dae

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 30
On other graphs: 3
Observed: Sep 13, 2026 to Sep 13, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Ullico Investment Advisors, Inc.

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

ULLICO INVESTMENT ADVISORS, INC.

Registered adviser · shared crd

Real Estate Fundsidentity

Ullico Investment Advisors, Inc.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 3
PE funds: 3
Vintages: 2013 to 2013
PE GAV, 2024 filing: $5.6Bgross asset value on Form ADV; never dry powder
Regulatory AUM: $11B
Investments: 5
Active investments: 0
Size band: UPPER MIDDLE MARKETderivedproxy: $5.62bn Private Equity Fund GAV on the Form ADV filed 2024-05-30
Stated sectors: financial_services
Latest ADV filing: May 30, 2024
Employees (ADV): 83
Website: ullico.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Ullico Infrastructure Master Fund, L.P.	2013	Early deployment	Private Equity Fund	n/a	$287M
Ullico Infrastructure Taxable Fund, L.P.	2013	Unknown	Private Equity Fund	n/a	$703M
Ullico Infrastructure Tax-Exempt Fund, L.P.	n/a	Unknown	Private Equity Fund	n/a	$4.9B

Investments

Company	State	Role	Control	Invested	Exited	Status
J for Jobs – Commercial Real Estate Debt	n/a	unknown	unknown	n/a	n/a	unknown
Ullico Infrastructure Fund	n/a	unknown	unknown	n/a	n/a	unknown
Real Estate Equity Investments	n/a	unknown	unknown	n/a	n/a	unknown
Fixed Income	n/a	unknown	unknown	n/a	n/a	unknown
Product	n/a	unknown	unknown	n/a	n/a	unknown

Relationships

Employs (29)

→ Swasti BajoriaPersonAssociate Director, Infrastructure
factThe subject's own site
→ Brandi BradleyPersonDirector of Government Relations
factThe subject's own site
→ Stuart Marshall BlochPersonChairman Emeritus of the Board of Directors, Congressional Bank
factThe subject's own site
→ John BenavidezPersonRegional Sales Manager, Southwest, Group Life & Health
factThe subject's own site
→ John C. BauerPersonRegional Vice President, Real Estate Debt Group
factThe subject's own site
→ David J. BarraPersonBoard Director
factThe subject's own site
→ Michael J. BaronePersonDirector of Corporate Credit Research, UIA Investment Management
factThe subject's own site
→ Daniel R. AdlerPersonSenior Portfolio Manager, UIA Investment Management
factThe subject's own site
→ Craig ArnesonPersonVice President, P&C Operations, Ullico Casualty Group
factThe subject's own site
→ Dawn Audia MetzlerPersonVice President of Strategy
factThe subject's own site
→ Sonia Maria AxterPersonSecretary And Manager (Relying Adviser)
Jan 1, 2017 to Mar 29, 2018inferenceForm ADV, The subject's own site
→ Roozbeh (Rooz) BaharianPersonManaging Director, Head of Acquisitions, Infrastructure
factThe subject's own site
→ Hugh James DarceyPersonSr. Vice President, Real Estate Equity Fund
Jun 1, 2023 to presentfactForm ADV
→ Yinan YuPersonChief Financial Officer, Secretary, Treasurer, Director
Feb 1, 2024 to presentfactForm ADV
→ Cathy Ann HumphreyPersonSr. Vice President
Jan 1, 2024 to presentfactForm ADV
→ Peter T HaleyPersonSr. Vice President
Jan 1, 2024 to presentfactForm ADV
→ Joseph Richard LinehanPersonPresident, Director
Aug 1, 2011 to presentfactForm ADV
→ Herbert KolbenPersonDirector, Sr. Vice President
Feb 1, 2011 to presentfactForm ADV
→ Richard Francis LarocquePersonChief Compliance Officer
Jul 1, 2011 to presentfactForm ADV
→ Kenneth Dunlop ScottPersonDirector
Aug 1, 2017 to presentfactForm ADV
→ Adam Mark FriedPersonSecretary Treasurer, Chief Financial Officer
Jan 1, 2007 to Mar 31, 2023inferenceForm ADV
→ Michael Lundberg PistnerPersonVice President
Jun 1, 2016 to Mar 31, 2021inferenceForm ADV
→ Damon GasquePersonManager (Relying Adviser)
Jan 1, 2017 to Mar 29, 2018inferenceForm ADV
→ Brian James HalePersonManager (Relying Adviser)
Jan 1, 2017 to Mar 29, 2018inferenceForm ADV
→ Reed SingerPersonVice President (Relying Adviser)
Jan 1, 2017 to Mar 29, 2018inferenceForm ADV
→ Rohit SyalPersonTreasurer And Manager (Relying Adviser)
Jan 1, 2017 to Mar 29, 2018inferenceForm ADV
→ Jeffrey Brent MurphyPersonPresident And Manager (Relying Adviser)
Jan 1, 2017 to Mar 29, 2018inferenceForm ADV
→ William Kane CavanaghPersonDirector, Vice President, Sales
Jan 1, 2011 to Jan 3, 2014inferenceForm ADV
→ Darin R HardyPersonSecretary Treasurer, Chief Financial Officer
Jan 1, 2023 to Mar 29, 2024inferenceForm ADV

Invested in (5)

→ Fixed IncomeCompanyunknown
factThe subject's own site
→ Real Estate Equity InvestmentsCompanyunknown
factThe subject's own site
→ Ullico Infrastructure FundCompanyunknown
factThe subject's own site
→ J for Jobs – Commercial Real Estate DebtCompanyunknown
factThe subject's own site
→ ProductCompanyunknown
factThe subject's own site

Manages (3)

→ Ullico Infrastructure Taxable Fund, L.P.FundOther Private Fund
Mar 27, 2013 to presentfactForm ADV
→ Ullico Infrastructure Tax-Exempt Fund, L.P.FundOther Private Fund
Mar 29, 2012 to presentfactForm ADV
→ Ullico Infrastructure Master Fund, L.P.FundOther Private Fund
Mar 27, 2013 to presentfactForm ADV

Owns (1)

← Ullico Inc.FirmBeneficial Owner
Jan 1, 1990 to presentfactForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 2, 2026
Firm news
Ullico Invests $25 Million in Chicago Apartment Project
The subject's own siteobserved 5 days ago
Occurred
Jun 16, 2026
Firm news
Ullico Invests $12.5 Million to Fund Construction of Two Multifamily Rental Towers in New York City
The subject's own siteobserved 5 days ago
Occurred
Jan 10, 2025
Firm news
ESTUARY POWER CLOSES FINANCING OF ESCAPE SOLAR AND STORAGE PROJECT
The subject's own siteobserved 5 days ago
Occurred
Mar 29, 2024
Person left
Brian James Hale (Director) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Person left
Darin R Hardy (Secretary Treasurer, Chief Financial Officer) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Feb 1, 2024
Person joined
Yinan Yu joined Schedule A of Ullico Investment Advisors, Inc. as Chief Financial Officer, Secretary, Treasurer, Director
Form ADVobserved 5 days ago
Occurred
Jan 1, 2024
Person joined
Peter T Haley joined Schedule A of Ullico Investment Advisors, Inc. as Sr. Vice President
Form ADVobserved 5 days ago
Occurred
Jun 1, 2023
Person joined
Hugh James Darcey joined Schedule A of Ullico Investment Advisors, Inc. as Sr. Vice President, Real Estate Equity Fund
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Person left
Adam Mark Fried (Secretary Treasurer, Chief Financial Officer) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 1, 2023
Person joined
Darin R Hardy joined Schedule A of Ullico Investment Advisors, Inc. as Secretary Treasurer, Chief Financial Officer
Form ADVobserved 5 days ago
Occurred
Jul 27, 2022
Firm news
Pearlmark Closes $12M Mezzanine Debt Investment for Duffey 2.0
The subject's own siteobserved 5 days ago
Occurred
Mar 31, 2021
Person left
Michael Lundberg Pistner (Vice President) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Person left
Sonia Maria Axter (Secretary And Manager (Relying Adviser)) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Person left
Jeffrey Brent Murphy (President And Manager (Relying Adviser)) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Person left
Rohit Syal (Treasurer And Manager (Relying Adviser)) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Person left
Reed Singer (Vice President (Relying Adviser)) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Person left
Damon Gasque (Manager (Relying Adviser)) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Aug 1, 2017
Person joined
Kenneth Dunlop Scott joined Schedule A of Ullico Investment Advisors, Inc. as Director
Form ADVobserved 5 days ago
Occurred
Aug 1, 2017
Person joined
Brian James Hale joined Schedule A of Ullico Investment Advisors, Inc. as Director
Form ADVobserved 5 days ago
Occurred
Jan 1, 2017
Person joined
Reed Singer joined Schedule A of Ullico Investment Advisors, Inc. as Vice President (Relying Adviser)
Form ADVobserved 5 days ago
Occurred
Jan 1, 2017
Person joined
Damon Gasque joined Schedule A of Ullico Investment Advisors, Inc. as Manager (Relying Adviser)
Form ADVobserved 5 days ago
Occurred
Jan 1, 2017
Person joined
Rohit Syal joined Schedule A of Ullico Investment Advisors, Inc. as Treasurer And Manager (Relying Adviser)
Form ADVobserved 5 days ago
Occurred
Jan 1, 2017
Person joined
Sonia Maria Axter joined Schedule A of Ullico Investment Advisors, Inc. as Secretary And Manager (Relying Adviser)
Form ADVobserved 5 days ago
Occurred
Jan 1, 2017
Person joined
Jeffrey Brent Murphy joined Schedule A of Ullico Investment Advisors, Inc. as President And Manager (Relying Adviser)
Form ADVobserved 5 days ago
Occurred
Jun 1, 2016
Person joined
Michael Lundberg Pistner joined Schedule A of Ullico Investment Advisors, Inc. as Vice President
Form ADVobserved 5 days ago
Occurred
Jan 3, 2014
Person left
William Kane Cavanagh (Director, Vice President, Sales) no longer on Schedule A of Ullico Investment Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 29, 2012
Adviser first adv filing
Ullico Investment Advisors, Inc. first filed Form ADV in the extract (IA)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

Occurred
Mar 27, 2013
Ullico Infrastructure Master Fund, L.P. first reported on Form ADV by Ullico Investment Advisors, Inc. (Other Private Fund)
Occurred
Mar 27, 2013
Ullico Infrastructure Taxable Fund, L.P. first reported on Form ADV by Ullico Investment Advisors, Inc. (Other Private Fund), GAV $5,000,000
Occurred
Mar 29, 2012
Ullico Infrastructure Fund, L.P. first reported on Form ADV by Ullico Investment Advisors, Inc. (Other Private Fund)

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Swasti Bajoria
Associate Director, Infrastructure · Revealable: 1 professional profile (firm website)
Brandi Bradley
Director of Government Relations · Revealable: 1 professional profile (firm website)
Stuart Marshall Bloch
Chairman Emeritus of the Board of Directors, Congressional Bank · Revealable: 1 professional profile (firm website)
John Benavidez
Regional Sales Manager, Southwest, Group Life & Health · Revealable: 1 professional profile (firm website)
John C. Bauer
Regional Vice President, Real Estate Debt Group · Revealable: 1 professional profile (firm website)
David J. Barra
Board Director · Revealable: 1 professional profile (firm website)
Michael J. Barone
Director of Corporate Credit Research, UIA Investment Management · Revealable: 1 professional profile (firm website)
Daniel R. Adler
Senior Portfolio Manager, UIA Investment Management · Revealable: 1 professional profile (firm website)
Craig Arneson
Vice President, P&C Operations, Ullico Casualty Group · Revealable: 1 professional profile (firm website)
Dawn Audia Metzler
Vice President of Strategy · Revealable: 1 professional profile (firm website)
Sonia Maria Axter
Founder and Co-Managing Partner, Infrastructure · Revealable: 1 professional profile (firm website)
Roozbeh (Rooz) Baharian
Managing Director, Head of Acquisitions, Infrastructure · Revealable: 1 professional profile (firm website)

Also named here, with no published line of their own (reach them through the firm): Hugh James Darcey (Sr. Vice President, Real Estate Equity Fund), Yinan Yu (Chief Financial Officer, Secretary, Treasurer, Director), Cathy Ann Humphrey (Sr. Vice President), Peter T Haley (Sr. Vice President), Joseph Richard Linehan (President, Director), Herbert Kolben (Director, Sr. Vice President), Richard Francis Larocque (Chief Compliance Officer), Kenneth Dunlop Scott (Director).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:0499e201-a3e9-432c-8e2a-954ee8d58dae
First observed: Sep 13, 2026
Last observed: Sep 13, 2026 5 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Ullico Investment Advisors, Inc.

Private Equity

Silver Spring, MD

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:0499e201-a3e9-432c-8e2a-954ee8d58dae

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Ullico Infrastructure Master Fund, L.P.

2013

Early deployment

Private Equity Fund

n/a

$287M

Ullico Infrastructure Taxable Fund, L.P.

2013

Unknown

Private Equity Fund

n/a

$703M

Ullico Infrastructure Tax-Exempt Fund, L.P.

n/a

Unknown

Private Equity Fund

n/a

$4.9B

Company

State

Role

Control

Invested

Exited

Status

J for Jobs – Commercial Real Estate Debt

n/a

unknown

n/a

unknown

Ullico Infrastructure Fund

n/a

unknown

n/a

unknown

Real Estate Equity Investments

n/a

unknown

n/a

unknown

Fixed Income

n/a

unknown

n/a

unknown

Product

n/a

unknown

n/a

unknown