DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 106628
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| U••••• I••••••••• T••••••••• F•••• L••• | Private Equity Fund | $5.9B | Aug 4, 2026 | 285 | Mar 29, 2012 | reported | 021-149684 |
| U••••• I••••••••• T•••••• F•••• L••• | Private Equity Fund | $974M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••• H•••• J•••• | SR. VICE PRESIDENT, R••• E••••• EQUITY FUND | Na | yes | 06/2023 | Jul 21, 2023 | May 30, 2024 |
| H••••• P••••• T• | SR. VICE PRESIDENT | Na | yes | 01/2024 | Mar 29, 2024 | May 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| T•• U•••• L•••• L••• I•••••••• C•••••• | n/a | n/a | n/a | N | yes | n/a |
| U••••• I••••••••• C••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 16 | yes |
| CHAPEL HILL | Nc | United States | 9 | yes |
| NEW YORK | NY | United States | 3 | no |
| NEWPORT BEACH | CA | United States | 2 | no |
| Washington | Dc | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $14B | $13B | 9.2% | $10B | 10.2% | 92 | 87 | 5 | 5 |
| 29 |
| Mar 27, 2013 |
| reported |
| 021-193733 |
| U••••• D••••••••• I••••••••• E••••• F•••• L•• | Other Private Fund | $877M | Aug 4, 2026 | 13 | Mar 29, 2012 | reported | 021-181774 |
| T•• U•••• L•••• L••• I•••••••• C•••••• S••••••• A•••••• R• | Other Private Fund | $422M | Aug 4, 2026 | 12 | Mar 29, 2024 | reported | 021-239037 |
| T•• U•••• L•••• L••• I•••••••• C•••••• S••••••• A•••••• W• | Other Private Fund | $370M | Aug 4, 2026 | 58 | Mar 29, 2024 | reported | 021-246191 |
| U••••• I••••••••• M••••• F•••• L••• | Private Equity Fund | $287M | Mar 26, 2015 | 28 | Mar 27, 2013 | dropped | 021-193733 |
| U••••• V•••••••• R••• E••••• F••• I• L••• | Real Estate Fund | $190M | Aug 4, 2026 | 18 | Jul 21, 2023 | reported | 021-487530 |
| U••••• I••••••••• S•••• C•• F•••• L••• | Other Private Fund | $89.3M | Aug 4, 2026 | 2 | Mar 29, 2012 | reported | 021-174733 |
| T•• U•••• L•••• L••• I•••••••• C•••••• S••••••• A•••••• C• | Other Private Fund | $58.8M | Aug 4, 2026 | 7 | Mar 29, 2024 | reported | 021-354754 |
| U••••• I••••••••• G•••• T•••• | Other Private Fund | $17.6M | May 21, 2020 | 4 | Mar 29, 2012 | dropped | 021-136606 |
| U••••• D••••••••• S••• C•• F•••• L••• | Other Private Fund | $5.6M | Aug 3, 2012 | 1 | Mar 29, 2012 | dropped | 021-147027 |
| U•••• A••••••••• S••••••••• F••• L••• | Hedge Fund | $1.0M | Jul 9, 2015 | 1 | Mar 29, 2012 | dropped | 021-82175 |
| T•• U•••• L•••• L••• I•••••••• C•••••• S••••••• A•••••• T• | Other Private Fund | $188,908 | Aug 4, 2026 | 2 | Mar 29, 2024 | reported | 021-514665 |
| DIRECTOR, CHIEF OPERATING OFFICER |
| Na |
| yes |
| 01/2012 |
| Mar 29, 2012 |
| May 30, 2024 |
| K•••••• H•••••• | DIRECTOR, SR. VICE PRESIDENT | Na | yes | 02/2011 | Mar 29, 2012 | May 30, 2024 |
| L•••••••• R••••••• F•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2011 | Mar 29, 2012 | May 30, 2024 |
| L••••••• J•••••• R•••••• | PRESIDENT, DIRECTOR | Na | yes | 08/2011 | Mar 29, 2012 | May 30, 2024 |
| S••••• K••••••• D••••• | Director | Na | yes | 08/2017 | Dec 14, 2018 | May 30, 2024 |
| U••••• I••• | BENEFICIAL OWNER | E | yes | 01/1990 | Mar 29, 2012 | May 30, 2024 |
| Y•• Y•••• | CHIEF FINANCIAL OFFICER, SECRETARY, TREASURER, DIRECTOR | Na | yes | 02/2024 | Mar 29, 2024 | May 30, 2024 |
| yes |
| Mar 31, 2026 |
| $14B |
| $14B |
| 92 |
| 58 |
| 5 |
| 9 |
| n/a |
| 2024 | Mar 29, 2025 | $13B | $13B | 87 | 53 | 5 | 9 | n/a |
| 2023 | Mar 29, 2024 | $11B | $11B | 83 | 45 | 5 | 9 | $7.0B |
| 2022 | Mar 31, 2023 | $10B | $10B | 72 | 41 | 4 | 4 | $5.0B |
| 2021 | Mar 31, 2022 | $9.8B | $9.8B | 69 | 38 | 4 | 4 | $4.0B |
| 2020 | Mar 31, 2021 | $8.2B | $8.2B | 62 | 36 | 4 | 4 | $3.1B |
| 2019 | Mar 30, 2020 | $4.1B | $4.1B | 43 | 24 | 3 | 5 | $2.4B |
| 2018 | Mar 29, 2019 | $2.9B | $2.9B | 42 | 21 | 3 | 5 | $1.9B |
| 2017 | Mar 29, 2018 | $1.9B | $1.9B | 22 | 6 | 2 | 5 | $1.6B |
| 2016 | Mar 30, 2017 | $1.5B | $1.5B | 22 | 6 | n/a | 5 | $1.1B |
| 2015 | Mar 29, 2016 | $1.4B | $1.4B | 21 | 6 | n/a | 5 | $879M |
| 2014 | Mar 26, 2015 | $1.2B | $1.2B | 21 | 14 | n/a | 5 | $936M |
| 2013 | Mar 31, 2014 | $1.0B | $1.0B | 24 | 17 | n/a | 5 | $758M |
| 2012 | Mar 27, 2013 | $1.1B | $1.1B | 26 | 17 | n/a | 7 | $627M |
| 2011 | Mar 29, 2012 | $1.3B | $1.3B | n/a | n/a | n/a | 6 | $681M |