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Data Factory

Private equityFirmfund of funds · probablelower middle market

SUN Mountain Capital Advisors, LLC

Private Equity

Santa Fe, NM

Sun Mountain Capital is an asset management firm specializing in venture capital and private credit through direct and multi-manager investments.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:15d5a1db-592c-435b-869c-c4a25433dff4

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 31
On other graphs: 4
Observed: Sep 13, 2026 to Sep 17, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

SUN Mountain Capital Advisors, LLC

Venture manager · shared crd

Independent Sponsorsidentity

SUN Mountain Capital Advisors, LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

SUN MOUNTAIN CAPITAL ADVISORS, LLC

Registered adviser · shared crd

Private Creditidentity

SUN MOUNTAIN CAPITAL ADVISORS, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 9
PE funds: 6
Vintages: 2014 to 2023
PE GAV, 2024 filing: $317Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $599M
Investments: 4
Active investments: 1
Size band: LOWER MIDDLE MARKETderivedproxy: $0.32bn Private Equity Fund GAV on the Form ADV filed 2024-06-18
Latest ADV filing: Jun 18, 2024
Employees (ADV): 9
Website: sunmountaincapital.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Mexico Ventures III, LP	2023	Unknown	Private Equity Fund	n/a	$56.0M
Mexico Ventures Mezzanine I Fund of Funds, L.P.	2018	Wound down	Private Equity Fund	n/a	$0
NEW Mexico Catalyst Fund, LP	2017	Mature	Private Equity Fund	n/a	$20.0M
Badger Fund of Funds I, LP	2016	Mature	Private Equity Fund	n/a	$30.2M
Mexico Ventures II Fund of Funds, LP	2016	Unknown	Private Equity Fund	n/a	$153M
Irrevocable Private Capital Investment Trust Agreement Number 745298	2015	Wound down	Venture Capital Fund	n/a	$5.4M
Mexico Ventures I Annex Fund, L.P.	2014	Harvest	Venture Capital Fund	n/a	$7.5M
Mexico Ventures I, L.P.	n/a	Harvest	Private Equity Fund	n/a	$57.3M
Nmsic Co-Investment Fund LP	n/a	Harvest	Venture Capital Fund	n/a	$172M

Investments

Company	State	Role	Control	Invested	Exited	Status
Manage options	n/a	unknown	unknown	n/a	n/a	exited
Manage services	n/a	unknown	unknown	n/a	n/a	exited
Van York Agency	n/a	unknown	unknown	n/a	n/a	active
Cookiedatabase	n/a	unknown	unknown	n/a	n/a	exited

Relationships

Invested in (4)

→ CookiedatabaseCompanyunknown
factDFX's own graph, The subject's own site
→ Van York AgencyCompanyunknown
factDFX's own graph
→ Manage optionsCompanyunknown
factThe subject's own site
→ Manage servicesCompanyunknown
factThe subject's own site

Employs (10)

→ Reed Handy SoehnelPersonChief Compliance Officer
May 1, 2022 to presentfactForm ADV, The subject's own site
→ Sally CorningPersonPartner
factThe subject's own site
→ Catriona ForresterPersonManaging Director
factThe subject's own site
→ Kevin BarberPersonPartner, Private Credit
factThe subject's own site
→ Hal HaydenPersonPartner, Private Credit
factThe subject's own site
→ Karen AllenPersonController
factThe subject's own site
→ LEE Michael RandPersonMember
Jan 1, 2009 to presentfactForm ADV, The subject's own site
→ Brian Peter BirkPersonManaging Member
Dec 1, 2006 to presentfactForm ADV, The subject's own site
→ Edward Samuel MarkmanPersonChief Compliance Officer
Aug 1, 2016 to May 5, 2022inferenceForm ADV
→ Leslie Rae ShawPersonChief Compliance Officer
Apr 1, 2011 to Aug 12, 2016inferenceForm ADV

Manages (9)

→ Mexico Ventures III, LPFundPrivate Equity Fund
Mar 23, 2023 to presentfactForm ADV
→ NEW Mexico Catalyst Fund, LPFundPrivate Equity Fund
Mar 30, 2017 to presentfactForm ADV
→ Mexico Ventures Mezzanine I Fund of Funds, L.P.FundPrivate Equity Fund
Mar 27, 2018 to presentfactForm ADV
→ Nmsic Co-Investment Fund LPFundPrivate Equity Fund
Mar 21, 2012 to presentfactForm ADV
→ Mexico Ventures I, L.P.FundPrivate Equity Fund
Mar 21, 2012 to presentfactForm ADV
→ Mexico Ventures I Annex Fund, L.P.FundPrivate Equity Fund
Mar 27, 2014 to presentfactForm ADV
→ Irrevocable Private Capital Investment Trust Agreement Number 745298FundPrivate Equity Fund
Mar 27, 2015 to presentfactForm ADV
→ Mexico Ventures II Fund of Funds, LPFundPrivate Equity Fund
Mar 29, 2016 to presentfactForm ADV
→ Badger Fund of Funds I, LPFundPrivate Equity Fund
Mar 29, 2016 to presentfactForm ADV

Dated events

12 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 10, 2023
Firm news
Virtualitics, a Leader in Artificial Intelligence and Data Exploration, Closes $37 Million Series C Funding Round
The subject's own siteobserved 2 days ago
Occurred
May 20, 2023
Firm news
Virtualitics Secures Strategic Investment from Citi
The subject's own siteobserved 2 days ago
Occurred
Apr 19, 2023
Firm news
3D Glass Solutions Closes $30 Million Series C Funding Round
The subject's own siteobserved 2 days ago
Occurred
Apr 17, 2023
Firm news
BayoTech Appoints Jeff Wood as Chief Financial Officer to Drive Growth and Financial Performance
The subject's own siteobserved 2 days ago
Occurred
Apr 5, 2023
Firm news
North American Bancard Partners with Virtualitics to Unlock Insights from Complex Payment Data
The subject's own siteobserved 2 days ago
Occurred
Apr 5, 2023
Firm news
Descartes Labs Partners with Comtech as New EVOKE Technology Member
The subject's own siteobserved 2 days ago
Occurred
Mar 13, 2023
Firm news
Gestalt and Pramana Announce Strategic Partnership to Offer Customers Advanced, AI-Enabled Image Analysis in End-to-End Solution
The subject's own siteobserved 2 days ago
Occurred
Feb 28, 2023
Firm news
mPower Technology Announces Strategic Partnership and Factory Expansion with GTM Advanced Structures for Automated, High-Volume Space Panel Manufacturing
The subject's own siteobserved 2 days ago
Occurred
Jan 1, 2023
Firm news
NEC Partners with 46 Labs for Network Connect
The subject's own siteobserved 2 days ago
Occurred
Dec 17, 2022
Firm news
New Mexico may be heading into a ‘Golden Age’ of venture investment
The subject's own siteobserved 2 days ago
Occurred
Sep 20, 2022
Firm news
UbiQD and SICPA Expand Partnership on Anti-Counterfeit Security Inks
The subject's own siteobserved 2 days ago
Occurred
Sep 13, 2022
Firm news
BayoTech Expands Distributed Hydrogen Network into Michigan in Partnership with American Center for Mobility
The subject's own siteobserved 2 days ago
Occurred
May 5, 2022
Person left
Edward Samuel Markman (Chief Compliance Officer) no longer on Schedule A of SUN Mountain Capital Advisors, LLC
Form ADVobserved 6 days ago
Occurred
May 1, 2022
Person joined
Reed Handy Soehnel joined Schedule A of SUN Mountain Capital Advisors, LLC as Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Mar 8, 2022
Firm news
Skorpios Technologies and LuxshareTech Announce Strategic Partnership to Produce Optical Modules
The subject's own siteobserved 2 days ago
Occurred
Mar 8, 2022
Firm news
Skorpios Technologies and ColorChip Group Announce Strategic Partnership to Produce Optical Modules
The subject's own siteobserved 2 days ago
Occurred
Aug 12, 2016
Person left
Leslie Rae Shaw (Chief Compliance Officer) no longer on Schedule A of SUN Mountain Capital Advisors, LLC
Form ADVobserved 6 days ago
Occurred
Sep 1, 2014
Person joined
Edward Samuel Markman joined Schedule A of SUN Mountain Capital Advisors, LLC as Chief Financial Officer
Form ADVobserved 6 days ago
Occurred
Mar 21, 2012
Adviser first adv filing
SUN Mountain Capital Advisors, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago

Show 12 bookkeeping events

Occurred
Mar 25, 2026
SUN Mountain Capital Advisors, LLC: Private Equity Funds on Form ADV 5 (2024 extract) -> 4 (roster 2026-09-01)
Occurred
Mar 23, 2023
Mexico Ventures III, LP first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $57,948,667
Occurred
Mar 28, 2022
Fund 805-6220744819 no longer reported on Form ADV by SUN Mountain Capital Advisors, LLC
Occurred
Mar 23, 2020
Fund 805-4430543540 no longer reported on Form ADV by SUN Mountain Capital Advisors, LLC
Occurred
Mar 27, 2018
Mexico Ventures Mezzanine I Fund of Funds, L.P. first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $21,800,000
Occurred
Mar 30, 2017
NEW Mexico Catalyst Fund, LP first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $23,500,000
Occurred
Mar 29, 2016
Badger Fund of Funds I, LP first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $30,400,000
Occurred
Mar 29, 2016
Mexico Ventures II Fund of Funds, LP first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $50,500,000
Occurred
Mar 27, 2015
Irrevocable Private Capital Investment Trust Agreement Number 745298 first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $33,980,000
Occurred
Mar 27, 2014
Mexico Ventures I Annex Fund, L.P. first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $15,150,000
Occurred
Mar 21, 2012
Nmsic Co-Investment Fund LP first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $90,350,000
Occurred
Mar 21, 2012
Mexico Ventures I, L.P. first reported on Form ADV by SUN Mountain Capital Advisors, LLC (Private Equity Fund), GAV $69,110,000

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Reed Handy Soehnel
Chief Compliance Officer · Revealable: 1 professional profile (firm website)
Sally Corning
Partner · Revealable: 1 professional profile (firm website)
Catriona Forrester
Managing Director · Revealable: 1 professional profile (firm website)
Kevin Barber
Partner, Private Credit · Revealable: 1 professional profile (firm website)
Hal Hayden
Partner, Private Credit · Revealable: 1 professional profile (firm website)
Karen Allen
Controller · Revealable: 1 professional profile (firm website)
LEE Michael Rand
Member · Revealable: 1 professional profile (firm website)
Brian Peter Birk
Managing Member · Revealable: 1 professional profile (firm website)

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:15d5a1db-592c-435b-869c-c4a25433dff4
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUN Mountain Capital Advisors, LLC

Private Equity

Santa Fe, NM

Sun Mountain Capital is an asset management firm specializing in venture capital and private credit through direct and multi-manager investments.

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:15d5a1db-592c-435b-869c-c4a25433dff4

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Mexico Ventures III, LP

2023

Unknown

Private Equity Fund

n/a

$56.0M

Mexico Ventures Mezzanine I Fund of Funds, L.P.

2018

Wound down

Private Equity Fund

n/a

NEW Mexico Catalyst Fund, LP

2017

Mature

Private Equity Fund

n/a

$20.0M

Badger Fund of Funds I, LP

2016

Mature

Private Equity Fund

n/a

$30.2M

Mexico Ventures II Fund of Funds, LP

2016

Unknown

Private Equity Fund

n/a

$153M

Irrevocable Private Capital Investment Trust Agreement Number 745298

2015

Wound down

Venture Capital Fund

n/a

$5.4M

Mexico Ventures I Annex Fund, L.P.

2014

Harvest

Venture Capital Fund

n/a

$7.5M

Mexico Ventures I, L.P.

n/a

Harvest

Private Equity Fund

n/a

$57.3M

Nmsic Co-Investment Fund LP

n/a

Harvest

Venture Capital Fund

n/a

$172M

Company

State

Role

Control

Invested

Exited

Status

Manage options

n/a

unknown

n/a

exited

Manage services

n/a

unknown

n/a

exited

Van York Agency

n/a

unknown

n/a

active

Cookiedatabase

n/a

unknown

n/a

exited