DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 151477
SANTA FE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SALLY ANN CORNING | n/a | SANTA FE, NM | 15 | 20 | n/a | no |
| BRIAN PETER BIRK | n/a | SANTA FE, NM | 13 | 20 | n/a | no |
| LEE MICHAEL RAND | n/a | SANTA FE, NM | 13 | 17 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NMSIC CO-INVESTMENT FUND LP | Venture Capital Fund | $172M | Jun 18, 2024 | 1 | Mar 21, 2012 | reported | n/a |
| MEXICO VENTURES II FUND OF FUNDS, LP | Private Equity Fund | $153M | Jun 18, 2024 | 6 | Mar 29, 2016 | reported | n/a |
| MEXICO VENTURES I, L.P. | Private Equity Fund | $57.3M | Jun 18, 2024 | 4 | Mar 21, 2012 | reported | n/a |
| MEXICO VENTURES III, LP | Private Equity Fund | $56.0M | Jun 18, 2024 | 2 | Mar 23, 2023 | reported | 021-450852 |
| NEW MEXICO RECOVERY FUND, L.P. | Other Private Fund | $38.1M | Jun 18, 2024 | 2 | Mar 22, 2021 | reported | 021-366070 |
| MEXICO VENTURES II DIRECT FUND, LP | Venture Capital Fund | $36.9M | Jun 18, 2024 | 6 | Mar 29, 2016 | reported | n/a |
| BADGER FUND OF FUNDS I, LP | Private Equity Fund | $30.2M | Jun 18, 2024 | 26 | Mar 29, 2016 | reported | 021-242126 |
| SUN MOUNTAIN PRIVATE CREDIT FUND I, LP | Other Private Fund | $20.3M | Jun 18, 2024 | 56 | Mar 21, 2019 | reported | 021-317657 |
| NEW MEXICO CATALYST FUND, LP | Private Equity Fund | $20.0M | Jun 18, 2024 | 5 | Mar 30, 2017 | reported | 021-1679561 |
| MEXICO VENTURES I ANNEX FUND, L.P. | Venture Capital Fund | $7.5M | Jun 18, 2024 | 4 | Mar 27, 2014 | reported | n/a |
| SUN MOUNTAIN PRIVATE CREDIT FUND II, LP | Other Private Fund | $7.1M | Jun 18, 2024 | 23 | Mar 28, 2024 | reported | 021-490071 |
| IRREVOCABLE PRIVATE CAPITAL INVESTMENT TRUST AGREEMENT NUMBER 745298 | Venture Capital Fund | $5.4M | Jun 28, 2019 | 3 | Mar 27, 2015 | dropped | n/a |
| MEXICO VENTURES MEZZANINE I FUND OF FUNDS, L.P. | Private Equity Fund | $0 | Mar 22, 2021 | 2 | Mar 27, 2018 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BIRK, BRIAN, PETER | MANAGING MEMBER | C | yes | 12/2006 | Mar 21, 2012 | Jun 18, 2024 |
| RAND, LEE, MICHAEL | Member | C | yes | 01/2009 | Mar 21, 2012 | Jun 18, 2024 |
| Soehnel, Reed, Handy | CHIEF COMPLIANCE OFFICER | Na | no | 05/2022 | May 5, 2022 | Jun 18, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Stoughton | Wi | United States | 1 | no |
| COL. NAPOLES | n/a | Mexico | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $379M | $379M | 7 | 5 | 3 | 9 | n/a |
| 2024 | Mar 26, 2025 | $479M | $479M | 8 | 6 | 3 | 10 | n/a |
| 2023 | Mar 28, 2024 | $599M | $599M | 9 | 7 | 4 | 11 | $599M |
| 2022 | Mar 23, 2023 | $721M | $721M | 9 | 7 | 4 | 10 | $721M |
| 2021 | Mar 28, 2022 | $739M | $739M | 11 | 8 | 4 | 9 | $739M |
| 2020 | Mar 22, 2021 | $695M | $695M | 11 | 8 | 4 | 10 | $695M |
| 2019 | Mar 23, 2020 | $662M | $662M | 10 | 7 | 4 | 9 | $662M |
| 2018 | Mar 21, 2019 | $943M | $698M | 11 | 8 | 4 | 10 | $698M |
| 2017 | Mar 27, 2018 | $892M | $632M | 10 | 7 | 3 | 9 | $632M |
| 2016 | Mar 30, 2017 | $753M | $530M | 12 | 8 | n/a | 8 | $530M |
| 2015 | Mar 29, 2016 | $877M | $435M | 11 | 6 | n/a | 7 | $435M |
| 2014 | Mar 27, 2015 | $739M | $307M | 8 | 5 | n/a | 4 | $307M |
| 2013 | Mar 27, 2014 | $618M | $226M | 8 | 6 | n/a | 3 | $226M |
| 2012 | Mar 21, 2013 | $581M | $195M | 7 | 6 | n/a | 2 | $195M |
| 2011 | Mar 21, 2012 | $553M | $159M | n/a | n/a | n/a | 2 | $159M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $379M | $479M | -20.9% | $721M | -19.3% | 7 | 8 | 3 | 3 |