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The Electrum Group LLC

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:1ac4f5db-91ae-49bc-ae74-b71c5fd2f35b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 22
On other graphs: 2
Observed: Sep 13, 2026 to Sep 15, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

The Electrum Group LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

THE ELECTRUM GROUP LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 4
PE funds: 4
Vintages: 2013 to 2018
PE GAV, 2024 filing: $1.7Bgross asset value on Form ADV; never dry powder
Regulatory AUM: $1.7B
Investments: 7
Active investments: 0
Size band: MIDDLE MARKETderivedproxy: $1.73bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Latest ADV filing: Mar 28, 2024
Employees (ADV): 14
Website: electrum-group.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Electrum Strategic Opportunities Fund II L.P.	2018	Unknown	Private Equity Fund	n/a	$187M
Electrum Strategic Opportunities Fund L.P.	2015	Harvest	Private Equity Fund	n/a	$67.1M
Electrum US Holdings I L.P.	2013	Wound down	Private Equity Fund	n/a	$8.2M
Electrum Global Holdings L.P.	2013	Mature	Private Equity Fund	n/a	$1.5B

Investments

Company	State	Role	Control	Invested	Exited	Status
Gabriel Resources Ltd.	n/a	unknown	unknown	n/a	n/a	unknown
Niocan Inc.	n/a	unknown	unknown	n/a	n/a	unknown
NovaCopper Inc.	n/a	unknown	unknown	n/a	n/a	unknown
NOVAGOLD Resources Inc.	n/a	unknown	unknown	n/a	n/a	unknown
Platina Resources Limited	n/a	unknown	unknown	n/a	n/a	unknown
Sunward Resources Inc.	n/a	unknown	unknown	n/a	n/a	unknown
Tintina Resources Inc.	n/a	unknown	unknown	n/a	n/a	unknown

Relationships

Invested in (7)

→ Gabriel Resources Ltd.Companyunknown
factThe subject's own site
→ Tintina Resources Inc.Companyunknown
factThe subject's own site
→ Sunward Resources Inc.Companyunknown
factThe subject's own site
→ Platina Resources LimitedCompanyunknown
factThe subject's own site
→ NOVAGOLD Resources Inc.Companyunknown
factThe subject's own site
→ NovaCopper Inc.Companyunknown
factThe subject's own site
→ Niocan Inc.Companyunknown
factThe subject's own site

Employs (14)

→ Andrew Mark ShapiroPersonGeneral Counsel And Chief Compliance Officer
Jan 1, 2012 to presentfactForm ADV
→ ALI Reza ErfanPersonDirector And Vice Chairman
Feb 1, 2018 to presentfactForm ADV
→ Michael Halbert WilliamsPersonSenior Managing Director
Mar 1, 2012 to presentfactForm ADV
→ Thomas Scott KaplanPersonChairman, Chairman Of The Board, Chief Executive Officer, And Director
Oct 1, 2011 to presentfactForm ADV
→ William NatbonyPersonTrustee
Apr 1, 2014 to Mar 2, 2018inferenceForm ADV
→ Emily RowlandPersonChief Compliance Officer And Associate General Counsel
Feb 1, 2013 to Mar 1, 2016inferenceForm ADV
→ Mark David WallacePersonDirector/Chief Operating Officer
Jan 1, 2012 to Jan 8, 2015inferenceForm ADV
→ Thomas Alexander MastrobuoniPersonSenior Vice President Finance
Apr 1, 2013 to Aug 26, 2014inferenceForm ADV
→ Robert Morton NewmanPersonDirector
Oct 1, 2011 to Aug 26, 2014inferenceForm ADV
→ Steven Slocum DrachmanPersonChief Compliance Officer
Jan 1, 2012 to Mar 6, 2013inferenceForm ADV
→ Daphne Matilde Recanati KaplanPersonMember
Oct 1, 2011 to Jan 23, 2013inferenceForm ADV
→ Igor LeventalPersonDirector
Oct 1, 2011 to Jan 23, 2013inferenceForm ADV
→ Joshua Aaron FinkPersonDirector And Co-Vice-Chairman
Feb 1, 2013 to Nov 15, 2023inferenceForm ADV
→ Eric Nelson VincentPersonDirector/Chief Executive Officer
Jan 1, 2013 to Mar 2, 2018inferenceForm ADV

Manages (4)

→ Electrum Strategic Opportunities Fund II L.P.FundPrivate Equity Fund
Mar 2, 2018 to presentfactForm ADV
→ Electrum Global Holdings L.P.FundPrivate Equity Fund
Mar 28, 2013 to presentfactForm ADV
→ Electrum US Holdings I L.P.FundPrivate Equity Fund
Mar 28, 2013 to presentfactForm ADV
→ Electrum Strategic Opportunities Fund L.P.FundPrivate Equity Fund
Mar 30, 2015 to presentfactForm ADV

Owns (13)

← Wilmington Trust CorporationFirmTrustee
Apr 1, 2017 to presentfactForm ADV
← Eighteenth Investment Company LLC (uae)FirmShareholder
Sep 1, 2021 to presentfactForm ADV
← MDC Capital LLC (uae)FirmShareholder
Jul 1, 2021 to presentfactForm ADV
← Government of Abu DhabiFirmShareholder
Mar 1, 2017 to presentfactForm ADV
← Mubadala Capital LLC (uae)FirmShareholder
Jun 1, 2021 to presentfactForm ADV
← Mamoura Diversified Global Holding Pjsc (uae)FirmShareholder
Jul 1, 2019 to presentfactForm ADV
← Mubadala Investment Company Pjsc (uae)FirmShareholder
Oct 1, 2022 to presentfactForm ADV
← Grat Holdings LLCFirmMember
Jan 1, 2008 to presentfactForm ADV
← Thomas S. Kaplan 2004 Ten Year Annuity Family TrustFirmMember
Apr 1, 2014 to presentfactForm ADV
← Dafna Kaplan 2003 Eight Year Annuity Family TrustFirmMember
Jan 1, 2012 to presentfactForm ADV
← TEG Services Holding Inc.FirmMember
Jan 1, 2013 to presentfactForm ADV
← Leopard Holdings LLCFirmShareholder
Jan 1, 2013 to presentfactForm ADV
← Sixty First Investment Company LLC (uae)FirmShareholder
Nov 1, 2020 to presentfactForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 15, 2023
Person left
Joshua Aaron Fink (Director And Co-Vice-Chairman) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Mar 17, 2023
Person left
Igor Nmn Levental (President) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Mar 2, 2018
Person left
William Nmn Natbony (Trustee) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Mar 2, 2018
Person left
Eric Nelson Vincent (Director/Chief Executive Officer) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Feb 1, 2018
Person joined
ALI Reza Erfan joined Schedule A of The Electrum Group LLC as Director And Co-Vice Chairman
Form ADVobserved 7 days ago
Occurred
Mar 1, 2016
Person left
Emily Rowland (Chief Compliance Officer And Associate General Counsel) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Jan 8, 2015
Person left
Mark David Wallace (Director/Chief Operating Officer) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Aug 26, 2014
Person left
Robert Morton Newman (Director) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Aug 26, 2014
Person left
Thomas Alexander Mastrobuoni (Senior Vice President Finance) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Apr 1, 2013
Person joined
Thomas Alexander Mastrobuoni joined Schedule A of The Electrum Group LLC as Senior Vice President Finance
Form ADVobserved 7 days ago
Occurred
Mar 6, 2013
Person left
Steven Slocum Drachman (Chief Compliance Officer) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Feb 1, 2013
Person joined
Emily Rowland joined Schedule A of The Electrum Group LLC as Chief Compliance Officer
Form ADVobserved 7 days ago
Occurred
Feb 1, 2013
Person joined
Joshua Aaron Fink joined Schedule A of The Electrum Group LLC as Director
Form ADVobserved 7 days ago
Occurred
Jan 23, 2013
Person left
Daphne Matilde Recanati Kaplan (Member) no longer on Schedule A of The Electrum Group LLC
Form ADVobserved 7 days ago
Occurred
Jan 1, 2013
Person joined
Eric Nelson Vincent joined Schedule A of The Electrum Group LLC as Director/Chief Executive Officer
Form ADVobserved 7 days ago
Occurred
Nov 19, 2012
Adviser first adv filing
The Electrum Group LLC first filed Form ADV in the extract (IA)
Form ADVobserved 7 days ago
Occurred
Jan 1, 2012
Person joined
Igor Levental joined Schedule A of The Electrum Group LLC as President
Form ADVobserved 7 days ago

Show 5 bookkeeping events

Occurred
Mar 2, 2018
Electrum Strategic Opportunities Fund II L.P. first reported on Form ADV by The Electrum Group LLC (Private Equity Fund), GAV $119,105,224
Occurred
Mar 17, 2016
Fund 805-8173451119 no longer reported on Form ADV by The Electrum Group LLC
Occurred
Mar 30, 2015
Electrum Strategic Opportunities Fund L.P. first reported on Form ADV by The Electrum Group LLC (Private Equity Fund), GAV $122,777,778
Occurred
Mar 28, 2013
Electrum Global Holdings L.P. first reported on Form ADV by The Electrum Group LLC (Private Equity Fund), GAV $1,851,328,146
Occurred
Mar 28, 2013
Electrum US Holdings I L.P. first reported on Form ADV by The Electrum Group LLC (Private Equity Fund), GAV $79,758,882

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Andrew Mark Shapiro (General Counsel And Chief Compliance Officer), ALI Reza Erfan (Director And Vice Chairman), Michael Halbert Williams (Senior Managing Director), Thomas Scott Kaplan (Chairman, Chairman Of The Board, Chief Executive Officer, And Director).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:1ac4f5db-91ae-49bc-ae74-b71c5fd2f35b
First observed: Sep 13, 2026
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

The Electrum Group LLC

Private Equity

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:1ac4f5db-91ae-49bc-ae74-b71c5fd2f35b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Electrum Strategic Opportunities Fund II L.P.

2018

Unknown

Private Equity Fund

n/a

$187M

Electrum Strategic Opportunities Fund L.P.

2015

Harvest

Private Equity Fund

n/a

$67.1M

Electrum US Holdings I L.P.

2013

Wound down

Private Equity Fund

n/a

$8.2M

Electrum Global Holdings L.P.

2013

Mature

Private Equity Fund

n/a

$1.5B

Company

State

Role

Control

Invested

Exited

Status

Gabriel Resources Ltd.

n/a

unknown

n/a

unknown

Niocan Inc.

n/a

unknown

n/a

unknown

NovaCopper Inc.

n/a

unknown

n/a

unknown

NOVAGOLD Resources Inc.

n/a

unknown

n/a

unknown

Platina Resources Limited

n/a

unknown

n/a

unknown

Sunward Resources Inc.

n/a

unknown

n/a

unknown

Tintina Resources Inc.

n/a

unknown

n/a

unknown