DFX Intelligence
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T•• E••••••• G•••• L••
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· New York, NYe•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.5B
- PE fund assets
- $1.7B
- PE funds
- 3
- Investments held
- 0 of 7
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 6
- RAUM $2.5B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.73bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 4 of 4 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 19, 2012 to Mar 30, 2026
- RAUM
- $2.5Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $1.7Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.5Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.7Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $1.7B, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 4
- Employees
- 14
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
7 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 7
- period
- to unknown, from unknown, undated holdings 7, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 7
- companies
- 7
- geography
- investments
- 7
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
7 companies on the graph (0 transactions); no dated observations
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| E••••••• S•••••••• O••••••••• F••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $187M as of Mar 28, 2024 | no Form D | Unknown | |
| E••••••• S•••••••• O••••••••• F••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $67.1M as of Mar 28, 2024 | no Form D | Harvest | |
| E••••••• G••••• H••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $1.5B as of Mar 28, 2024 | no Form D | Mature | |
| E••••••• U• H••••••• I• L••• ADV: Private Equity Fund | buyout or unlabelled | 2013 first reported on Form ADV | $8.2M as of Mar 1, 2016 | no Form D | Wound down |
Team
4 current, 11 former
Managing partner (1)
- T••••• S•••• K••••• · Chairman, Chairman Of The Board, Chief Executive Officer, And Director · since Oct 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (1)
- M•••••• H•••••• W••••••• · Senior Managing Director · since Mar 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- A•• R••• E•••• · Director And Vice Chairman · since Feb 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- A••••• M••• S•••••• · General Counsel And Chief Compliance Officer · since Jan 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
11 former (kept with end dates)
- W•••••• N•••••• · Trustee · Apr 1, 2014 to Mar 2, 2018 Inference
- E••• N••••• V•••••• · Director/Chief Executive Officer · Jan 1, 2013 to Mar 2, 2018 Inference
- I••• L••••••• · President · Jan 1, 2012 to Mar 17, 2023 Inference
- D••••• M•••••• R••••••• K••••• · Member · Oct 1, 2011 to Jan 23, 2013 Inference
- E•••• R•••••• · Chief Compliance Officer And Associate General Counsel · Feb 1, 2013 to Mar 1, 2016 Inference
- M••• D•••• W•••••• · Director/Chief Operating Officer · Jan 1, 2012 to Jan 8, 2015 Inference
- S••••• S••••• D••••••• · Chief Compliance Officer · Jan 1, 2012 to Mar 6, 2013 Inference
- T••••• A•••••••• M••••••••• · Senior Vice President Finance · Apr 1, 2013 to Aug 26, 2014 Inference
- I••• L••••••• · Director · Oct 1, 2011 to Jan 23, 2013 Inference
- J••••• A•••• F••• · Director And Co-Vice-Chairman · Feb 1, 2013 to Nov 15, 2023 Inference
- R••••• M••••• N••••• · Director · Oct 1, 2011 to Aug 26, 2014 Inference
Portfolio
7 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
6 relationships
Placement agents (6)
- G••••• C•••••• 3 shared · strong · last Jan 1, 2015
- B•••• S••••••••• L•• 1 shared · one time · last Jan 1, 2015
- F•••• A••••• 1 shared · one time · last Jan 1, 2018
- M•••••• C•••••• A•••••••• L•• 1 shared · one time · last Jan 1, 2018
- C••••• S••••• S••••••••• •••• L•• 1 shared · one time · last Jan 1, 2015
- A•••• A••••••••• L••• 1 shared · one time · last Jan 1, 2016
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Nov 19, 2012••• Locked
Across the graphs
T•• E••••••• G•••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Family Offices.
Independent Sponsors1RIA and Wealth1Family Offices1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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