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CRD 161407
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ELECTRUM GLOBAL HOLDINGS L.P. | Private Equity Fund | $1.5B | Mar 28, 2024 | 6 | Mar 28, 2013 | reported | 021-189073 |
| ELECTRUM STRATEGIC OPPORTUNITIES FUND II L.P. | Private Equity Fund | $187M | Mar 28, 2024 | 13 | Mar 2, 2018 | reported | 021-282661 |
| ELECTRUM STRATEGIC OPPORTUNITIES FUND L.P. | Private Equity Fund | $67.1M | Mar 28, 2024 | 10 | Mar 30, 2015 | reported | 021-237266 |
| ELECTRUM US HOLDINGS I L.P. | Private Equity Fund | $8.2M | Mar 1, 2016 | 5 | Mar 28, 2013 | dropped | 021-189074 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAFNA KAPLAN 2003 EIGHT YEAR ANNUITY FAMILY TRUST | Member | D | yes | 01/2012 | Jan 23, 2013 | Mar 28, 2024 |
| ERFAN, ALI, REZA | DIRECTOR AND VICE CHAIRMAN | Na | yes | 02/2018 | Mar 2, 2018 | Mar 28, 2024 |
| GOVERNMENT OF ABU DHABI | Shareholder | E | yes | 03/2017 | Mar 17, 2023 | Mar 28, 2024 |
| GRAT HOLDINGS LLC | Member | E | yes | 01/2008 | Jan 23, 2013 | Mar 28, 2024 |
| KAPLAN, THOMAS, SCOTT | CHAIRMAN, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | Na | yes | 10/2011 | Nov 19, 2012 | Mar 28, 2024 |
| LEOPARD HOLDINGS LLC | Shareholder | D | yes | 01/2013 | Jan 23, 2013 | Mar 28, 2024 |
| MAMOURA DIVERSIFIED GLOBAL HOLDING PJSC (UAE) | Shareholder | E | yes | 07/2019 | Mar 17, 2023 | Mar 28, 2024 |
| MDC CAPITAL LLC (UAE) | Shareholder | E | yes | 07/2021 | Mar 17, 2023 | Mar 28, 2024 |
| MUBADALA CAPITAL LLC (UAE) | Shareholder | E | yes | 06/2021 | Mar 17, 2023 | Mar 28, 2024 |
| MUBADALA INVESTMENT COMPANY PJSC (UAE) | Shareholder | E | yes | 10/2022 | Mar 17, 2023 | Mar 28, 2024 |
| SHAPIRO, ANDREW, MARK | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2012 | Nov 19, 2012 | Mar 28, 2024 |
| SIXTY FIRST INVESTMENT COMPANY LLC (UAE) | Shareholder | C | yes | 11/2020 | Mar 17, 2023 | Mar 28, 2024 |
| TEG SERVICES HOLDING INC. | Member | E | yes | 01/2013 | Jan 23, 2013 | Mar 28, 2024 |
| THOMAS S. KAPLAN 2004 TEN YEAR ANNUITY FAMILY TRUST | Member | D | yes | 04/2014 | Mar 30, 2015 | Mar 28, 2024 |
| WILLIAMS, MICHAEL, HALBERT | SENIOR MANAGING DIRECTOR | Na | yes | 03/2012 | Nov 19, 2012 | Mar 28, 2024 |
| EIGHTEENTH INVESTMENT COMPANY LLC (UAE) | Shareholder | E | no | 09/2021 | Mar 17, 2023 | Mar 28, 2024 |
| WILMINGTON TRUST COMPANY | Trustee | F | no | 04/2017 | Mar 17, 2023 | Mar 28, 2024 |
| WILMINGTON TRUST COMPANY | Trustee | F | no | 04/2017 | Mar 17, 2023 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ELECTRUM STRATEGIC OPPORTUNITIES FUND GP L.P. | n/a | n/a | n/a | N | yes | n/a |
| ELECTRUM STRATEGIC OPPORTUNITIES FUND II GP L.P. | n/a | n/a | n/a | N | yes | n/a |
| TEG GLOBAL GP LTD. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Denver | Co | United States | 6 | no |
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.5B | $2.5B | 14 | 9 | 1 | 3 | n/a |
| 2024 | Mar 31, 2025 | $1.7B | $1.7B | 14 | 9 | 1 | 3 | n/a |
| 2023 | Mar 28, 2024 | $1.7B | $1.7B | 14 | 9 | 2 | 3 | $1.7B |
| 2022 | Mar 17, 2023 | $1.7B | $1.7B | 14 | 9 | 2 | 3 | $1.7B |
| 2021 | Mar 30, 2022 | $212M | $212M | 15 | 10 | 2 | 3 | $2.0B |
| 2020 | Mar 30, 2021 | $1.9B | $1.9B | 15 | 10 | 3 | 3 | $1.9B |
| 2019 | Mar 27, 2020 | $1.7B | $1.7B | 15 | 10 | 3 | 3 | $1.7B |
| 2018 | Mar 26, 2019 | $1.1B | $1.1B | 15 | 10 | 3 | 3 | $1.1B |
| 2017 | Mar 2, 2018 | $1.1B | $1.1B | 15 | 10 | 3 | 3 | $1.1B |
| 2016 | Mar 30, 2017 | $1.4B | $1.4B | 15 | 10 | n/a | 2 | $1.4B |
| 2015 | Mar 17, 2016 | $1.1B | $1.1B | 15 | 8 | n/a | 2 | $859M |
| 2014 | Mar 30, 2015 | $900M | $900M | 15 | 8 | n/a | 3 | $900M |
| 2013 | Mar 27, 2014 | $867M | $867M | 21 | 13 | n/a | 2 | $867M |
| 2012 | Mar 28, 2013 | $1.9B | $1.9B | 21 | 13 | n/a | 2 | $1.9B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.5B | $1.7B | 46.3% | $1.7B | 12.8% | 14 | 14 | 1 | 1 |