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Aequitas Investment Management, LLC

Private Equity

Lake Oswego, OR

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Search this name across graphsid dfx:pe:73177be6-71f7-44b2-9b9d-7a5577dd80f8

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 34
On other graphs: 1
Observed: Sep 13, 2026 to Sep 17, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

AEQUITAS INVESTMENT MANAGEMENT, LLC

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 12
PE funds: 11
Vintages: 2014 to 2015
Regulatory AUM: $300M
Investments: 0
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Jul 13, 2015
Employees (ADV): 51
Website: aequitascapital.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
Aequitas Enhanced Income Fund, LLC	2015	Unknown	Other Private Fund	n/a	$0
Aequitas Wrff I, LLC	2014	Unknown	Private Equity Fund	n/a	$21.1M
Aequitas Capital Opportunities Fund, LP	2014	Early deployment	Private Equity Fund	n/a	$145M
Aequitas Hybrid Fund, LLC - Series C	n/a	Wound down	Private Equity Fund	n/a	$852,342
Aequitas Income Opportunity Fund II, LLC	n/a	Wound down	Private Equity Fund	n/a	$5.0M
Aequitas Carepayment Founders Fund, LLC	n/a	Wound down	Private Equity Fund	n/a	$13.2M
Aequitas Insurance Fund I, LLC	n/a	Wound down	Private Equity Fund	n/a	$0
Aequitas Catalyst Fund, LLC	n/a	Wound down	Private Equity Fund	n/a	$9.0M
Aequitas Etc Founders Fund, LLC	n/a	Unknown	Private Equity Fund	n/a	$21.0M
Aequitas Income Protection Fund, LLC	n/a	Unknown	Private Equity Fund	n/a	$37.9M
Aequitas Carepayment(r) Fund, LLC	n/a	Unknown	Private Equity Fund	n/a	$9.1M
Aequitas Hybrid Fund, LLC - Series a	n/a	Unknown	Private Equity Fund	n/a	$9.1M

Relationships

Employs (15)

→ Brian K RicePersonExecutive Vice President
Oct 1, 2014 to presentfactForm ADV
→ Warren L BraschPersonAssistant Secretary
Feb 1, 2014 to presentfactForm ADV
→ Robert Richard HolmenPersonSecretary
Jun 1, 2015 to presentfactForm ADV
→ Nelson Scott GillisPersonExecutive Vp/Chief Operations Officer/Cfo
Jan 1, 2015 to presentfactForm ADV
→ Robert Joseph JesenikPersonPresident & Ceo
Oct 1, 2006 to presentfactForm ADV
→ Andrew N MacritchiePersonManager/Member Of Aequitas Management, Llc
Feb 1, 2007 to presentfactForm ADV
→ Brian Arthur OliverPersonExecutive Vice President
Oct 1, 2006 to presentfactForm ADV
→ Andrew S CraigPersonAssistant Secretary
Oct 1, 2006 to presentfactForm ADV
→ Craig Jay FroudePersonManaging Principal And Executive Vice President
Jun 1, 2012 to presentfactForm ADV
→ William John RuhPersonManaging Principal
Jan 1, 2014 to presentfactForm ADV
→ Randy Scott WoodPersonGeneral Counsel
Jan 1, 2014 to May 1, 2015inferenceForm ADV
→ Brett Michael BrownPersonSenior Vice President, Business Operations
Jan 1, 2014 to May 27, 2014inferenceForm ADV
→ Steve Michael HedbergPersonChief Operating Officer
Jan 1, 2013 to Mar 24, 2014inferenceForm ADV
→ Olaf JankePersonMember Of Aequitas Management, Llc
Jan 1, 2014 to Jul 13, 2015inferenceForm ADV
→ Patricia Jean BrownPersonChief Accounting Officer
Oct 1, 2011 to Mar 24, 2014inferenceForm ADV

Manages (12)

→ Aequitas Enhanced Income Fund, LLCFundOther Private Fund
Mar 31, 2015 to presentfactForm ADV
→ Aequitas Catalyst Fund, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Hybrid Fund, LLC - Series aFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Insurance Fund I, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Capital Opportunities Fund, LPFundPrivate Equity Fund
Mar 24, 2014 to presentfactForm ADV
→ Aequitas Wrff I, LLCFundPrivate Equity Fund
Mar 24, 2014 to presentfactForm ADV
→ Aequitas Hybrid Fund, LLC - Series CFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Etc Founders Fund, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Income Protection Fund, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Income Opportunity Fund II, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Carepayment(r) Fund, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV
→ Aequitas Carepayment Founders Fund, LLCFundPrivate Equity Fund
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← Aequitas Capital Management, IncFirmManager/Member
Oct 1, 2006 to presentfactForm ADV
← Aequitas Holdings, LLCFirmShareholder Of Aequitas Capital Management, Inc.
Feb 1, 2007 to presentfactForm ADV
← Aequitas Management, LLCFirmManager/Member Of Aequitas Holdings, Llc
Feb 1, 2007 to presentfactForm ADV

Dated events

18 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 13, 2015
Person left
Olaf Janke (Member Of Aequitas Management, Llc) no longer on Schedule A of Aequitas Investment Management, LLC
Form ADVobserved 6 days ago
Occurred
Jun 1, 2015
Person joined
Robert Richard Holmen joined Schedule A of Aequitas Investment Management, LLC as Secretary
Form ADVobserved 6 days ago
Occurred
May 1, 2015
Person left
Randy Scott Wood (General Counsel) no longer on Schedule A of Aequitas Investment Management, LLC
Form ADVobserved 6 days ago
Occurred
Jan 1, 2015
Person joined
Nelson Scott Gillis joined Schedule A of Aequitas Investment Management, LLC as Executive Vp/Chief Operations Officer
Form ADVobserved 6 days ago
Occurred
Oct 1, 2014
Person joined
Brian K Rice joined Schedule A of Aequitas Investment Management, LLC as Executive Vice President
Form ADVobserved 6 days ago
Occurred
May 27, 2014
Person left
Brett Michael Brown (Senior Vice President, Business Operations) no longer on Schedule A of Aequitas Investment Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 24, 2014
Person left
Steve Michael Hedberg (Chief Operating Officer) no longer on Schedule A of Aequitas Investment Management, LLC
Form ADVobserved 6 days ago
Occurred
Mar 24, 2014
Person left
Patricia Jean Brown (Chief Accounting Officer) no longer on Schedule A of Aequitas Investment Management, LLC
Form ADVobserved 6 days ago
Occurred
Feb 1, 2014
Person joined
Warren L Brasch joined Schedule A of Aequitas Investment Management, LLC as Assistant Secretary
Form ADVobserved 6 days ago
Occurred
Jan 1, 2014
Person joined
Brett Michael Brown joined Schedule A of Aequitas Investment Management, LLC as Senior Vice President, Business Operations
Form ADVobserved 6 days ago
Occurred
Jan 1, 2014
Person joined
Randy Scott Wood joined Schedule A of Aequitas Investment Management, LLC as General Counsel
Form ADVobserved 6 days ago
Occurred
Jan 1, 2014
Person joined
William John Ruh joined Schedule A of Aequitas Investment Management, LLC as Managing Principal
Form ADVobserved 6 days ago
Occurred
Jan 1, 2013
Person joined
Steve Michael Hedberg joined Schedule A of Aequitas Investment Management, LLC as Chief Operating Officer
Form ADVobserved 6 days ago
Occurred
Jun 1, 2012
Person joined
Craig Jay Froude joined Schedule A of Aequitas Investment Management, LLC as Manager/Member Of Aequitas Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2012
Adviser first adv filing
Aequitas Investment Management, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago
Occurred
Oct 1, 2011
Person joined
Olaf Janke joined Schedule A of Aequitas Investment Management, LLC as Treasurer And Senior Vice President, Finance
Form ADVobserved 6 days ago

Show 18 bookkeeping events

Occurred
Sep 1, 2026
Adviser CRD 143780 is not on the SEC registered or exempt adviser roster of 2026-09-01
Occurred
Mar 31, 2015
Aequitas Enhanced Income Fund, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Other Private Fund)
Occurred
Mar 24, 2014
Aequitas Wrff I, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund)
Occurred
Mar 24, 2014
Aequitas Capital Opportunities Fund, LP first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $69,600,001
Occurred
Apr 1, 2013
Fund 805-8489281401 no longer reported on Form ADV by Aequitas Investment Management, LLC
Occurred
Apr 1, 2013
Fund 805-8334990934 no longer reported on Form ADV by Aequitas Investment Management, LLC
Occurred
Apr 1, 2013
Fund 805-8725459840 no longer reported on Form ADV by Aequitas Investment Management, LLC
Occurred
Apr 1, 2013
Fund 805-7634373005 no longer reported on Form ADV by Aequitas Investment Management, LLC
Occurred
Apr 1, 2013
Fund 805-9162260952 no longer reported on Form ADV by Aequitas Investment Management, LLC
Occurred
Mar 30, 2012
Aequitas Hybrid Fund, LLC - Series C first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $852,342
Occurred
Mar 30, 2012
Aequitas Hybrid Fund, LLC - Series a first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $8,825,045
Occurred
Mar 30, 2012
Aequitas Insurance Fund I, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund)
Occurred
Mar 30, 2012
Aequitas Catalyst Fund, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $9,043,731
Occurred
Mar 30, 2012
Aequitas Carepayment Founders Fund, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $13,200,028
Occurred
Mar 30, 2012
Aequitas Carepayment(r) Fund, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $21,378,053
Occurred
Mar 30, 2012
Aequitas Income Opportunity Fund II, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $5,000,000
Occurred
Mar 30, 2012
Aequitas Income Protection Fund, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $33,353,721
Occurred
Mar 30, 2012
Aequitas Etc Founders Fund, LLC first reported on Form ADV by Aequitas Investment Management, LLC (Private Equity Fund), GAV $7,062,168

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Brian K Rice (Executive Vice President), Warren L Brasch (Assistant Secretary), Robert Richard Holmen (Secretary), Nelson Scott Gillis (Executive Vp/Chief Operations Officer/Cfo), Robert Joseph Jesenik (President & Ceo), Andrew N Macritchie (Manager/Member Of Aequitas Management, Llc), Brian Arthur Oliver (Executive Vice President), Andrew S Craig (Assistant Secretary), Craig Jay Froude (Managing Principal And Executive Vice President), William John Ruh (Managing Principal).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:73177be6-71f7-44b2-9b9d-7a5577dd80f8
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 2 days ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Aequitas Investment Management, LLC

Private Equity

Lake Oswego, OR

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:73177be6-71f7-44b2-9b9d-7a5577dd80f8

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Aequitas Enhanced Income Fund, LLC

2015

Unknown

Other Private Fund

n/a

Aequitas Wrff I, LLC

2014

Unknown

Private Equity Fund

n/a

$21.1M

Aequitas Capital Opportunities Fund, LP

2014

Early deployment

Private Equity Fund

n/a

$145M

Aequitas Hybrid Fund, LLC - Series C

n/a

Wound down

Private Equity Fund

n/a

$852,342

Aequitas Income Opportunity Fund II, LLC

n/a

Wound down

Private Equity Fund

n/a

$5.0M

Aequitas Carepayment Founders Fund, LLC

n/a

Wound down

Private Equity Fund

n/a

$13.2M

Aequitas Insurance Fund I, LLC

n/a

Wound down

Private Equity Fund

n/a

Aequitas Catalyst Fund, LLC

n/a

Wound down

Private Equity Fund

n/a

$9.0M

Aequitas Etc Founders Fund, LLC

n/a

Unknown

Private Equity Fund

n/a

$21.0M

Aequitas Income Protection Fund, LLC

n/a

Unknown

Private Equity Fund

n/a

$37.9M

Aequitas Carepayment(r) Fund, LLC

n/a

Unknown

Private Equity Fund

n/a

$9.1M

Aequitas Hybrid Fund, LLC - Series a

n/a

Unknown

Private Equity Fund

n/a

$9.1M