DFX Intelligence
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Reading the graph
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CRD 143780
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A••••••• C•••••• O••••••••• F•••• L• | Private Equity Fund | $145M | Jul 13, 2015 | 35 | Mar 24, 2014 | reported | 021-215338 |
| A••••••• I••••• P••••••••• F•••• L•• | Private Equity Fund | $37.9M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• C•••••• M••••••••• I•• | MANAGER/MEMBER | E | yes | 10/2006 | Mar 30, 2012 | Jul 13, 2015 |
| A••••••• H•••••••• L•• | S••••••••• O• A••••••• C•••••• M••••••••• I••• | E | yes | 02/2007 | Mar 30, 2012 | Jul 13, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P•••••• A••••••• G•••• L•• | n/a | Independent wealth | $2.1B | N | yes | n/a |
| S•••••••• C•••••• A••••••••• L•• | n/a | Former SEC adviser | $208M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 31, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $300M | $219M | 36.8% | $128M | 32.6% | 51 | 23 | n/a | n/a |
| 25 |
| Mar 30, 2012 |
| reported |
| 021-170048 |
| A••••••• W••• I• L•• | Private Equity Fund | $21.1M | Jul 13, 2015 | 43 | Mar 24, 2014 | reported | 021-211635 |
| A••••••• E•• F••••••• F•••• L•• | Private Equity Fund | $21.0M | Jul 13, 2015 | 33 | Mar 30, 2012 | reported | 021-168565 |
| A••••••• C••••••••• F••••••• F•••• L•• | Private Equity Fund | $13.2M | Sep 11, 2012 | 23 | Mar 30, 2012 | dropped | 021-142411 |
| A••••••• H••••• F•••• L•• • S••••• A• | Private Equity Fund | $9.1M | Jul 13, 2015 | 44 | Mar 30, 2012 | reported | 021-97440 |
| A••••••• C••••••••• F•••• L•• | Private Equity Fund | $9.1M | Mar 24, 2014 | 13 | Mar 30, 2012 | dropped | 021-142138 |
| A••••••• C••••••• F•••• L•• | Private Equity Fund | $9.0M | Sep 11, 2012 | 10 | Mar 30, 2012 | dropped | 021-101364 |
| A••••••• I••••• O••••••••• F••• I•• L•• | Private Equity Fund | $5.0M | Sep 11, 2012 | 2 | Mar 30, 2012 | dropped | 021-174227 |
| A••••••• C••••••••• F•••• L•• | Hedge Fund | $4.7M | Apr 1, 2013 | 14 | Mar 30, 2012 | dropped | 021-176629 |
| A••••••• H••••• F•••• L•• • S••••• C• | Private Equity Fund | $852,342 | Sep 11, 2012 | 10 | Mar 30, 2012 | dropped | 021-97440 |
| A••••••• E••••••• I••••• F•••• L•• | Other Private Fund | $0 | Jul 13, 2015 | 0 | Mar 31, 2015 | reported | 021-225615 |
| A••••••• I•••••••• F••• I• L•• | Private Equity Fund | $0 | Sep 11, 2012 | 0 | Mar 30, 2012 | dropped | n/a |
| M••••••••• O• A••••••• H•••••••• L•• |
| E |
| yes |
| 02/2007 |
| Mar 30, 2012 |
| Jul 13, 2015 |
| B•••••• W•••••• L• | ASSISTANT SECRETARY | Na | yes | 02/2014 | Jul 13, 2015 | Jul 13, 2015 |
| C••••• A•••••• S• | ASSISTANT SECRETARY | Na | yes | 10/2006 | Mar 30, 2012 | Jul 13, 2015 |
| F•••••• C••••• J•• | M••••••••• O• A••••••• M••••••••• L•• | F | yes | 06/2012 | Apr 1, 2013 | Jul 13, 2015 |
| F•••••• C••••• J•• | MANAGING PRINCIPAL AND EXECUTIVE VICE PRESIDENT | Na | yes | 06/2012 | Apr 1, 2013 | Jul 13, 2015 |
| G•••••• N•••••• S•••• | EXECUTIVE VP/CHIEF OPERATIONS OFFICER/CFO | Na | yes | 01/2015 | Mar 31, 2015 | Jul 13, 2015 |
| H•••••• R•••••• R•••••• | Secretary | Na | yes | 06/2015 | Jul 13, 2015 | Jul 13, 2015 |
| J••••••• R•••••• J••••• | PRESIDENT & CEO | Na | yes | 10/2006 | Mar 30, 2012 | Jul 13, 2015 |
| J••••••• R•••••• J••••• | M••••••••• O• A••••••• M••••••••• L•• | C | yes | 02/2007 | Mar 30, 2012 | Jul 13, 2015 |
| M••••••••• A•••••• N• | EXECUTIVE VP/CHIEF COMPLIANCE OFFICER | Na | yes | 04/2007 | Mar 30, 2012 | Jul 13, 2015 |
| M••••••••• A•••••• N• | M••••••••• O• A••••••• M••••••••• L•• | F | yes | 02/2007 | Mar 30, 2012 | Jul 13, 2015 |
| O•••••• B••••• A••••• | M••••••••• O• A••••••• M••••••••• L•• | F | yes | 02/2007 | Mar 30, 2012 | Jul 13, 2015 |
| O•••••• B••••• A••••• | EXECUTIVE VICE PRESIDENT | Na | yes | 10/2006 | Mar 30, 2012 | Jul 13, 2015 |
| R•••• B••••• K• | EXECUTIVE VICE PRESIDENT | Na | yes | 10/2014 | Mar 31, 2015 | Jul 13, 2015 |
| R••• W••••••• J••• | MANAGING PRINCIPAL | Na | yes | 01/2014 | Mar 24, 2014 | Jul 13, 2015 |
| A••••••• C•••••• M••••••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| A••••••• C•••••• O••••••••• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| $301M |
| $301M |
| 51 |
| 10 |
| n/a |
| 6 |
| $235M |
| 2013 | Mar 24, 2014 | $219M | $219M | 23 | 7 | n/a | 6 | $179M |
| 2012 | Apr 1, 2013 | $136M | $136M | 27 | 7 | n/a | 5 | $74.9M |
| 2011 | Mar 30, 2012 | $128M | $128M | n/a | n/a | n/a | 10 | $98.7M |