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Private equityFirmhybrid manager · probableunsized

Dalton Investments LLC

Private Equity

Santa Monica, CA

[hide for=”logged”] Dalton — A disciplined, entrepreneurial, globally opportunistic investor Dalton Investments is a disciplined, opportunistic, global investment management firm with expertise in Asia, Emerging Markets and global equities. With offices in Los Angeles, Las Vegas, New York, Tokyo, Hong . . .

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Search this name across graphsid dfx:pe:d1d5b162-6ed5-412b-8c3f-afb069dfea0e

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 20
On other graphs: 3
Observed: Sep 13, 2026 to Sep 17, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

RIA / Wealth Managementidentity

DALTON INVESTMENTS LLC

Registered adviser · shared crd

Private Creditidentity

DALTON INVESTMENTS LLC

Private credit manager · shared crd

Real Estate Fundsidentity

Dalton Investments LLC

Real estate fund manager · shared crd

RIA / Wealth Managementowner

DALTON INVESTMENTS, INC.

owned by this firm per Schedule A (the owner's CRD) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 1
PE funds: 1
Vintages: 2019 to 2019
Regulatory AUM: $3.3B
Investments: 0
Active investments: 0
Size band: UNSIZEDderivedno Private Equity Fund GAV on a filing from 2021 or later
Latest ADV filing: Apr 30, 2021
Employees (ADV): 38
Website: daltoninvestments.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV	LPs
Dalton Special Holdings LLC	2019	Unknown	Private Equity Fund	n/a	$14.7M	0

Relationships

Employs (30)

→ James B Rosenwald Jr.PersonDirector, Rosenwald Capital Management Inc. (Relying Advisor)
May 1, 1984 to Mar 31, 2017inferenceForm ADV, The subject's own site
→ Megumi MarutaPersonAdministrative, Compliance and Operations Head
factThe subject's own site
→ Chris HaPersonPartner, Chief Compliance Officer and Counsel
factThe subject's own site
→ Tomohisa YamaguchiPersonDirector of the Japan Wholesales Department
factThe subject's own site
→ Los AngelesPersonFounding Partner, Chief Investment Officer
factThe subject's own site
→ Shiro HayashiPersonPartner, Director of Research
factThe subject's own site
→ Junichiro SanoPersonSenior Advisor
factThe subject's own site
→ Siva Thiravidamony, CFAPersonPartner, Director of Research
factThe subject's own site
→ Craig Mercer GAICDPersonPartner, Managing Director
factThe subject's own site
→ Bryan SongPersonSenior Research Analyst
factThe subject's own site
→ Hong KongPersonResearch Analyst
factThe subject's own site
→ Rich HillPersonPartner, Head of Trading
factThe subject's own site
→ Sarah Barbara AlfandariPersonChief Executive Officer, Dalton Investments Llc
Jun 1, 2020 to presentfactForm ADV, The subject's own site
→ Hideki SaitoPersonSenior Vice President of Operations and Accounting
factThe subject's own site
→ Janet Na HunpadongratPersonChief Financial Officer, Dalton Investments Llc
Jul 1, 2019 to presentfactForm ADV, The subject's own site
→ Laura Parker RosenwaldPersonTrustee
Dec 1, 1997 to presentfactForm ADV
→ Christopher Alfred HaPersonChief Compliance Officer, Dalton Investments Llc
Jan 1, 2021 to presentfactForm ADV
→ Iain Na DouglasPersonChief Marketing Officer, Dalton Investments Llc
Mar 1, 2021 to presentfactForm ADV
→ Steven David PerskyPersonOwner
Feb 1, 1998 to presentfactForm ADV
→ James Benno RosenwaldPersonTrustee
Dec 1, 1997 to presentfactForm ADV
→ F Gifford CombsPersonOwner
Oct 1, 2002 to presentfactForm ADV
→ Belita S OngPersonOwner
Feb 1, 1999 to presentfactForm ADV
→ James Gordon AuchinclossPersonOwner
Feb 1, 1999 to presentfactForm ADV
→ Steven Oliver KramerPersonGeneral Counsel, Dalton Investments Llc
Jan 1, 2017 to presentfactForm ADV
→ Erin LavellePersonChief Financial Officer, Dalton Investments Llc
Mar 1, 2016 to Jul 1, 2019inferenceForm ADV
→ Walter W ParkerPersonTrustee Of James B Rosenwald Iv Trust And Jocelyn M Rosenwald Trust
Dec 1, 1997 to Jul 1, 2019inferenceForm ADV
→ Jill RosenwaldPersonTrustee Of James B Rosenwald Iv Trust And Jocelyn M Rosenwald Trust
Dec 1, 1997 to Jul 1, 2019inferenceForm ADV
→ ART HebertPersonChief Operating Officer, Dalton Investments Llc
Jun 1, 2004 to May 25, 2017inferenceForm ADV
→ Michelle LyndPersonGeneral Counsel, Chief Compliance Officer, Dalton Investments Llc, Rosenwald Capital Management Inc. And Persky Financial Manage
Oct 1, 2011 to Mar 30, 2016inferenceForm ADV
→ Todd Allen ShererPersonSenior Managing Director, Dalton Investments Llc
May 1, 2011 to Sep 4, 2012inferenceForm ADV

Firm member (1)

→ Rosenwald CapitalFirmadviser
factDFX's own graph

Manages (1)

→ Dalton Special Holdings LLCFundPrivate Equity Fund
Mar 29, 2019 to presentfactForm ADV

Owns (5)

← Persky Financial Management, Inc.FirmOwner, Dalton Investments Llc
Feb 1, 1998 to presentfactForm ADV
← Gobe International, Inc.FirmOwner, Dalton Investments Llc
Feb 1, 1999 to presentfactForm ADV
← Walking Rock Corp.FirmOwner, Dalton Investments Llc
Oct 1, 2002 to presentfactForm ADV
← Rosenwald Capital Management IncFirmManaging Member, Dalton Investments Llc
Jun 1, 2019 to presentfactForm ADV
← Rosenwald Family TrustFirmOwner
Dec 1, 1997 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 1, 2021
Person joined
Iain Na Douglas joined Schedule A of Dalton Investments LLC as Chief Marketing Officer, Dalton Investments Llc
Form ADVobserved 5 days ago
Occurred
Jan 1, 2021
Person joined
Christopher Alfred Ha joined Schedule A of Dalton Investments LLC as Chief Compliance Officer, Dalton Investments Llc
Form ADVobserved 5 days ago
Occurred
Jun 1, 2020
Person joined
Sarah Barbara Alfandari joined Schedule A of Dalton Investments LLC as Chief Executive Officer, Dalton Investments Llc
Form ADVobserved 5 days ago
Occurred
Jul 1, 2019
Person left
Jill Na Rosenwald (Trustee Of James B Rosenwald Iv Trust And Jocelyn M Rosenwald Trust) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
Jul 1, 2019
Person joined
Janet Na Hunpadongrat joined Schedule A of Dalton Investments LLC as Chief Financial Officer, Dalton Investments Llc
Form ADVobserved 5 days ago
Occurred
Jul 1, 2019
Person left
Erin Rachel Lavelle (Chief Financial Officer, Dalton Investments Llc) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
Jul 1, 2019
Person left
Walter Wellington Parker (Trustee Of James B Rosenwald Iv Trust And Jocelyn M Rosenwald Trust) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
May 25, 2017
Person left
ART Hebert (Chief Operating Officer, Dalton Investments Llc) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
Person left
James B Rosenwald Jr. (Director, Rosenwald Capital Management Inc. (Relying Advisor)) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
Jan 1, 2017
Person joined
Steven Oliver Kramer joined Schedule A of Dalton Investments LLC as Chief Compliance Officer, Dalton Investments Llc, Rosenwald Capital Management, Inc. And Persky Financial Management, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2016
Person left
Michelle Lynd (General Counsel, Chief Compliance Officer, Dalton Investments Llc, Rosenwald Capital Management Inc. And Persky Financial Manage) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
Mar 1, 2016
Person joined
Erin Lavelle joined Schedule A of Dalton Investments LLC as Chief Financial Officer
Form ADVobserved 5 days ago
Occurred
Sep 4, 2012
Person left
Todd Allen Sherer (Senior Managing Director, Dalton Investments Llc) no longer on Schedule A of Dalton Investments LLC
Form ADVobserved 5 days ago
Occurred
Mar 13, 2012
Adviser first adv filing
Dalton Investments LLC first filed Form ADV in the extract (IA)
Form ADVobserved 5 days ago
Occurred
Feb 1, 1999
Person joined
James Gordon Auchincloss joined Schedule A of Dalton Investments LLC as Owner
Form ADVobserved 5 days ago
Occurred
Dec 1, 1997
Person joined
Laura Parker Rosenwald joined Schedule A of Dalton Investments LLC as Trustee
Form ADVobserved 5 days ago
Occurred
Dec 1, 1997
Person joined
Jill Rosenwald joined Schedule A of Dalton Investments LLC as Trustee
Form ADVobserved 5 days ago
Occurred
Dec 1, 1997
Person joined
Walter W Parker joined Schedule A of Dalton Investments LLC as Trustee
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Sep 1, 2026
Adviser CRD 109538 is not on the SEC registered or exempt adviser roster of 2026-09-01
Occurred
Mar 29, 2019
Dalton Special Holdings LLC first reported on Form ADV by Dalton Investments LLC (Private Equity Fund), GAV $17,885,497

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV), 1 work email (firm website) · as of 2026-09-17

James B Rosenwald Jr.
Founding Partner, Chief Investment Officer · Revealable: 1 professional profile (firm website)
Megumi Maruta
Administrative, Compliance and Operations Head · Revealable: 1 professional profile (firm website)
Chris Ha
Partner, Chief Compliance Officer and Counsel · Revealable: 1 professional profile (firm website)
Tomohisa Yamaguchi
Director of the Japan Wholesales Department · Revealable: 1 professional profile (firm website)
Los Angeles
Founding Partner, Chief Investment Officer · Revealable: 1 professional profile (firm website)
Shiro Hayashi
Partner, Director of Research · Revealable: 1 professional profile (firm website)
Junichiro Sano
Senior Advisor · Revealable: 1 professional profile (firm website)
Siva Thiravidamony, CFA
Partner, Director of Research · Revealable: 1 professional profile (firm website)
Craig Mercer GAICD
Partner, Managing Director · Revealable: 1 professional profile (firm website)
Bryan Song
Senior Research Analyst · Revealable: 1 professional profile (firm website)
Hong Kong
Research Analyst · Revealable: 1 professional profile (firm website)
Rich Hill
Partner, Head of Trading · Revealable: 1 professional profile (firm website)
Sarah Barbara Alfandari
Chief Executive Officer, Dalton Investments Llc · Revealable: 1 professional profile (firm website)
Hideki Saito
Senior Vice President of Operations and Accounting · Revealable: 1 professional profile (firm website)
Janet Na Hunpadongrat
Chief Financial Officer, Dalton Investments Llc · Revealable: 1 professional profile (firm website)

Also named here, with no published line of their own (reach them through the firm): Laura Parker Rosenwald (Trustee), Christopher Alfred Ha (Chief Compliance Officer, Dalton Investments Llc), Iain Na Douglas (Chief Marketing Officer, Dalton Investments Llc), Steven David Persky (Owner), James Benno Rosenwald (Trustee), F Gifford Combs (Owner), Belita S Ong (Owner), James Gordon Auchincloss (Owner), Steven Oliver Kramer (General Counsel, Dalton Investments Llc).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:d1d5b162-6ed5-412b-8c3f-afb069dfea0e
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 42 h ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Dalton Investments LLC

Private Equity

Santa Monica, CA

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d1d5b162-6ed5-412b-8c3f-afb069dfea0e

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

Dalton Special Holdings LLC

2019

Unknown

Private Equity Fund

n/a

$14.7M