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CRD 308609
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| DALTON INVESTMENTS TRUST - SERIES B | Other Private Fund | $166M | Aug 8, 2024 | 29 | Mar 31, 2017 | reported | 021-324090 |
| DALTON INVESTMENTS TRUST - SERIES C | Other Private Fund | $55.4M | Aug 8, 2024 | 1 | Mar 29, 2024 | reported | n/a |
| NAVF SELECT LLC | Hedge Fund | $46.0M | Aug 8, 2024 | 50 | Mar 31, 2022 | reported | 021-410300 |
| DALTON ASIA (MASTER) FUND LP | Hedge Fund | $44.0M | Aug 8, 2024 | 28 | Mar 13, 2012 | reported | 021-115175 |
| DALTON INDIA (MASTER) FUND LP | Hedge Fund | $40.4M | Aug 8, 2024 | 49 | Mar 31, 2015 | reported | 021-221368 |
| DALTON KIZUNA (MASTER) FUND LP | Hedge Fund | $35.0M | Aug 8, 2024 | 24 | Mar 29, 2018 | reported | 021-282840 |
| PACIFIC AND GENERAL (MASTER) FUND LP | Hedge Fund | $31.7M | Aug 8, 2024 | 27 | Mar 13, 2012 | reported | 021-169018 |
| DALTON GREATER CHINA (MASTER) FUND LP | Hedge Fund | $28.9M | Mar 31, 2022 | 19 | Mar 13, 2012 | dropped | 021-97739 |
| DALTON PACIFIC RIM FUND LP | Hedge Fund | $24.1M | Aug 8, 2024 | 14 | Mar 31, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALFANDARI, SARAH, BARBARA | CHIEF EXECUTIVE OFFICER AND PRESIDENT, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. | Na | yes | 09/2020 | Jun 30, 2021 | Aug 8, 2024 |
| COMBS, FRANK, GIFFORD | TREASURER, SECRETARY, PORTFOLIO MANAGER, AND DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. | Na | yes | 12/2019 | Jun 30, 2021 | Aug 8, 2024 |
| DALTON INVESTMENTS LLC | OWNER OF DALTON INVESTMENTS, INC. | E | yes | 01/2024 | Jun 30, 2021 | Aug 8, 2024 |
| DOUGLAS, IAIN, NA | CHIEF MARKETING OFFICER, DALTON INVESTMENTS, INC. | Na | yes | 03/2021 | Jun 30, 2021 | Aug 8, 2024 |
| HA, CHRISTOPHER, ALFRED | CHIEF COMPLIANCE OFFICER AND COUNSEL, DALTON INVESTMENTS, INC. | Na | yes | 01/2021 | Jun 30, 2021 | Aug 8, 2024 |
| HUNPADONGRAT, JANET, NA | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS, INC. | Na | yes | 01/2022 | Jun 30, 2021 | Aug 8, 2024 |
| ROSENWALD CAPITAL MANAGEMENT, INC. | MAJORITY-OWNER AND MANAGING MEMBER | D | yes | 06/2019 | Jun 30, 2021 | Aug 8, 2024 |
| ROSENWALD FAMILY TRUST | Owner | E | yes | 12/1997 | Jun 30, 2021 | Aug 8, 2024 |
| ROSENWALD, JAMES, BENNO | CHAIRMAN OF THE BOARD OF DIRECTORS, AND CHIEF INVESTMENT OFFICER, DALTON INVESTMNTS, INC. | Na | yes | 09/2020 | Jun 30, 2021 | Aug 8, 2024 |
| ROSENWALD, JAMES, BENNO | Trustee | F | yes | 12/1997 | Jun 30, 2021 | Aug 8, 2024 |
| ROSENWALD, JOCELYN, MAY | DIRECTOR OF THE BOARD OF DIRECTORS, DALTON INVESTMENTS, INC. | Na | yes | 09/2020 | Jun 30, 2021 | Aug 8, 2024 |
| ROSENWALD, LAURA, PARKER | Trustee | F | yes | 12/1997 | Jun 30, 2021 | Aug 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ROSENWALD CAPITAL MANAGEMENT, INC. | n/a | Asset manager | $248M | Y | yes | n/a |
| ASIA GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| BEACH FRONT PROPERTIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| BEACH FRONT PROPERTY MANAGEMENT, INC. | n/a | n/a | n/a | N | yes | n/a |
| DALTON ADVISORY KK | n/a | n/a | n/a | N | yes | n/a |
| DALTON INVESTMENT ADVISORY SERVICES PRIVATE LIMITED | n/a | n/a | n/a | N | yes | n/a |
| DALTON INVESTMENTS (AUSTRALIA) PTY LTD | n/a | n/a | n/a | N | yes | n/a |
| DALTON INVESTMENTS (HONG KONG) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| INDIA GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| KIZUNA GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| PACGEN GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| PACRIM GP LLC | n/a | n/a | n/a | Y | yes | n/a |
| RISING SUN MANAGEMENT LTD. | n/a | n/a | n/a | N | yes | n/a |
| SERIES B SBO LLC | n/a | n/a | n/a | Y | yes | n/a |
| SERIES C SBO LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tokyo | n/a | Japan | 5 | no |
| EL SEGUNDO | CA | United States | 4 | no |
| Mumbai | n/a | India | 2 | no |
| REDONDO BEACH | CA | United States | 1 | no |
| CROWS NEST, NSW | n/a | Australia | 1 | no |
| HONG KONG | n/a | China | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $5.7B | $5.7B | 46 | 17 | 6 | 9 | n/a |
| 2024 | Mar 31, 2025 | $4.1B | $4.1B | 44 | 17 | 6 | 9 | n/a |
| 2023 | Mar 29, 2024 | $4.1B | $4.1B | 36 | 15 | 6 | 8 | $443M |
| 2022 | Mar 31, 2023 | $2.4B | $2.4B | 39 | 15 | 6 | 6 | $281M |
| 2021 | Mar 31, 2022 | $3.2B | $3.2B | 42 | 17 | 6 | 6 | $381M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $5.7B | $4.1B | 39.0% | $2.4B | 33.4% | 46 | 44 | 6 | 6 |