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Private equityFirmfund of funds · probablelower middle market

LEE Financial Company, LLC

Private Equity

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d54b93dc-edf3-4fca-ab1f-c50147e91177

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 40
On other graphs: 3
Observed: Sep 13, 2026 to Sep 17, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

LEE Financial Company, LLC

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

LEE FINANCIAL COMPANY, LLC

Registered adviser · shared crd

Real Estate Fundsidentity

LEE Financial Company, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 19
PE funds: 17
PE GAV, 2024 filing: $543,311gross asset value on Form ADV; never dry powder
Regulatory AUM: $1.3B
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.00bn Private Equity Fund GAV on the Form ADV filed 2024-04-16
Latest ADV filing: Apr 16, 2024
Employees (ADV): 36
Website: leefin.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
LFC Strategic Performance Fund Ltd	n/a	Wound down	Private Equity Fund	n/a	$0
LQP Collateral, Ltd	n/a	Wound down	Private Equity Fund	n/a	$2.9M
LFC Strata Energy Ltd.	n/a	Wound down	Private Equity Fund	n/a	$0
LFC Quik Way Shell Dfw Ltd	n/a	Wound down	Private Equity Fund	n/a	$30,105
LFC Energy Royalty Ltd	n/a	Harvest	Private Equity Fund	n/a	$15,236
LFC Olympus Ltd	n/a	Wound down	Private Equity Fund	n/a	$28,943
LFC Orion Ltd	n/a	Wound down	Private Equity Fund	n/a	$40,998
LFC Delta Fund Ltd	n/a	Wound down	Private Equity Fund	n/a	$76,795
LFC Vector Fund Ltd	n/a	Wound down	Private Equity Fund	n/a	$40,161
LFC Omni Ltd	n/a	Wound down	Private Equity Fund	n/a	$56,787
LFC Assignment Ltd	n/a	Wound down	Private Equity Fund	n/a	$139,351
LFC Matrix Resources	n/a	Harvest	Private Equity Fund	n/a	$279,039
LFC Energy Resources Ltd	n/a	Harvest	Private Equity Fund	n/a	$25,603
LFC Summit Resources Ltd	n/a	Harvest	Private Equity Fund	n/a	$18,664
LFC Target Performance Fund Ltd.	n/a	Wound down	Real Estate Fund	n/a	$10,548
LFC Omega Ltd	n/a	Wound down	Private Equity Fund	n/a	$32,466
LFC Structured Settlements	n/a	Wound down	Private Equity Fund	n/a	$39,898
LFC Island Partners Ltd	n/a	Harvest	Real Estate Fund	n/a	$29,564
LFC Novus Ltd	n/a	Harvest	Private Equity Fund	n/a	$204,769

Relationships

Employs (16)

→ Richard Rochester LeePersonChairman, Ceo & Founder
Sep 1, 2010 to presentfactForm ADV
→ Nicholas Shawn GibsonPersonSenior Financial Planner / Owner
Dec 1, 2020 to presentfactForm ADV
→ Danny Ray BoycePersonShareholder/Senior Portfolio Manager
Dec 1, 1999 to Mar 30, 2016inferenceForm ADV
→ Daniel Scott PetersPersonSenior Portfolio Manager / Owner
Dec 1, 2020 to presentfactForm ADV
→ William Albert LuckeyPersonChief Financial Officer / Owner
Feb 1, 2020 to presentfactForm ADV
→ Patricia Gamez StollPersonChief Compliance Officer
Oct 1, 2019 to presentfactForm ADV
→ Christina Susanne WilliamsPersonPresident / Owner
Feb 1, 2020 to presentfactForm ADV
→ Dana Lynn PingenotPersonPresident/Secretary/Senior Financial Planner
Sep 1, 2010 to Feb 28, 2020inferenceForm ADV
→ Mark Wendall WhidbyPersonChief Investment Officer
May 1, 2016 to Jun 22, 2022inferenceForm ADV
→ Julie Ensley TolerPersonChief Compliance Officer
Jun 1, 2019 to Nov 15, 2019inferenceForm ADV
→ Dusty Dawn WallacePersonChief Compliance Officer
Mar 1, 2016 to Jul 3, 2019inferenceForm ADV
→ Jeffrey Eric RamseyPersonChief Operations Officer
Mar 1, 2013 to May 31, 2017inferenceForm ADV
→ Shirley Ann OgdenPersonShareholder/Investment Analyst
Mar 1, 1994 to Mar 30, 2016inferenceForm ADV
→ Eduardo RodriguezPersonShareholder/Senior Financial Planner
Jan 1, 2001 to Mar 30, 2016inferenceForm ADV
→ Mary Teresa QuinnPersonShareholder/Consultant
Mar 1, 2015 to Mar 30, 2016inferenceForm ADV
→ Kirsten Elaine MiresPersonChief Compliance Officer/Investment Analyst
Mar 1, 2009 to Oct 18, 2013inferenceForm ADV

Manages (19)

→ LQP Collateral, LtdFundHedge Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Omni LtdFundHedge Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Quik Way Shell Dfw LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Structured SettlementsFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Summit Resources LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Strata Energy Ltd.FundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Delta Fund LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Omega LtdFundHedge Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Vector Fund LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Strategic Performance Fund LtdFundHedge Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Target Performance Fund Ltd.FundHedge Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Assignment LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Energy Resources LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Energy Royalty LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Island Partners LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Matrix ResourcesFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Novus LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Olympus LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV
→ LFC Orion LtdFundPrivate Equity Fund
Mar 26, 2012 to presentfactForm ADV

Owns (2)

← LEE, Richard, RochesterFirmActive
Mar 1, 2016 to presentfactForm ADV
← LFC Holding Co.FirmOwner
Mar 1, 2016 to presentfactForm ADV

Dated events

20 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 22, 2022
Person left
Mark Wendall Whidby (Chief Investment Officer) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Dec 1, 2020
Person joined
Daniel Scott Peters joined Schedule A of LEE Financial Company, LLC as Senior Portfolio Manager / Owner
Form ADVobserved 5 days ago
Occurred
Dec 1, 2020
Person joined
Nicholas Shawn Gibson joined Schedule A of LEE Financial Company, LLC as Senior Financial Planner / Owner
Form ADVobserved 5 days ago
Occurred
Dec 1, 2020
Person joined
Danny Ray Boyce joined Schedule A of LEE Financial Company, LLC as Senior Portfolio Manager / Owner
Form ADVobserved 5 days ago
Occurred
Feb 28, 2020
Person left
Dana Lynn Pingenot (President/Secretary/Senior Financial Planner) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Feb 1, 2020
Person joined
William Albert Luckey joined Schedule A of LEE Financial Company, LLC as Chief Financial Officer
Form ADVobserved 5 days ago
Occurred
Nov 15, 2019
Person left
Julie Ensley Toler (Chief Compliance Officer) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Oct 1, 2019
Person joined
Patricia Gamez Stoll joined Schedule A of LEE Financial Company, LLC as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Jul 3, 2019
Person left
Dusty Dawn Wallace (Chief Compliance Officer) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Jun 1, 2019
Person joined
Julie Ensley Toler joined Schedule A of LEE Financial Company, LLC as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Dec 1, 2017
Person joined
Christina Susanne Williams joined Schedule A of LEE Financial Company, LLC as Director Of Financial Planning
Form ADVobserved 5 days ago
Occurred
May 31, 2017
Person left
Jeffrey Eric Ramsey (Chief Operations Officer) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
May 1, 2016
Person joined
Mark Wendall Whidby joined Schedule A of LEE Financial Company, LLC as Chief Investment Officer
Form ADVobserved 5 days ago
Occurred
Mar 30, 2016
Person left
Shirley Ann Ogden (Shareholder/Investment Analyst) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Mar 30, 2016
Person left
Mary Teresa Quinn (Shareholder/Consultant) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Mar 30, 2016
Person left
Eduardo Rodriguez (Shareholder/Senior Financial Planner) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Mar 30, 2016
Person left
Danny Ray Boyce (Shareholder/Senior Portfolio Manager) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Mar 1, 2016
Person joined
Dusty Dawn Wallace joined Schedule A of LEE Financial Company, LLC as Chief Compliance Officer
Form ADVobserved 5 days ago
Occurred
Oct 18, 2013
Person left
Kirsten Elaine Mires (Chief Compliance Officer/Investment Analyst) no longer on Schedule A of LEE Financial Company, LLC
Form ADVobserved 5 days ago
Occurred
Mar 26, 2012
Adviser first adv filing
LEE Financial Company, LLC first filed Form ADV in the extract (IA)
Form ADVobserved 5 days ago

Show 20 bookkeeping events

Occurred
Jul 31, 2026
LEE Financial Company, LLC: Private Equity Funds on Form ADV 5 (2024 extract) -> 2 (roster 2026-09-01)
Occurred
Mar 29, 2024
Fund 805-1942362870 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 29, 2024
Fund 805-4459113828 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 29, 2024
Fund 805-7065054466 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 31, 2022
Fund 805-5845151076 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 31, 2022
Fund 805-2090133089 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 31, 2022
Fund 805-9013475474 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 27, 2019
Fund 805-5106460858 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 27, 2019
Fund 805-6629461818 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 30, 2016
Fund 805-3459250736 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 27, 2015
Fund 805-9036148227 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 27, 2015
Fund 805-4660785861 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 27, 2014
Fund 805-2347529717 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 27, 2014
Fund 805-6723569742 no longer reported on Form ADV by LEE Financial Company, LLC
Occurred
Mar 26, 2012
LFC Novus Ltd first reported on Form ADV by LEE Financial Company, LLC (Private Equity Fund), GAV $4,689,193
Occurred
Mar 26, 2012
LFC Matrix Resources first reported on Form ADV by LEE Financial Company, LLC (Private Equity Fund), GAV $7,407,307
Occurred
Mar 26, 2012
LFC Island Partners Ltd first reported on Form ADV by LEE Financial Company, LLC (Private Equity Fund), GAV $5,301,834
Occurred
Mar 26, 2012
LFC Energy Royalty Ltd first reported on Form ADV by LEE Financial Company, LLC (Private Equity Fund), GAV $7,282,714
Occurred
Mar 26, 2012
LQP, Ltd first reported on Form ADV by LEE Financial Company, LLC (Hedge Fund), GAV $1,413,325
Occurred
Mar 26, 2012
LFC Target Performance Fund Ltd. first reported on Form ADV by LEE Financial Company, LLC (Hedge Fund), GAV $1,974,902

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Richard Rochester Lee (Chairman, Ceo & Founder), Nicholas Shawn Gibson (Senior Financial Planner / Owner), Danny Ray Boyce (Senior Portfolio Manager / Owner), Daniel Scott Peters (Senior Portfolio Manager / Owner), William Albert Luckey (Chief Financial Officer / Owner), Patricia Gamez Stoll (Chief Compliance Officer), Christina Susanne Williams (President / Owner).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:d54b93dc-edf3-4fca-ab1f-c50147e91177
First observed: Sep 13, 2026
Last observed: Sep 17, 2026 38 h ago
Source families: Federal regulator filings, Firm and issuer disclosures
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEE Financial Company, LLC

Private Equity

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d54b93dc-edf3-4fca-ab1f-c50147e91177

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings, firm and issuer disclosures. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.