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CRD 105910
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD ROCHESTER LEE | Certified Financial Planner|Chartered Financial Analyst | DALLAS, TX | 38 | 16 | n/a | no |
| DANNY RAY BOYCE | Certified Financial Planner|Chartered Financial Analyst | DALLAS, TX | 26 | 26 | n/a | no |
| SHIRLEY ANN OGDEN | Chartered Financial Analyst | Dallas, TX | 26 | 32 | n/a | no |
| JAIME NICHOLE BOYLES | Certified Financial Planner | DALLAS, TX | 24 | 28 | n/a | no |
| JENNIFER ANN ARMSTRONG | Certified Financial Planner | DALLAS, TX | 24 | 29 | n/a | no |
| CHRISTINA SUSANNE WILLIAMS | Certified Financial Planner | DALLAS, TX | 22 | 23 | 1 | no |
| NICHOLAS SHAWN GIBSON | Certified Financial Planner | Dallas, TX | 21 | 24 | n/a | no |
| RONALD DOUGLAS JONES | Chartered Financial Analyst | Dallas, TX | 20 | 36 | 1 | no |
| WILLIAM ALBERT LUCKEY | n/a | DALLAS, TX | 19 | 20 | 1 | no |
| JUSTIN BRADFORD LUDDEKE | Certified Financial Planner | Dallas, TX | 17 | 17 | 1 | no |
| DANIEL SCOTT PETERS | n/a | DALLAS, TX | 17 | 34 | 3 | no |
| SARAH HENZE | Certified Financial Planner | Dallas, TX | 16 | 16 | n/a | no |
| BENJAMIN SCOTT SHAE | Certified Financial Planner | DALLAS, TX | 15 | 16 | n/a | no |
| JASON ALLEN ROMPH | n/a | DALLAS, TX | 15 | 18 | 2 | no |
| ERIC MATHEWS SMITH | n/a | DALLAS, TX | 13 | 19 | n/a | no |
| Trey Elden Waite | Certified Financial Planner | Dallas, TX | 6 | 10 | n/a | no |
| Jaryn Rose Quick | Certified Financial Planner | DALLAS, TX | 6 | 11 | n/a | no |
| MICHELE YVETTE BERGERON | Certified Financial Planner | Dallas, TX | 6 | 24 | 4 | no |
| Alexander Man-Seung Nickerson | Certified Financial Planner | Dallas, TX | 5 | 10 | n/a | no |
| ADRIENNE DENAE ANTHONY | Certified Financial Planner | DALLAS, TX | 4 | 11 | 1 | no |
| Richard Alan Drew | Chartered Financial Analyst | DALLAS, TX | 4 | 10 | n/a | no |
| MARCO ANDRES RODRIGUEZ | Chartered Financial Analyst | DALLAS, TX | 3 | 29 | n/a | no |
| DANIEL ROBERT MAUCK | Certified Financial Planner | DALLAS, TX | 3 | 26 | 2 | no |
| JACOB CHANDLER ODOM | n/a | DALLAS, TX | 3 | 12 | 3 | no |
| Barbara Burris | n/a | DALLAS, TX | 2 | 13 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LFC ALPHA LTD | Hedge Fund | $30.1M | Nov 15, 2019 | 77 | Mar 26, 2012 | dropped | 021-98700 |
| LFC EQUITY PLUS TAIL PROTECTION FUND, LLC. | Hedge Fund | $13.1M | Jul 31, 2026 | 15 | Mar 31, 2022 | reported | 021-1903193 |
| LQP COLLATERAL, LTD | Private Equity Fund | $2.9M | Mar 27, 2014 | 3 | Mar 26, 2012 | dropped | n/a |
| LFC REGIONS LTD | Real Estate Fund | $645,331 | Nov 15, 2019 | 82 | Mar 26, 2012 | dropped | 021-61282 |
| ADDISON, ARLINGTON, GRAPEVINE LAND LTD | Real Estate Fund | $583,414 | Mar 27, 2015 | 32 | Mar 26, 2012 | dropped | 021-999999 |
| LFC AUSTIN PROMONTORY LTD | Real Estate Fund | $558,342 | Mar 27, 2014 | 1 | Mar 26, 2012 | dropped | 021-99999 |
| LFC 1990 HEDGE FUND LTD | Other Private Fund | $225,782 | Mar 27, 2015 | 48 | Mar 26, 2012 | dropped | 021-999999 |
| LFC BORDERS LTD | Real Estate Fund | $222,597 | Apr 16, 2024 | 91 | Mar 26, 2012 | dropped | 021-92937 |
| LFC HORIZON | Real Estate Fund | $213,232 | Jul 31, 2026 | 74 | Mar 26, 2012 | reported | 021-99999 |
| LFC SPECIAL OPPORTUNITIES FUND LTD | Other Private Fund | $202,990 | Mar 27, 2015 | 44 | Mar 26, 2012 | dropped | 021-999999 |
| LFC PROPERTY GROUP II | Real Estate Fund | $170,485 | Aug 7, 2018 | 12 | Mar 26, 2012 | dropped | 021-88438 |
| LFC STANFORD LTD | Real Estate Fund | $170,292 | Apr 16, 2024 | 119 | Mar 26, 2012 | dropped | 021-99999 |
| LFC NOVUS LTD | Private Equity Fund | $155,659 | Jul 31, 2026 | 35 | Mar 26, 2012 | reported | 021-87163 |
| LFC ASSIGNMENT LTD | Private Equity Fund | $139,351 | Aug 7, 2018 | 87 | Mar 26, 2012 | dropped | 021-51138 |
| LFC PROVINCE LTD | Real Estate Fund | $129,926 | Apr 16, 2024 | 58 | Mar 26, 2012 | dropped | 021-115117 |
| EVERMAN PARKWAY LTD | Real Estate Fund | $85,955 | Mar 27, 2015 | 32 | Mar 26, 2012 | dropped | 021-99999 |
| LFC MATRIX RESOURCES | Private Equity Fund | $83,742 | Jul 31, 2026 | 29 | Mar 26, 2012 | reported | 021-107113 |
| LFC DELTA FUND LTD | Private Equity Fund | $76,795 | Mar 31, 2021 | 66 | Mar 26, 2012 | dropped | 021-99999 |
| LFC OMNI LTD | Private Equity Fund | $56,787 | Aug 7, 2018 | 66 | Mar 26, 2012 | dropped | 021-52448 |
| LFC TERRA LTD | Real Estate Fund | $43,799 | Apr 16, 2024 | 86 | Mar 26, 2012 | dropped | 021-99999 |
| LFC ORION LTD | Private Equity Fund | $40,998 | Mar 31, 2021 | 116 | Mar 26, 2012 | dropped | 021-62846 |
| LFC VECTOR FUND LTD | Private Equity Fund | $40,161 | Mar 27, 2014 | 53 | Mar 26, 2012 | dropped | 021-999999 |
| LFC STRUCTURED SETTLEMENT | Private Equity Fund | $39,898 | Dec 8, 2023 | 92 | Mar 26, 2012 | dropped | 021-125157 |
| LFC OMEGA LTD | Private Equity Fund | $32,466 | Mar 31, 2021 | 34 | Mar 26, 2012 | dropped | 021-999999 |
| LFC QUIK WAY SHELL DFW LTD | Private Equity Fund | $30,105 | Dec 8, 2023 | 111 | Mar 26, 2012 | dropped | 021-111520 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOYCE, DANNY, RAY | SENIOR PORTFOLIO MANAGER / OWNER | B | yes | 12/2020 | Jul 31, 2026 | Jul 31, 2026 |
| LEE, RICHARD, ROCHESTER | CHAIRMAN, CEO & FOUNDER | Na | yes | 09/2010 | Jul 31, 2026 | Jul 31, 2026 |
| LFC HOLDING CO. | Owner | B | yes | 03/2016 | Jul 31, 2026 | Jul 31, 2026 |
| LUCKEY, WILLIAM, ALBERT | CHIEF FINANCIAL OFFICER | B | yes | 02/2020 | Jul 31, 2026 | Jul 31, 2026 |
| PETERS, DANIEL, SCOTT | SENIOR PORTFOLIO MANAGER / OWNER | B | yes | 12/2020 | Jul 31, 2026 | Jul 31, 2026 |
| WILLIAMS, CHRISTINA, SUSANNE | President | B | yes | 02/2020 | Jul 31, 2026 | Jul 31, 2026 |
| LEE, RICHARD, ROCHESTER | Active | F | yes | 03/2016 | Mar 30, 2016 | Apr 16, 2024 |
| STOLL, PATRICIA, GAMEZ | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2019 | Nov 15, 2019 | Apr 16, 2024 |
| BOYLES, JAIME, NICHOLE | DIRECTOR OF FINANCIAL PLANNING / OWNER | A | no | 01/2023 | Jul 31, 2026 | Jul 31, 2026 |
| SHAE, BENJAMIN, SCOTT | DIRECTOR OF OPERATIONS AND CLIENT SERVICES / OWNER | A | no | 01/2023 | Jul 31, 2026 | Jul 31, 2026 |
| GIBSON, NICHOLAS, SHAWN | SENIOR FINANCIAL PLANNER / OWNER | B | no | 12/2020 | Aug 12, 2022 | Apr 16, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.7B | $1.7B | 39 | 22 | 0 | 4 | n/a |
| 2024 | Mar 30, 2025 | $1.5B | $1.5B | 39 | 22 | 0 | 4 | n/a |
| 2023 | Mar 29, 2024 | $1.3B | $1.3B | 36 | 22 | 0 | 12 | $13.7M |
| 2022 | Mar 30, 2023 | $1.2B | $1.2B | 35 | 23 | 0 | 15 | $22.2M |
| 2021 | Mar 31, 2022 | $1.3B | $1.3B | 34 | 21 | 0 | 15 | $30.4M |
| 2020 | Mar 31, 2021 | $1.2B | $1.2B | 32 | 20 | 0 | 18 | $16.6M |
| 2019 | Feb 28, 2020 | $1.1B | $1.1B | 35 | 22 | 0 | 18 | $22.8M |
| 2018 | Mar 27, 2019 | $1.0B | $1.0B | 32 | 24 | 0 | 20 | $61.6M |
| 2017 | Mar 28, 2018 | $1.1B | $1.1B | 36 | 27 | 0 | 23 | $80.7M |
| 2016 | Apr 1, 2017 | $1.0B | $1.0B | 32 | 28 | n/a | 23 | $85.6M |
| 2015 | Mar 30, 2016 | $1.0B | $1.0B | 46 | 27 | n/a | 22 | $102M |
| 2014 | Mar 27, 2015 | $1.1B | $1.1B | 56 | 27 | n/a | 28 | $144M |
| 2013 | Mar 27, 2014 | $1.0B | $1.0B | 52 | 29 | n/a | 33 | $131M |
| 2012 | Mar 27, 2013 | $969M | $856M | 49 | 28 | n/a | 37 | $164M |
| 2011 | Mar 26, 2012 | $897M | $803M | n/a | n/a | n/a | 37 | $194M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.5B | 12.4% | $1.2B | 13.0% | 39 | 39 | 0 | 0 |