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Private equityFirmfund of funds · probablelower middle market

Brown Advisory

Private Equity

Norfolk, VA

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d8ee85e3-565b-4970-9751-200aead6a74d

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 40
On other graphs: 2
Observed: Sep 13, 2026 to Sep 13, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Brown Advisory

Capital provider to sponsors · shared crd

RIA / Wealth Managementidentity

BROWN ADVISORY

Registered adviser · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Funds: 15
PE funds: 14
Vintages: 2013 to 2020
PE GAV, 2024 filing: $494Mgross asset value on Form ADV; never dry powder
Regulatory AUM: $6.9B
Investments: 0
Active investments: 0
Size band: LOWER MIDDLE MARKETderivedproxy: $0.49bn Private Equity Fund GAV on the Form ADV filed 2024-05-17
Latest ADV filing: May 17, 2024
Employees (ADV): 40
Website: brownadvisory.com

Funds

Fund	Vintage	Lifecycle	ADV type	Form D sold	GAV
SFM Opportunities VII, L.P.	2020	Active deployment	Private Equity Fund	n/a	$46.1M
DNB Opportunities III, L.P.	2019	Mature	Private Equity Fund	n/a	$26.7M
Yield Pool III, L.P.	2019	Harvest	Private Equity Fund	n/a	$44.0M
SFM Opportunities VI, L.P.	2018	Mature	Private Equity Fund	n/a	$80.7M
DNB Opportunities II, LP	2018	Unknown	Private Equity Fund	n/a	$32.7M
Yield Pool II, LP	2017	Harvest	Private Equity Fund	n/a	$36.4M
SFM Opportunities V, L.P.	2015	Mature	Private Equity Fund	n/a	$101M
DNB Opportunities, L.P.	2015	Mature	Private Equity Fund	n/a	$32.5M
SFM Opportunities IV, L.P.	2013	Unknown	Private Equity Fund	n/a	$45.7M
Yield Pool L.P.	2013	Harvest	Private Equity Fund	n/a	$19.4M
Signature Royalty Interests, L.P.	n/a	Harvest	Private Equity Fund	n/a	$2.4M
SFM Private Equity I, L.P.	n/a	Harvest	Private Equity Fund	n/a	$1.5M
SFM Opportunities, L.P.	n/a	Wound down	Private Equity Fund	n/a	$1.4M
SFM Opportunities III, L.P.	n/a	Harvest	Private Equity Fund	n/a	$24.5M
SFM Capital Markets, L.P.	n/a	Mature	Other Private Fund	n/a	$354M

Relationships

Firm member (1)

→ Brown AdvisoryFirmadviser
factDFX's own graph

Placement agent of (1)

→ Icapital-Insight Access Fund, LPFundThird party
Jan 1, 2023 to presentfactForm ADV

Employs (17)

→ Brett David RogersPersonGeneral Counsel
Dec 1, 2019 to presentfactForm ADV
→ Julie Proudfit ColemanPersonDeputy General Counsel & Chief Compliance Officer
Mar 1, 2023 to presentfactForm ADV
→ William Obrien WhitePersonChief Operating Officer
Jun 1, 2023 to presentfactForm ADV
→ Shannon Marie PiercePersonChief Financial Officer
May 1, 2024 to presentfactForm ADV
→ Michael David HankinPersonPresident & Ceo - Brown Advisory
Nov 1, 2018 to presentfactForm ADV
→ John Ballard ShumadinePersonShareholder
Feb 1, 1995 to Mar 16, 2015inferenceForm ADV
→ David Joseph JallitsPersonChief Investment Officer
Aug 1, 2015 to Mar 28, 2018inferenceForm ADV
→ Anne Ballard ShumadinePersonChairman/Director
Jun 1, 1994 to Dec 15, 2018inferenceForm ADV
→ Susan Roberts ColpittsPersonExecutive Vice President/Director
Jun 1, 1994 to Dec 15, 2018inferenceForm ADV
→ Conrad Moss ShumadinePersonShareholder
Jun 1, 1994 to Dec 15, 2018inferenceForm ADV
→ George Randolph WebbPersonPresident/Director
Oct 1, 2007 to Dec 15, 2018inferenceForm ADV
→ Stephen Perry SmileyPersonDirector
Sep 1, 2011 to Dec 15, 2018inferenceForm ADV
→ Xandra Leigh BurnettePersonChief Operations Officer
Jun 1, 2014 to Dec 15, 2018inferenceForm ADV
→ AMY Taipalus McclurePersonChief Compliance Officer
Sep 1, 2017 to Jan 28, 2020inferenceForm ADV
→ David Michael ChurchillPersonChief Financial Officer
Nov 1, 2018 to May 17, 2024inferenceForm ADV
→ James Hunter ShumadinePersonShareholder/Director
Sep 1, 2011 to Dec 15, 2018inferenceForm ADV
→ Donna Shaw RuckerPersonChief Compliance Officer
Jan 1, 1997 to Jan 3, 2018inferenceForm ADV

Manages (15)

→ Yield Pool II, LPFundPrivate Equity Fund
Mar 14, 2017 to presentfactForm ADV
→ DNB Opportunities II, LPFundPrivate Equity Fund
Jan 3, 2018 to presentfactForm ADV
→ SFM Opportunities VI, L.P.FundPrivate Equity Fund
Mar 28, 2018 to presentfactForm ADV
→ DNB Opportunities III, L.P.FundPrivate Equity Fund
Mar 29, 2019 to presentfactForm ADV
→ Yield Pool III, L.P.FundPrivate Equity Fund
Mar 29, 2019 to presentfactForm ADV
→ SFM Opportunities VII, L.P.FundPrivate Equity Fund
Mar 30, 2020 to presentfactForm ADV
→ SFM Capital Markets, L.P.FundOther Private Fund
Mar 21, 2012 to presentfactForm ADV
→ SFM Private Equity I, L.P.FundPrivate Equity Fund
Mar 21, 2012 to presentfactForm ADV
→ SFM Opportunities, L.P.FundPrivate Equity Fund
Mar 21, 2012 to presentfactForm ADV
→ Signature Royalty Interests, L.P.FundPrivate Equity Fund
Mar 21, 2012 to presentfactForm ADV
→ SFM Opportunities III, L.P.FundPrivate Equity Fund
Mar 21, 2012 to presentfactForm ADV
→ Yield Pool L.P.FundPrivate Equity Fund
Mar 18, 2013 to presentfactForm ADV
→ SFM Opportunities IV, L.P.FundPrivate Equity Fund
Mar 18, 2013 to presentfactForm ADV
→ SFM Opportunities V, L.P.FundPrivate Equity Fund
Mar 16, 2015 to presentfactForm ADV
→ DNB Opportunities, L.P.FundPrivate Equity Fund
Mar 16, 2015 to presentfactForm ADV

Owns (2)

← Brown Advisory IncorporatedFirmHolding Company
Nov 1, 2018 to presentfactForm ADV
← Brown Advisory Group Holdings LLCFirmHolding Company
Nov 1, 2018 to presentfactForm ADV

Dated events

16 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 17, 2024
Person left
David Michael Churchill (Chief Financial Officer) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
May 1, 2024
Person joined
Shannon Marie Pierce joined Schedule A of Brown Advisory as Chief Financial Officer
Form ADVobserved 6 days ago
Occurred
Jun 1, 2023
Person joined
William Obrien White joined Schedule A of Brown Advisory as Chief Operating Officer
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Person joined
Julie Proudfit Coleman joined Schedule A of Brown Advisory as Deputy General Counsel & Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Jan 28, 2020
Person left
AMY Taipalus Mcclure (Chief Compliance Officer) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
James Hunter Shumadine (Shareholder/Director) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
Anne Ballard Shumadine (Chairman/Director) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
Susan Roberts Colpitts (Executive Vice President/Director) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
Conrad Moss Shumadine (Shareholder) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
George Randolph Webb (President/Director) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
Stephen Perry Smiley (Director) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Dec 15, 2018
Person left
Xandra Leigh Pendergrass (Chief Operations Officer) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Nov 1, 2018
Person joined
Brett David Rogers joined Schedule A of Brown Advisory as Group General Counsel
Form ADVobserved 6 days ago
Occurred
Nov 1, 2018
Person joined
David Michael Churchill joined Schedule A of Brown Advisory as Chief Operating Officer
Form ADVobserved 6 days ago
Occurred
Nov 1, 2018
Person joined
Michael David Hankin joined Schedule A of Brown Advisory as President & Ceo - Brown Advisory
Form ADVobserved 6 days ago
Occurred
Mar 28, 2018
Person left
David Joseph Jallits (Chief Investment Officer) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Jan 3, 2018
Person left
Donna Shaw Rucker (Chief Compliance Officer) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Sep 1, 2017
Person joined
AMY Taipalus Mcclure joined Schedule A of Brown Advisory as Chief Compliance Officer
Form ADVobserved 6 days ago
Occurred
Aug 1, 2015
Person joined
David Joseph Jallits joined Schedule A of Brown Advisory as Chief Investment Officer
Form ADVobserved 6 days ago
Occurred
Mar 16, 2015
Person left
John Ballard Shumadine (Shareholder) no longer on Schedule A of Brown Advisory
Form ADVobserved 6 days ago
Occurred
Jun 1, 2014
Person joined
Xandra Leigh Burnette joined Schedule A of Brown Advisory as Chief Operations Officer
Form ADVobserved 6 days ago
Occurred
Mar 21, 2012
Adviser first adv filing
Brown Advisory first filed Form ADV in the extract (IA)
Form ADVobserved 6 days ago
Occurred
Sep 1, 2011
Person joined
Stephen Perry Smiley joined Schedule A of Brown Advisory as Director
Form ADVobserved 6 days ago
Occurred
Sep 1, 2011
Person joined
James Hunter Shumadine joined Schedule A of Brown Advisory as Shareholder/Director
Form ADVobserved 6 days ago

Show 16 bookkeeping events

Occurred
Mar 30, 2020
SFM Opportunities VII, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $40,000,000
Occurred
Mar 29, 2019
Yield Pool III, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $37,492,401
Occurred
Mar 29, 2019
Fund 805-4245531759 no longer reported on Form ADV by Brown Advisory
Occurred
Mar 29, 2019
DNB Opportunities III, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund)
Occurred
Mar 28, 2018
SFM Opportunities VI, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund)
Occurred
Jan 3, 2018
DNB Opportunities II, LP first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $759,020
Occurred
Mar 14, 2017
Yield Pool II, LP first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $3,282,938
Occurred
Mar 16, 2015
SFM Opportunities V, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $3,390,000
Occurred
Mar 16, 2015
DNB Opportunities, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $1,437,500
Occurred
Mar 18, 2013
Yield Pool L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $8,065,209
Occurred
Mar 18, 2013
SFM Opportunities IV, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $3,184,027
Occurred
Mar 21, 2012
Signature Royalty Interests, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $7,332,000
Occurred
Mar 21, 2012
SFM Capital Markets, L.P. first reported on Form ADV by Brown Advisory (Other Private Fund), GAV $364,969,595
Occurred
Mar 21, 2012
SFM Opportunities III, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $41,495,469
Occurred
Mar 21, 2012
SFM Opportunities, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $7,746,072
Occurred
Mar 21, 2012
SFM Private Equity I, L.P. first reported on Form ADV by Brown Advisory (Private Equity Fund), GAV $23,878,935

Who to call

the organisation, the role and the published line, with the filing or website that published it; revealed to signed-in accounts

The firm's published line

Revealable: 1 business phone (Form ADV), 1 office address (Form ADV), 1 website (Form ADV) · as of 2026-09-13

Also named here, with no published line of their own (reach them through the firm): Brett David Rogers (General Counsel), Julie Proudfit Coleman (Deputy General Counsel & Chief Compliance Officer), William Obrien White (Chief Operating Officer), Shannon Marie Pierce (Chief Financial Officer), Michael David Hankin (President & Ceo - Brown Advisory).

Who to call is the organisation, the person's role and the line they published themselves: a business phone, office address, website or profile link from Form ADV, Form 13F or their own website, with that source named on every value. The counts above are what a reveal returns; a personal email is rarely published, so most reveals are the firm's line. Never data bought from a provider, never anything personal. Reveals by plan

Provenance

Graph: Private Equity
Canonical id: dfx:pe:d8ee85e3-565b-4970-9751-200aead6a74d
First observed: Sep 13, 2026
Last observed: Sep 13, 2026 6 days ago
Source families: Federal regulator filings
2 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Brown Advisory

Private Equity

Norfolk, VA

This is the graph view. The full profile, with its team, deals and sources, is on Private Equity.Open the full profile →

Search this name across graphsid dfx:pe:d8ee85e3-565b-4970-9751-200aead6a74d

Data as of Sep 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Fund

Vintage

Lifecycle

ADV type

Form D sold

GAV

LPs

SFM Opportunities VII, L.P.

2020

Active deployment

Private Equity Fund

n/a

$46.1M

DNB Opportunities III, L.P.

2019

Mature

Private Equity Fund

n/a

$26.7M

Yield Pool III, L.P.

2019

Harvest

Private Equity Fund

n/a

$44.0M

SFM Opportunities VI, L.P.

2018

Mature

Private Equity Fund

n/a

$80.7M

DNB Opportunities II, LP

2018

Unknown

Private Equity Fund

n/a

$32.7M

Yield Pool II, LP

2017

Harvest

Private Equity Fund

n/a

$36.4M

SFM Opportunities V, L.P.

2015

Mature

Private Equity Fund

n/a

$101M

DNB Opportunities, L.P.

2015

Mature

Private Equity Fund

n/a

$32.5M

SFM Opportunities IV, L.P.

2013

Unknown

Private Equity Fund

n/a

$45.7M

Yield Pool L.P.

2013

Harvest

Private Equity Fund

n/a

$19.4M

Signature Royalty Interests, L.P.

n/a

Harvest

Private Equity Fund

n/a

$2.4M

SFM Private Equity I, L.P.

n/a

Harvest

Private Equity Fund

n/a

$1.5M

SFM Opportunities, L.P.

n/a

Wound down

Private Equity Fund

n/a

$1.4M

SFM Opportunities III, L.P.

n/a

Harvest

Private Equity Fund

n/a

$24.5M

SFM Capital Markets, L.P.

n/a

Mature

Other Private Fund

n/a

$354M