DFX Intelligence

B•••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

B•••• A•••••••

S•••••••• FINANCIAL MANAGEMENT INC, CRD 106375

NORFOLK, VA

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Search this name across graphsid dfx:ria:aa391ad1-74d3-daf1-5f99-dcbab55699db

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 70
Dated events: 9
On other graphs: 2
Observed: Mar 21, 2012 to Mar 30, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• A•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

B•••• A•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.73 fund_share=0.22 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $7.6B••• Locked
Discretionary RAUM: $7.5B
Private client RAUM: $5.6Bderived••• Locked
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••• M••••• B•••••••	n/a	NORFOLK, VA	7	22	3	no
Q•••• A•••• S•••••••	n/a	NORFOLK, VA \| Charlottesville, VA	7	12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• G••••• S••••••••• Q•• L•••	Hedge Fund	$674M	Mar 30, 2026	103	Mar 4, 2014	reported	021-199253
S•• C•••••• M••••••• L•••	Other Private Fund	$367M	Mar 30, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• A••••••• I•••••••••	HOLDING COMPANY	E	yes	11/2018	Mar 30, 2026	Mar 30, 2026
F••••••••• V•••••	CHIEF COMPLIANCE OFFICER	Na	yes	05/2025	Mar 30, 2026	Mar 30, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• A••••••• L••	n/a	Mixed wealth	$124B	N	yes	n/a
B•••• A••••••• L•••	n/a	Other adviser	$27B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Charlottesville	Va	United States	10	no
Richmond	Va	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.6B	$7.3B	3.4%	$6.6B	4.6%	36	37	2	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••• A•••••••	14	Dec 31, 2018	Dec 31, 2018	NORFOLK, VA	Firm absorbed	RIA to RIA	93.3%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••• A•••••••	2	Jun 6, 2019	May 23, 2019	NORFOLK, VA	Channel change	RIA to RIA	4.3%
B•••• A•••••••	14	Jun 5, 2019	Jun 5, 2019

Relationships

Affiliated with (8)

← B•••• A••••••• I••••••••• S•••••••• G•••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← B•••• A•••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ B•••• A•••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ B•••• A••••••• I••••••••• S•••••••• G•••• L••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 17, 2024
Control person left
Michael David Churchill (Chief Financial Officer) no longer on Schedule A of B•••• A••••••• (listed 2024-03-28, absent 2024-05-17)
Form ADVobserved 7 days ago
Occurred
May 17, 2024
Control person joined
Marie Shannon Pierce (Chief Financial Officer) appeared on Schedule A of B•••• A•••••••
Form ADVobserved 7 days ago
Occurred
Jul 28, 2023
Control person joined
Obrien William White (Chief Operating Officer) appeared on Schedule A of B•••• A•••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa391ad1-74d3-daf1-5f99-dcbab55699db
First observed: Mar 21, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.