M••••••• S••••

Advisor at P••••• F••••••••

HOUSTON, TX | Cypress, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:000bb77e-1bf3-8435-6d84-5acec0673081

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• F••••••••	Independent wealth	Mar 3, 2023	n/a	yes	HOUSTON, TX\|Cypress, TX	Current employment
K•• F••••••••• I•••	Independent wealth	Feb 20, 2020	Apr 30, 2021	no	Minnetonka, MN\|GREEN BAY, WI\|Minnetonka, MN\|GREEN BAY, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F••••••••• I•••	P••••• F••••••••	Apr 30, 2021	Mar 3, 2023	672	Firm change after gap	Ibd to RIA
Q•••••• A•••• M••••••••• I•••	K•• F••••••••• I•••	Jun 11, 2018	Feb 20, 2020

Relationships

Registered with (3)

→ P••••• F••••••••Registered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ K•• F••••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2020 to Apr 30, 2021factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2017 to Jun 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:000bb77e-1bf3-8435-6d84-5acec0673081
First observed: Oct 13, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.