DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 127473
GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TIMOTHY WILLIAM STEFFEN | Chartered Financial Consultant | BOWLER, WI | Green Bay, WI | 22 | 37 | 1 | yes |
| THOMAS EDWARD COLEMAN | n/a | Brookfield, WI | BROOKFIELD, WI | GREEN BAY, WI | 22 | 36 | n/a | yes |
| CHRISTOPHER CHARLES FESS | Chartered Financial Consultant | Frisco, TX | Green Bay, WI | 20 | 35 | 1 | yes |
| DANIEL L. RUST | n/a | Green Bay, WI | BROOMFIELD, CO | BLOOMFIELD, CO | 19 | 26 | 2 | yes |
| DOUGLASS JOSEPH BURGDORF | Certified Financial Planner | Green Bay, WI | BINGHAM FARMS, MI | 16 | 27 | n/a | yes |
| JOEL REID BLUMENSCHEIN | n/a | Green Bay, WI | Waukesha, WI | 16 | 41 | 1 | yes |
| MARIA PATRICIA TIPTON | n/a | Green Bay, WI | Willowbrook, IL | 13 | 34 | 2 | yes |
| DAVID SCOTT WILSON | n/a | Green Bay, WI | McMurray, PA | PALM SPRINGS, CA | Stratford, CT | 13 | 36 | 2 | yes |
| DAVID JON BERNARDE | n/a | Green Bay, WI | DEPERE, WI | 13 | 39 | n/a | yes |
| SETH HOWARD SCHWARTZ | n/a | GREEN BAY, WI | Cheyenne, WY | CHEYENNE, WY | Green Bay, WI | 9 | 30 | 8 | yes |
| RONALD EDWARD MACHTAN | n/a | MINNETONKA, MN | Green Bay, WI | 8 | 43 | n/a | yes |
| Jennifer Ann Shammamy | Certified Financial Planner | BINGHAM FARMS, MI | Green Bay, WI | 8 | 15 | 1 | no |
| Edwin Ambrose Day | n/a | BELLEVUE, WA | GREEN BAY, WI | 7 | 56 | 3 | yes |
| Noah Christopher Fess | n/a | GREEN BAY, WI | Frisco, TX | 7 | 10 | n/a | yes |
| Robert Luis Rivera | n/a | Green Bay, WI | GREEN BAY, WI | 7 | 26 | 3 | yes |
| Jonathan Cory Gimperling | Certified Financial Planner | GREEN BAY, WI | Crofton, MD | 6 | 28 | 2 | yes |
| Stephen Duhr | n/a | Green Bay, WI | BAYSIDE, WI | Bayside, WI | 6 | 29 | 3 | yes |
| Lawrence Charles Skibo | n/a | NAPERVILLE, IL | Naperville, IL | GREEN BAY, WI | 6 | 24 | 1 | yes |
| Natasha Lee Marakowski | n/a | GREEN BAY, WI | SUN CITY, AZ | 5 | 11 | 1 | yes |
| William Talbert Bringham | n/a | Glenview, IL | GLENVIEW, IL | GREEN BAY, WI | 5 | 34 | n/a | yes |
| CORRIE KEVIN BORDE | n/a | PALM BAY, FL | Palm Bay, FL | GREEN BAY, WI | 4 | 24 | n/a | no |
| Nicholas Wayne Sowers | n/a | West Palm Beach, FL | ST.PETERSBURGH, FL | GREEN BAY, WI | 4 | 10 | 1 | yes |
| ROY ALVIN WILLIAMS | n/a | GREEN BAY, WI | Stratford, CT | 3 | 26 | 4 | yes |
| Regina Unger | n/a | New Waterford, OH | GREEN BAY, WI | 2 | 13 | 2 | yes |
| STEVEN (SHLOMO) JEREMY HOFFMAN | Certified Financial Planner|Chartered Financial Consultant | GREEN BAY, WI | RAMAT BEIT SHEMESH | Ramat Beit Shemesh | 2 | 24 | 3 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLUMENSCHEIN, JOEL REID | President | C | yes | 12/2012 | Feb 22, 2017 | May 2, 2024 |
| BLUMENSCHEIN, JOEL REID | President | Na | yes | 04/2010 | Feb 22, 2017 | May 2, 2024 |
| WILSON, DAVID SCOTT | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2018 | Feb 22, 2017 | May 2, 2024 |
| FREEDOM SECURITIES, INC. | COMMON SHAREHOLDER | E | no | 04/2010 | Feb 22, 2017 | May 2, 2024 |
| PRANGE, HENRY CARL IV | COMMON SHAREHOLDER | B | no | 07/2003 | Feb 22, 2017 | May 2, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SUN CITY | Az | United States | 2 | yes |
| BINGHAM FARMS | Mi | United States | 2 | yes |
| Frisco | TX | United States | 2 | yes |
| Melbourne | FL | United States | 1 | no |
| WEST PALM BEACH | FL | United States | 1 | yes |
| Willowbrook | IL | United States | 1 | yes |
| Columbia | Md | United States | 1 | yes |
| Minnetonka | Mn | United States | 1 | yes |
| Bellevue | Wa | United States | 1 | no |
| Waukesha | Wi | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 9, 2026 | $202M | $202M | 29 | 27 | 17 | n/a | n/a |
| 2024 | Apr 21, 2025 | $183M | $183M | 28 | 27 | 17 | n/a | n/a |
| 2023 | Apr 1, 2024 | $175M | $175M | 46 | 25 | 15 | n/a | n/a |
| 2022 | Jan 30, 2023 | $124M | $2.5M | 44 | 29 | 17 | n/a | n/a |
| 2021 | Mar 28, 2022 | $130M | $1.2M | 49 | 24 | 16 | n/a | n/a |
| 2020 | Mar 30, 2021 | $121M | $30.0M | 55 | 28 | 18 | n/a | n/a |
| 2019 | Feb 21, 2020 | $110M | $30.0M | 53 | 27 | 18 | n/a | n/a |
| 2018 | Mar 25, 2019 | $83.2M | $0 | 53 | 25 | 19 | n/a | n/a |
| 2017 | Mar 22, 2018 | $54.7M | $0 | 44 | 20 | 16 | n/a | n/a |
| 2016 | Mar 31, 2017 | $33.0M | $0 | 44 | 21 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 2 | 3 | 5.3% | 1 | 1 | 0 | 12 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $202M | $183M | 10.7% | $124M | 17.7% | 29 | 28 | 17 | 17 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FLORIDA FINANCIAL ADVISORS, LLC | 3 | Jan 6, 2025 | Jan 12, 2026 | TAMPA, FL | Team lift out | Ibd to RIA | 0.8% |