DFX Intelligence

D••••• T•••••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

D••••• T•••••••• M•••

Advisor at C•••••• P••••••••• L••

MAUMEE, OH

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Search this name across graphsid dfx:ria:000bcb62-1245-6aab-4491-471a75c896c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• W••••• M••••••••• L••	Independent wealth	Sep 11, 2017	n/a	yes	MAUMEE, OH	Current employment
C•••••• P••••••••• L••	Independent wealth	Aug 26, 2010	n/a	yes	MAUMEE, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• A••••••• L••	M••• W••••• M••••••••• L••	Dec 31, 2023	Sep 11, 2017	-2,302	Firm change after gap	Other
N••• F•••••••• G••••• I•••	C•••••• P••••••••• L••	Apr 20, 2015	Mar 19, 2008

Relationships

Registered with (4)

→ M••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 11, 2017 to presentfactForm ADV
→ C•••••• P••••••••• L••Registered adviserregistration: previous registration
Mar 19, 2008 to Jan 6, 2010factForm ADV
→ A••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 11, 2017 to Dec 31, 2023factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:000bcb62-1245-6aab-4491-471a75c896c1
First observed: Jun 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.