DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 145918
MAUMEE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D••••• T•••••••• M••• | Chartered Financial Analyst | MAUMEE, OH | 16 | 28 | 3 | no |
| F•••• P• E••••••••• | n/a | MAUMEE, OH | 11 | 24 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•••••• A•••••••• F•••• L• | Hedge Fund | $100,000 | Mar 29, 2017 | 1 | Jul 28, 2016 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E••••••••• F••••• P• | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2022 | Aug 2, 2022 | Mar 18, 2024 |
| M•••• D•••••• T•••••••• | CEO/MANAGING MEMBER | E | yes | 01/2006 | Mar 9, 2012 | Mar 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M••• W••••• M••••••••• L•• | n/a | Independent wealth | $242M | Y | yes | n/a |
| A••••••• W••••• A••••••• L•• | n/a | Independent wealth | $150M | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Maumee | Oh | United States | 6 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $272M | $295M | -7.8% | $286M | -1.6% | 7 | 7 | 1 | 1 |
| no |
| P••• K••••••• H••••••••• | n/a | Wilmette, IL | MAUMEE, OH | 8 | 20 | n/a | no |
| C•••••• E••••••••• A•••••••• L•• | n/a | Asset manager | $108M | Y | yes | n/a |
| Apr 13, 2026 |
| $272M |
| $270M |
| 7 |
| 4 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 13, 2025 | $295M | $291M | 7 | 4 | 1 | n/a | n/a |
| 2023 | Mar 18, 2024 | $306M | $306M | 7 | 4 | 1 | n/a | n/a |
| 2022 | Mar 23, 2023 | $286M | $283M | 7 | 4 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $425M | $425M | 8 | 5 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | $425M | $425M | 12 | 6 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $450M | $450M | 12 | 6 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $435M | $435M | 25 | 13 | 2 | n/a | n/a |
| 2017 | May 3, 2018 | $431M | $431M | 25 | 13 | 2 | n/a | n/a |
| 2016 | Mar 28, 2017 | $391M | $391M | 22 | 7 | n/a | 1 | $100,000 |
| 2015 | Mar 30, 2016 | $361M | $361M | 13 | 7 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $390M | $390M | 19 | 9 | n/a | n/a | n/a |
| 2013 | Mar 12, 2014 | $282M | $282M | 12 | 9 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $242M | $242M | 12 | 9 | n/a | n/a | n/a |
| 2011 | Mar 9, 2012 | $160M | $160M | n/a | n/a | n/a | n/a | n/a |