This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 3, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

21derivedfrom the current registration's begin date

Current registrations

1

Registered states

10

Exams

S63|S65

First exam

Jan 3, 1994

Dual registered

yes, broker-dealer

IAPD individual key

2432159

Graph

RIA / Wealth Management

Canonical id

dfx:ria:00117b24-e26f-814b-1510-65aab13c8aee

First observed

Jan 3, 1994

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.