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CRD 108604
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| STEVEN ERIC ZEITCHICK | n/a | Boca Raton, FL | 22 | 28 | 1 | yes |
| ALEXANDER PAUL BRESLIN | n/a | Melville, NY | 22 | 30 | n/a | yes |
| JAIME LYNN DESMOND | n/a | NEW YORK, NY | Lavallette, NJ | Gladstone, NJ | NUTLEY, NJ | 22 | 25 | 1 | yes |
| SCOTT ALLAN SMITH | n/a | Boca Raton, FL | 21 | 30 | n/a | yes |
| BRUCE DAVID SIEGEL | n/a | Boca Raton, FL | Stonybrook, NY | Palm Beach Gardens, FL | 21 | 32 | n/a | yes |
| PHILIP SALVATORE BLANCATO | n/a | NEW YORK, NY | Nutley, NJ | NUTLEY, NJ | 21 | 29 | 2 | yes |
| DAVID ALFRED RICCIO | n/a | Miami, FL | 19 | 22 | n/a | yes |
| BRUCE ADAM SILVER | n/a | NEW YORK, NY | UPPER MONTCLAIR, NJ | 16 | 38 | 2 | yes |
| ROBERT EUGENE BAISCH | n/a | MADISON, NJ | NEW YORK, NY | 7 | 31 | n/a | yes |
| MADELINE YAHAIRA RUTINEL | n/a | New York, NY | NEW YORK, NY | 5 | 11 | n/a | yes |
| Timothy John Eng | n/a | New York, NY | Easton, CT | 3 | 10 | n/a | yes |
| Audrey Bobbi Treloar | n/a | New York, NY | 3 | 13 | n/a | yes |
| Benjamin Dennis | Chartered Financial Analyst | Brooklyn, NY | New York, NY | 2 | 10 | n/a | yes |
| FRED PAUL BOY | Chartered Financial Analyst | NEW YORK, NY | Highlands Ranch, CO | 2 | 13 | 1 | yes |
| DAN DALEY | n/a | Naples, FL | 2 | 10 | 1 | yes |
| BELFIELD HOWELL CARTER | n/a | Norcross, GA | 2 | 21 | 1 | yes |
| ADAM JOSEPH CABIBI | n/a | Norcross, GA | 2 | 40 | 4 | yes |
| Kevin Patrick Barrett | n/a | NEW YORK, NY | Manhasset, NY | 0 | 12 | 1 | yes |
| Aidan Patrick Redmond | n/a | Waltham, MA | 0 | 11 | n/a | yes |
| Lila Grace Tuman | n/a | NEW YORK, NY | New York, NY | 0 | 10 | n/a | yes |
| Matthew Crosby | n/a | NEW YORK, NY | 0 | 10 | n/a | yes |
| Loukas Ganas | n/a | Hillsborough, NJ | NEW YORK, NY | 0 | 12 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LTAM TITAN FUND, LLC | Hedge Fund | $34.7M | Aug 22, 2012 | 55 | Mar 31, 2012 | dropped | 021-1465069 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AG ARTEMIS HOLDINGS GP, LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Nov 19, 2024 |
| AG ARTEMIS HOLDINGS, L.P. | Shareholder | E | yes | 08/2019 | Mar 13, 2020 | Nov 19, 2024 |
| AG INTERMEDIATE CORP. | Shareholder | E | yes | 05/2020 | Mar 13, 2020 | Nov 19, 2024 |
| AG PARENT CORP. | Shareholder | E | yes | 08/2019 | Mar 13, 2020 | Nov 19, 2024 |
| BERLINSKI, MILTON, RALPH | Trustee | F | yes | 06/2006 | Jun 26, 2020 | Nov 19, 2024 |
| BERLINSKI, MILTON, RALPH | INVESTMENT MANAGER | F | yes | 08/2014 | Jun 26, 2020 | Nov 19, 2024 |
| BERLINSKI, MILTON, RALPH | Member | C | yes | 08/2014 | Jun 26, 2020 | Nov 19, 2024 |
| BERLINSKI, MILTON, RALPH | GENERAL PARTNER | F | yes | 08/2014 | Jun 26, 2020 | Nov 19, 2024 |
| BLANCATO, PHILIP, SALVATORE | PRESIDENT, CEO & DIRECTOR | Na | yes | 09/2004 | Dec 2, 2011 | Nov 19, 2024 |
| DESMOND, JAIME, LYNN | CHIEF OPERATIONS OFFICER | Na | yes | 12/2010 | Dec 2, 2011 | Nov 19, 2024 |
| GIOVANNIELLO, JOSEPH | Svp | Na | yes | 06/1998 | Dec 2, 2011 | Nov 19, 2024 |
| MCKENNA, NINA | Secretary | Na | yes | 05/2020 | Jun 26, 2020 | Nov 19, 2024 |
| MRB ICBC LLC | Member | C | yes | 08/2014 | Jun 26, 2020 | Nov 19, 2024 |
| OSAIC FINANCIAL SERVICES | Shareholder | E | yes | 05/2020 | Aug 1, 2023 | Nov 19, 2024 |
| OSAIC HOLDINGS, INC. | MANAGER/SOLE MEMBER-SHAREHOLDER | E | yes | 05/2020 | Aug 1, 2023 | Nov 19, 2024 |
| PRICE, JAMES, DALE | Chairman | Na | yes | 05/2020 | Oct 16, 2020 | Nov 19, 2024 |
| RCP ARTEMIS CO-INVEST GP LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Nov 19, 2024 |
| RCP ARTEMIS CO-INVEST L.P. | LIMITED PARTNER | E | yes | 06/2019 | Mar 13, 2020 | Nov 19, 2024 |
| RCP GENPAR HOLDCO LLC | LIMITED PARTNER | E | yes | 08/2014 | Jun 26, 2020 | Nov 19, 2024 |
| RCP GENPAR LP | LIMITED PARTNER | E | yes | 01/2018 | Jun 26, 2020 | Nov 19, 2024 |
| RCP OPP FUND II GP, LP | LIMITED PARTNER | E | yes | 01/2018 | Jun 26, 2020 | Nov 19, 2024 |
| RUTINEL, MADELINE, YAHAIRA | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2020 | Jan 23, 2020 | Nov 19, 2024 |
| SCHLUETER, MATTHEW, ADAM | Evp | Na | yes | 05/2020 | Jun 26, 2020 | Nov 19, 2024 |
| SEIFFERT, SCOTT, ROBERT | CHIEF FINANCIAL OFFICER | Na | yes | 12/2021 | Dec 2, 2021 | Nov 19, 2024 |
| THE BERLINSKI FAMILY 2006 TRUST | Member | E | yes | 08/2014 | Jun 26, 2020 | Nov 19, 2024 |
| SCHMIDT, DAVID, ANDREW | Treasurer | Na | no | 10/2023 | Mar 28, 2024 | Nov 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | n/a | Bd affiliated wealth | $235B | N | yes | n/a |
| OSAIC SERVICES, INC. | n/a | Former SEC adviser | $16B | N | yes | n/a |
| OSAIC ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $15B | N | yes | n/a |
| OSAIC INSTITUTIONS, INC. | n/a | Bd affiliated wealth | $6.5B | N | yes | n/a |
| BLACK DIAMOND FINANCIAL, LLC | n/a | Independent wealth | $441M | N | yes | n/a |
| VISION2020 WEALTH MANAGEMENT CORP. | n/a | No RAUM reported | $0 | N | yes | n/a |
| HIGHLAND CAPITAL BROKERAGE | n/a | n/a | n/a | N | yes | n/a |
| LADENBURG THALMANN & CO. INC. | n/a | n/a | n/a | N | yes | n/a |
| PREMIER TRUST, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Melville | NY | United States | 4 | yes |
| BOCA RATON | FL | United States | 3 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $6.7B | $1.8B | 30 | 14 | 2 | n/a | n/a |
| 2024 | Mar 28, 2025 | $5.6B | $1.6B | 33 | 14 | 2 | n/a | n/a |
| 2023 | Mar 28, 2024 | $4.3B | $1.3B | 37 | 18 | 2 | n/a | n/a |
| 2022 | Mar 31, 2023 | $3.4B | $1.3B | 35 | 17 | 2 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.7B | $1.4B | 31 | 16 | 2 | n/a | n/a |
| 2020 | Mar 31, 2021 | $3.1B | $2.0B | 38 | 21 | 3 | n/a | n/a |
| 2019 | Mar 30, 2020 | $3.1B | $1.8B | 37 | 22 | 4 | n/a | n/a |
| 2018 | Mar 29, 2019 | $2.3B | $1.4B | 42 | 21 | 5 | n/a | n/a |
| 2017 | Apr 2, 2018 | $2.3B | $1.2B | 37 | 28 | 4 | n/a | n/a |
| 2016 | Mar 29, 2017 | $2.0B | $1.5B | 40 | 24 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.0B | $1.6B | 44 | 30 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.9B | $1.5B | 44 | 34 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $1.6B | $1.2B | 43 | 34 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $1.1B | $908M | 42 | 37 | n/a | n/a | n/a |
| 2011 | Mar 31, 2012 | $844M | $844M | n/a | n/a | n/a | 1 | $34.7M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 9.1% | 0 | 1 | 0 | 5 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.7B | $5.6B | 19.0% | $3.4B | 25.0% | 30 | 33 | 1 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | 2 | Jun 5, 2023 | Jun 14, 2024 | NEW YORK, NY | Channel change | RIA to ibd | 13.3% |
| B. RILEY WEALTH ADVISORS, INC. | 2 | Dec 31, 2020 | Jan 11, 2021 | NEW YORK, NY | Team lift out | RIA to ibd | 12.5% |
| INVESTACORP ADVISORY SERVICES INC | 2 | Jan 3, 2017 | Jan 10, 2017 | MIAMI, FL | Team lift out | Other | 11.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CARTER, TERRY & COMPANY, INC. | 2 | Jul 25, 2024 | Jul 25, 2024 | ATLANTA, GA | Team lift out | RIA to RIA | 10.5% |