DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TRAVIS JOHN MAYBERRY

Advisor at ADVICE AND PLANNING SERVICES

Boulder, CO | Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:001f3318-d309-658d-d832-7421cfbf8191

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 12, 2001
First registration: Jul 20, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4072168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 16, 2022	n/a	yes	Denver, CO\|Boulder, CO	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 8, 2022	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 24, 2015	Jul 13, 2018	no	GREENWOOD VILLAGE, CO	Previous registration
CROSSPOINT CAPITAL MANAGEMENT	Former SEC adviser	Oct 29, 2012	Mar 2, 2015	no	GREENWOOD VILLAGE, CO\|ORINDA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 31, 2006	Oct 23, 2012	no	DENVER, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 20, 2001	Apr 26, 2006	no	LONE TREE, CO\|LITTLETON, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	Sep 8, 2022	Nov 16, 2022	69	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CROSSPOINT CAPITAL MANAGEMENT	STRATEGIC ADVISERS LLC	Mar 2, 2015	Apr 24, 2015	53	Firm change	Other
UBS FINANCIAL SERVICES INC.	CROSSPOINT CAPITAL MANAGEMENT	Oct 23, 2012	Oct 29, 2012	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Apr 26, 2006	May 31, 2006	35	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:20472:MA:2022-09-08	Sep 8, 2022	Nov 16, 2022	BOSTON, MA	Firm change

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Nov 16, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 8, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 24, 2015 to Jul 13, 2018factForm ADV
→ CROSSPOINT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 29, 2012 to Mar 2, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 31, 2006 to Oct 23, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 20, 2001 to Apr 26, 2006factForm ADV

Dated events

Occurred
Sep 8, 2022
Advisor changed firm
Travis John Mayberry left Fidelity Personal And Workplace Advisors for Advice And Planning Services (registered 2022-11-16)
Form ADVobserved 5 days ago