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Advisor at ALLEGIANCE FINANCIAL GROUP
VIENNA, VA | WILMINGTON, NC | GOLDSBORO, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLEGIANCE FINANCIAL GROUP | Independent wealth | Sep 3, 2021 | n/a | yes | WILMINGTON, NC|VIENNA, VA|GOLDSBORO, NC | Current employment |
| ACORN FINANCIAL ADVISORY SERVICES, INC. | Independent wealth | Nov 4, 2015 | Oct 7, 2021 | no | Wilmington, NC|RESTON, VA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 30, 2010 | Nov 4, 2015 | no | GOLDSBORO, NC|WILMINGTON, NC | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jul 18, 2006 | May 4, 2010 | no | GOLDSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ACORN FINANCIAL ADVISORY SERVICES, INC. | ALLEGIANCE FINANCIAL GROUP | Oct 7, 2021 | Sep 3, 2021 | -34 | Firm change after gap | RIA to new firm |
| WOODBURY FINANCIAL SERVICES, INC. | ACORN FINANCIAL ADVISORY SERVICES, INC. | Nov 4, 2015 | Nov 4, 2015 | 0 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | WOODBURY FINANCIAL SERVICES, INC. | May 4, 2010 | Apr 30, 2010 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116763:313110:VA:2021-10-07 | Oct 7, 2021 | Sep 3, 2021 | RESTON, VA | Firm change after gap |
| 421:116763:NC:2015-11-04 | Nov 4, 2015 | Nov 4, 2015 | WILMINGTON, NC | Firm change |