DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Richard Cooke

Allegiance Financial Groupindependent RIAVienna, Va dual registrantIAPD 4061199

Certified Financial Planner

Feed of 09/15/2026

Also filed as Charlie Cooke

At current firm

5 y

since Sep 3, 2021

In the industry

24 y

since Mar 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: ccooke@afgas.netreportedafgas.netfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/charles-cooke-cfp%C2%AE-70b82bbreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Allegiance Financial Group independent RIA current
since Sep 3, 2021 · Wilmington, Nc
Acorn Financial Advisory Services, Inc. independent RIA
Nov 4, 2015 to Oct 7, 2021 · Wilmington, Nc
Woodbury Financial Services, Inc. former
Apr 30, 2010 to Nov 4, 2015 · Goldsboro, Nc
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Jul 18, 2006 to May 4, 2010 · Goldsboro, Nc

Moves

a registration end followed by a registration begin elsewhere

Acorn Financial Advisory Services, Inc. to Allegiance Financial Group
left Oct 7, 2021, registered Sep 3, 2021 (-34 days) · RIA to a newly registered adviser · moved with a team
Woodbury Financial Services, Inc. to Acorn Financial Advisory Services, Inc.
left Nov 4, 2015, registered Nov 4, 2015 (0 days) · Other · moved with a team
National Planning Corporation ("Npc Of America" In Fl & Ny) to Woodbury Financial Services, Inc.
left May 4, 2010, registered Apr 30, 2010 (-4 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address