DFX Intelligence

E•••••• S•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

E•••••• S•••• A•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:00351384-8110-b463-ccfe-11a5e3f42218

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 16, 2018	n/a	yes	ALEXANDRIA, VA	Current employment
A•••• W••••• M•••••••••	Independent wealth	Jan 3, 2017	Jul 31, 2017	no	Bethesda, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 31, 2017	Apr 16, 2018	259	Firm change	Other
F•••• A••••• A••••••• S•••••••• I•••	A•••• W••••• M•••••••••	Jul 31, 2017	Oct 27, 2016

Relationships

Registered with (5)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ A•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 3, 2017 to Jul 31, 2017factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2015 to Jul 31, 2017factForm ADV
→ J•• C•••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00351384-8110-b463-ccfe-11a5e3f42218
First observed: Mar 25, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.