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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUGAR LAND, TX | Rogers, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 17, 2021 | n/a | yes | SUGAR LAND, TX|Rogers, AR | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 10, 2015 | Jun 1, 2021 | no | FAYETTEVILLE, AR|DALLAS, TX|BENTONVILLE, AR|FAYETTEVILLE, AR|PENNINGTON, NJ|BENTONVILLE, AR|ROGERS, AR|AUSTIN, TX|PENNINGTON, NJ|LINCOLN, RI|PENNINGTON, NJ|Rogers, AR | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 2, 2013 | Jun 3, 2015 | no | SAVAGE, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 1, 2002 | Apr 5, 2012 | no | PENNINGTON, NJ|NEW YORK, NY|NEW YORK, NY|PRINCETON, NJ|PENNINGTON, NJ|SAINT PAUL, MN|MINNEAPOLIS, MN|PRINCETON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 3, 2015 | Jul 10, 2015 | 37 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WADDELL & REED | Apr 5, 2012 | Oct 2, 2013 | 545 | Firm change after gap | Other |