DFX Intelligence

R••••• L•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••••• L•••• B•••

Advisor at P••••••• F••••••••• I•••

GAITHERSBURG, MD

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Search this name across graphsid dfx:ria:0049ec6e-1227-55a6-59ff-d46d112b3403

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F••••••••• I•••	Independent wealth	Dec 18, 2023	n/a	yes	GAITHERSBURG, MD	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 20, 2013	May 9, 2018	no	GAITHERSBURG, MD\|BETHESDA, MD\|FORT MILL, SC\|SILVER SPRING, MD\|GAITHERSBURG, MD\|SILVER SPRING, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••••••• F••••••••• I•••	May 9, 2018	Dec 18, 2023	2,049	Firm change after gap	RIA to new firm
M••••• S••••••	L•• F•••••••• L••	Jan 10, 2014	Dec 20, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:290306:MD:2018-05-09	May 9, 2018	Dec 18, 2023	SILVER SPRING, MD	Firm change after gap

Relationships

Registered with (6)

→ P••••••• F••••••••• I•••Registered adviserregistration: current employment
Dec 18, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 20, 2013 to May 9, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 10, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0049ec6e-1227-55a6-59ff-d46d112b3403
First observed: Jan 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.