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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PLANVEST FINANCIAL, INC.

CRD 290306

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a447f182-6672-d5ad-42dc-b8935dc27dff

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2017 to Jul 27, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $176MItem 5.F on the latest filing (2026-07-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $176M
Private client RAUM: $176MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $29.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 553
Individual clients: 224
High net worth clients: 83
Custody, client assets: $7.2M
SEC number: 801-131058
CRD: 290306
Filings on the tape: 16
First filed: Nov 21, 2017
Latest filed: Jul 27, 2026
Organised: Corporation, MD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD CLONCH	Certified Financial Planner	GAITHERSBURG, MD	8	21	2	no
MICHAEL CHARLES MATTISON	n/a	GAITHERSBURG, MD	8	30	5	no
ZACHARY TAYLOR PAYNE	Certified Financial Planner	GAITHERSBURG, MD	2	11	n/a	no
ROBERT LOUIS BEHR	n/a	GAITHERSBURG, MD	2	25	5	no
Sandeep Singh Saini	Certified Financial Planner	GAITHERSBURG, MD	1	24	n/a	no
SEAN M. FLYNN	Certified Financial Planner\|Chartered Financial Analyst	GAITHERSBURG, MD	1	25	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLONCH, RICHARD	CEO / CCO	E	yes	08/2017	Nov 21, 2017	Dec 24, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SANTA MONICA	CA	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$176M	$176M	8	6	1	n/a	n/a
2024	Mar 22, 2025	$126M	$126M	8	6	1	n/a	n/a
2017	Jan 30, 2018	$0	$0	6	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$176M	$126M	39.6%	n/a	n/a	8	8	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	May 9, 2018	Dec 18, 2023	SILVER SPRING, MD	Team lift out	RIA to new firm	0.0%

Relationships

Registered with (7)

← SEAN M. FLYNNAdvisorregistration: current employment
Mar 26, 2025 to presentfactForm ADV
← Sandeep Singh SainiAdvisorregistration: current employment
Jan 20, 2025 to presentfactForm ADV
← ROBERT LOUIS BEHRAdvisorregistration: current employment
Dec 18, 2023 to presentfactForm ADV
← ZACHARY TAYLOR PAYNEAdvisorregistration: current employment
Nov 29, 2023 to presentfactForm ADV
← MICHAEL CHARLES MATTISONAdvisorregistration: current employment
Jan 2, 2018 to presentfactForm ADV
← RICHARD CLONCHAdvisorregistration: current employment
Dec 21, 2017 to presentfactForm ADV
← MAARTEN RIETVELDAdvisorregistration: previous registration
Jan 2, 2018 to Apr 19, 2018factForm ADV

Controls (1)

← CLONCH, RICHARDOwnerCEO / CCO, ownership code E, individual
Nov 21, 2017 to Dec 24, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
May 9, 2018 to Dec 18, 2023factForm ADV

Dated events

Occurred
Nov 21, 2017
First Form ADV filing
Planvest Financial, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a447f182-6672-d5ad-42dc-b8935dc27dff
First observed: Nov 21, 2017
Last observed: Jul 27, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLANVEST FINANCIAL, INC.

CRD 290306

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a447f182-6672-d5ad-42dc-b8935dc27dff

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD CLONCH

Certified Financial Planner

GAITHERSBURG, MD

MICHAEL CHARLES MATTISON

n/a

GAITHERSBURG, MD

ZACHARY TAYLOR PAYNE

Certified Financial Planner

GAITHERSBURG, MD

n/a

ROBERT LOUIS BEHR

n/a

GAITHERSBURG, MD

Sandeep Singh Saini

Certified Financial Planner

GAITHERSBURG, MD

n/a

SEAN M. FLYNN

Certified Financial Planner|Chartered Financial Analyst

GAITHERSBURG, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLONCH, RICHARD

CEO / CCO

yes

08/2017

Nov 21, 2017

Dec 24, 2024

City

State

Country

Employees

Also broker-dealer

SANTA MONICA

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$176M

n/a

2024

Mar 22, 2025

$126M

n/a

2017

Jan 30, 2018

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$176M

$126M

39.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

May 9, 2018

Dec 18, 2023

SILVER SPRING, MD

Team lift out

RIA to new firm

0.0%