DFX Intelligence

W••••••••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

W••••••••• C•••••• A•••••••• L••

CRD 282696

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:0054e588-5ff2-c470-9e1d-8424c5665240

Data as of Jul 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2016 to Jul 3, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16.0M••• Locked
Discretionary RAUM: $16.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $8.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• H••••• B•••••	n/a	SAN FRANCISCO, CA	0	13	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••• H•••••	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	E	yes	01/2016	Jan 27, 2016	Jul 3, 2017

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	May 4, 2017	$7.7M	$7.7M	1	1	n/a	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$16.0M	n/a	n/a	n/a	n/a	1	n/a	n/a	n/a

Relationships

Registered with (2)

← J••• H••••• B•••••Advisorregistration: previous registration
Feb 8, 2016 to Dec 31, 2018factForm ADV
← J••••• J••• D••••••Advisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV

Controls (1)

← B•••••• J•••• H•••••OwnerCHIEF COMPLIANCE OFFICER AND MANAGING MEMBER, ownership code E, individual
Jan 27, 2016 to presentfactForm ADV

Dated events

Occurred
Jan 27, 2016
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0054e588-5ff2-c470-9e1d-8424c5665240
First observed: Jan 27, 2016
Last observed: Jul 3, 2017 112 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.