DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W••••••••• C•••••• A•••••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 282696SEC 801-107231IAPD
Latest filing Jul 3, 2017
First filing on the tape Jan 27, 2016 · 7 filings
RAUM
$16.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$8.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$16.0M as of Jul 3, 2017
Jan 27, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jul 3, 2017
Jan 27, 20160 then
Employees (5.A)1 as of Jul 3, 2017
Jan 27, 20161 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 3, 2017; every figure names its basis
RAUM per advisor
$8.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$569,704derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
28reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• H••••• B•••••San Francisco, CaJan 1, 202613 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••••• J•••• H••••• · Chief Compliance Officer And Managing Membercontrol
      since 01/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    San Francisco, Ca · principal220
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Related insurance company · false to true
      Jun 14, 2017 to Jul 3, 2017
    • Advisory activities · 2 to 3
      May 15, 2017 to Jun 14, 2017
    • State-registered IARs · 0 to 1
      May 15, 2017 to Jun 14, 2017
    • Discretionary RAUM · $7.7M to $16.0M
      May 15, 2017 to Jun 14, 2017
    • RAUM · $7.7M to $16.0M
      May 15, 2017 to Jun 14, 2017
    • Accounts · 23 to 28
      Apr 1, 2016 to May 4, 2017
    • Advisory activities · 1 to 2
      Apr 1, 2016 to May 4, 2017
    • Financial planning clients · unset to 0
      Apr 1, 2016 to May 4, 2017
    • Discretionary RAUM · $171M to $7.7M
      Apr 1, 2016 to May 4, 2017
    • RAUM · $171M to $7.7M
      Apr 1, 2016 to May 4, 2017
    • Accounts · 0 to 23
      Feb 3, 2016 to Apr 1, 2016
    • Discretionary RAUM · $0 to $171M
      Feb 3, 2016 to Apr 1, 2016
    • RAUM · $0 to $171M
      Feb 3, 2016 to Apr 1, 2016
    • Organization form · Limited Liability Partnership to Limited Liability Company
      Jan 27, 2016 to Feb 3, 2016
    Signals
    1 dated events
    • W••••••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
      Jan 27, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    wellingtoncapitaladvisors.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $8.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026