DFX Intelligence

E••• C••••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)54 years in industry

E••• C••••••• O••••••

Advisor at O•••••• W••••• P•••••••• L••

Miami, FL | BRYAN, OH

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Search this name across graphsid dfx:ria:0060b749-8fca-a5be-33a6-83b02fcc35f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1972earliest registration or exam on IAPD
Years in industry: 54derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• P•••••••• L••	State registered	Aug 27, 2012	n/a	yes	BRYAN, OH\|Miami, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 30, 2010	Oct 28, 2015	no	FORT MILL, SC\|BRYAN, OH\|BRYAN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••••• W••••• P•••••••• L••	Oct 28, 2015	Aug 27, 2012	-1,157	Firm change after gap	Other
N•• A•••••••• I•••	L•• F•••••••• L••	Dec 31, 2010	Nov 30, 2010

Relationships

Registered with (4)

→ O•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 27, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2010 to Oct 28, 2015factForm ADV
→ N•• A•••••••• I•••Registered adviserregistration: previous registration
Mar 4, 2008 to Dec 31, 2010factForm ADV
→ N•• F••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0060b749-8fca-a5be-33a6-83b02fcc35f3
First observed: Jan 14, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.