RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• C••••••• O••••••
- O•••••• W••••• P•••••••• L•• state registered currentsince Aug 27, 2012 · Bryan, Oh
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Oct 28, 2015 · Fort Mill, Sc
- N•• A•••••••• I••• unclassifiedMar 4, 2008 to Dec 31, 2010 · Bryan, Oh
- N•• F••••••••• I••• unclassifiedJan 14, 2003 to Dec 21, 2009 · Louisville, Ky
- L•• F•••••••• L•• to O•••••• W••••• P•••••••• L••left Oct 28, 2015, registered Aug 27, 2012 (-1157 days) · Other
- N•• A•••••••• I••• to L•• F•••••••• L••left Dec 31, 2010, registered Nov 30, 2010 (-31 days) · Other
- N•• F••••••••• I••• to N•• A•••••••• I•••left Dec 21, 2009, registered Mar 4, 2008 (-657 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 54derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address