K•••••• M••••••

Advisor at O•••••• W••••• A••••••• L••

San Diego, CA | CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:00617e88-180d-4650-11c4-b2e9daea1aae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• A••••••• L••	Independent wealth	Dec 4, 2020	n/a	yes	CINCINNATI, OH\|San Diego, CA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Aug 12, 2019	Dec 9, 2020	no	SAN ANTONIO, TX\|LAREDO, TX\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	O•••••• W••••• A••••••• L••	Dec 9, 2020	Dec 4, 2020	-5	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:306909:CA:2020-12-09	Dec 9, 2020	Dec 4, 2020	SAN DIEGO, CA	Firm change

Relationships

Registered with (2)

→ O•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Dec 4, 2020 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2019 to Dec 9, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00617e88-180d-4650-11c4-b2e9daea1aae
First observed: Aug 12, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.