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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

OCTAVIA WEALTH ADVISORS LLC

CRD 306909

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d590a325-cd14-591c-53f7-a3b522345ee6

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 18
On other graphs: 0
Observed: Jan 15, 2020 to Jul 2, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=26.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 32
RAUM per advisor: $67.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 45
Advisory employees: 31
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 6,795
Individual clients: 3,212
High net worth clients: 460
Custody, client assets: $717M
SEC number: 801-118078
CIK: 1841259
CRD: 306909
Filings on the tape: 27
First filed: Jan 15, 2020
Latest filed: Jul 2, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 32

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK JOSEPH BODNAR	Certified Financial Planner\|Chartered Financial Consultant	Cincinnati, OH	6	41	1	yes
MAXIM IAN MEYERS	Certified Financial Planner\|Chartered Financial Consultant	Cincinnati, OH	6	38	1	yes
LUIS MARCK STROHMEIER	Certified Financial Planner\|Chartered Financial Consultant	CINCINNATI, OH \| MIAMI, FL \| LOS ANGELES, CA	6	30	1	yes
DONALD WADE HUGHETT	n/a	Cincinnati, OH	6	27	1	yes
RYAN CHARLES MORSE	Certified Financial Planner	San Diego, CA	6	26	1	yes
MARC EDWARD WAGNER	Certified Financial Planner	Cincinnati, OH	6	24	1	yes
GLYNNIS REINHART	n/a	Cincinnati, OH	6	24	1	yes
ANDREW Erik SENI	n/a	CINCINNATI, OH	6	23	1	yes
MICHAEL Wyatt INGRAM	Certified Financial Planner	San Diego, CA	6	22	1	yes
JUSTIN ANDREW SETZEKORN	Certified Financial Planner	Cincinnati, OH	6	21	1	yes
DAVID L YEAZELL	Certified Financial Planner	Cincinnati, OH	6	20	1	yes
NICHOLAS DANIEL WHEELER	n/a	Cincinnati, OH	6	19	1	yes
KURT VOLKER	n/a	San Diego, CA	6	10	2	yes
ERIC James BLACKHALL	Personal Financial Specialist	San Diego, CA	6	26	1	no
BRADLEY MICHAEL LAUCH	n/a	Cincinnati, OH	6	17	1	yes
JORDAN ALEXANDER COLMAN	Certified Financial Planner	San Diego, CA	6	15	1	yes
DANA PEACOCK McGrath	Certified Financial Planner	San Diego, CA \| CINCINNATI, OH	6	11	1	yes
ASHLEY DAWN SEYBERTH	n/a	CINCINNATI, OH \| Cincinnati, OH	6	11	1	yes
Joshua Nathan Aldus	n/a	San Diego, CA	6	14	1	yes
XAVIER MENDOZA	n/a	CINCINNATI, OH \| San Diego, CA	5	16	1	yes
KSENIYA MENDOZA	Certified Financial Planner	San Diego, CA \| CINCINNATI, OH	5	17	1	no
SUSAN MARIE MCHUGH	n/a	CINCINNATI, OH	5	33	2	yes
Susan M Farlow	n/a	CINCINNATI, OH	4	13	3	yes
Brian Mitchell Price	Chartered Financial Analyst	ST. CHARLES, MO \| CINCINNATI, OH	4	11	n/a	no
Ryan Christopher Sellars	Certified Financial Planner	CINCINNATI, OH	3	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOEFER, JOSEPH, JUDE	CHIEF INVESTMENT OFFICER	Na	yes	01/2026	Jul 2, 2026	Jul 2, 2026
MEYERS, MAXIM, IAN	PRINCIPAL, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2020	Jul 2, 2026	Jul 2, 2026
OCTAVIA FINANCIAL HOLDINGS,	HOLDING COMPANY	E	yes	01/2020	Jul 2, 2026	Jul 2, 2026
WAGNER, MARC, EDWARD	CHIEF FINANCIAL OFFICER	Na	yes	06/2020	Jul 2, 2026	Jul 2, 2026
BODNAR, MARK, JOSEPH	CHIEF INVESTMENT OFFICER	Na	yes	05/2022	Jun 14, 2022	Aug 16, 2024
HONG KONG HOLDINGS, LLC	Member	E	yes	06/2020	Jun 12, 2020	Aug 16, 2024
OCTAVIA FINANCIAL HOLDINGS, LLC	HOLDING COMPANY	E	yes	01/2020	Jan 15, 2020	Aug 16, 2024
STROHMEIER, LUIS, MARCK	Member	C	yes	06/2020	Jun 12, 2020	Aug 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OCTAVIA RISK MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	10	yes
Miami	FL	United States	2	yes
LOS ANGELES	CA	United States	1	yes
Sarasota	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 2, 2026	$2.2B	$1.8B	45	31	4	n/a	n/a
2024	Feb 21, 2025	$1.8B	$1.5B	49	34	4	n/a	n/a
2023	Feb 8, 2024	$1.4B	$1.2B	42	28	4	n/a	n/a
2022	Feb 15, 2023	$1.1B	$858M	40	26	3	n/a	n/a
2021	Feb 25, 2022	$1.2B	$907M	41	26	3	n/a	n/a
2020	Jan 19, 2021	$881M	$601M	35	24	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	3.1%	0	0	0	3	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.8B	20.4%	$1.1B	26.4%	45	49	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITABLE ADVISORS, LLC	2	Dec 9, 2020	Dec 4, 2020	SAN DIEGO, CA	Team lift out	Ibd to RIA	0.1%
EQUITABLE ADVISORS, LLC	10	Jul 10, 2020	Jun 12, 2020	BLUE ASH, OH	Team lift out	Ibd to RIA	0.4%
EQUITABLE ADVISORS, LLC	8	Jul 7, 2020	Jun 12, 2020	SAN DIEGO, CA	Team lift out	Ibd to RIA	0.3%

Relationships

Registered with (38)

← DANIELA MARINA CRONINAdvisorregistration: current employment
Jul 16, 2025 to presentfactForm ADV
← Nicholas Vincent GeraciAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← Jacob FlaspohlerAdvisorregistration: current employment
May 30, 2025 to presentfactForm ADV
← Logan Andrew SnowAdvisorregistration: current employment
Oct 22, 2024 to presentfactForm ADV
← MARIANO FARID LLOSAAdvisorregistration: current employment
Jan 10, 2024 to presentfactForm ADV
← CHARLES RICHARD KORGERAdvisorregistration: current employment
Aug 15, 2023 to presentfactForm ADV
← CHRISTOPHER MARIO BERTORELLIAdvisorregistration: current employment
Aug 2, 2023 to presentfactForm ADV
← Ryan Christopher SellarsAdvisorregistration: current employment
May 11, 2023 to presentfactForm ADV
← Brian Mitchell PriceAdvisorregistration: current employment
Aug 9, 2022 to presentfactForm ADV
← Susan M FarlowAdvisorregistration: current employment
Sep 28, 2021 to presentfactForm ADV
← SUSAN MARIE MCHUGHAdvisorregistration: current employment
Aug 6, 2021 to presentfactForm ADV
← XAVIER MENDOZAAdvisorregistration: current employment
Dec 4, 2020 to presentfactForm ADV
← KSENIYA MENDOZAAdvisorregistration: current employment
Dec 4, 2020 to presentfactForm ADV
← MARK JOSEPH BODNARAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← MAXIM IAN MEYERSAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← LUIS MARCK STROHMEIERAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← DONALD WADE HUGHETTAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← RYAN CHARLES MORSEAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← MARC EDWARD WAGNERAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← GLYNNIS REINHARTAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← ANDREW Erik SENIAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← MICHAEL Wyatt INGRAMAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← JUSTIN ANDREW SETZEKORNAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← DAVID L YEAZELLAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← NICHOLAS DANIEL WHEELERAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← KURT VOLKERAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← ERIC James BLACKHALLAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← BRADLEY MICHAEL LAUCHAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← JORDAN ALEXANDER COLMANAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← DANA PEACOCK McGrathAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
and 8 more

Controls (6)

← BODNAR, MARK, JOSEPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 14, 2022 to Aug 16, 2024factForm ADV
← MEYERS, MAXIM, IANOwnerPRINCIPAL, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 12, 2020 to Aug 16, 2024factForm ADV
← STROHMEIER, LUIS, MARCKOwnerMEMBER, ownership code C, individual
Jun 12, 2020 to Aug 16, 2024factForm ADV
← WAGNER, MARC, EDWARDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 19, 2021 to Aug 16, 2024factForm ADV
← HONG KONG HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Jun 12, 2020 to Aug 16, 2024factForm ADV
← OCTAVIA FINANCIAL HOLDINGS, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Jan 15, 2020 to Aug 16, 2024factForm ADV

Moved with (1)

← EQUITABLE ADVISORS, LLCRegistered adviser2 advisors, team lift out
Dec 9, 2020 to Dec 4, 2020factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Advisor changed firm
Christopher Michael Lamb left Octavia Wealth Advisors Llc for Lpl Financial Llc (registered 2025-04-03)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2025
Advisor changed firm
Noah Stomberg left Octavia Wealth Advisors Llc for Rbc Securities, Inc. (registered 2025-07-01)
Form ADVobserved 6 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Peter Ivan Michael Shusterman left Octavia Wealth Advisors Llc for Cooper Mcmanus (registered 2025-11-26)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2024
Regulatory AUM changed
Octavia Wealth Advisors Llc reported RAUM $1.4B, up 35% from $1.1B (2024-01-03 to 2024-02-08)
Form ADVobserved 6 days ago
$377M
Occurred
Feb 2, 2024
Advisor changed firm
Stephanie Stegmuller left Octavia Wealth Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-05-03)
Form ADVobserved 6 days ago
Occurred
Jun 14, 2022
Control person left
Dean Robert Ridgley (Chief Investment Officer) no longer on Schedule A of Octavia Wealth Advisors Llc (listed 2022-05-26, absent 2022-06-14)
Form ADVobserved 6 days ago
Occurred
Jun 14, 2022
Control person joined
Joseph Mark Bodnar (Chief Investment Officer) appeared on Schedule A of Octavia Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
May 16, 2022
Advisor changed firm
Omar A Morillo left Octavia Wealth Advisors Llc for Mariner Independent (registered 2022-05-24)
Form ADVobserved 6 days ago
Occurred
Feb 25, 2022
Regulatory AUM changed
Octavia Wealth Advisors Llc reported RAUM $1.2B, up 33% from $881.1M (2021-09-22 to 2022-02-25)
Form ADVobserved 6 days ago
$288M
Occurred
Jan 19, 2021
Regulatory AUM changed
Octavia Wealth Advisors Llc reported RAUM $881.1M, up 26% from $699.4M (2020-10-01 to 2021-01-19)
Form ADVobserved 6 days ago
$182M
Occurred
Jan 19, 2021
Control person joined
Edward Marc Wagner (Chief Financial Officer) appeared on Schedule A of Octavia Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Oct 1, 2020
Regulatory AUM changed
Octavia Wealth Advisors Llc reported RAUM $699.4M, up 363% from $151.0M (2020-08-28 to 2020-10-01)
Form ADVobserved 6 days ago
$548M
Occurred
Jun 12, 2020
Control person left
Ian Conor Anderson (Chief Compliance Officer) no longer on Schedule A of Octavia Wealth Advisors Llc (listed 2020-02-05, absent 2020-06-12)
Form ADVobserved 6 days ago
Occurred
Jun 12, 2020
Control person joined
Ian Maxim Meyers (Principal And Chief Compliance Officer) appeared on Schedule A of Octavia Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jun 12, 2020
Control person joined
Dean Robert Ridgley (Chief Investment Officer) appeared on Schedule A of Octavia Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jun 12, 2020
Control person joined
Marck Luis Strohmeier (Member) appeared on Schedule A of Octavia Wealth Advisors Llc
Form ADVobserved 6 days ago
Occurred
Jan 15, 2020
First Form ADV filing
Octavia Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jun 12, 2020
Octavia Wealth Advisors Llc reported 23 state-registered advisory representatives, up from 0 (2020-02-05 to 2020-06-12)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d590a325-cd14-591c-53f7-a3b522345ee6
First observed: Jan 15, 2020
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OCTAVIA WEALTH ADVISORS LLC

CRD 306909

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d590a325-cd14-591c-53f7-a3b522345ee6

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK JOSEPH BODNAR

Certified Financial Planner|Chartered Financial Consultant

Cincinnati, OH

yes

MAXIM IAN MEYERS

Certified Financial Planner|Chartered Financial Consultant

Cincinnati, OH

yes

LUIS MARCK STROHMEIER

Certified Financial Planner|Chartered Financial Consultant

CINCINNATI, OH | MIAMI, FL | LOS ANGELES, CA

yes

DONALD WADE HUGHETT

n/a

Cincinnati, OH

yes

RYAN CHARLES MORSE

Certified Financial Planner

San Diego, CA

yes

MARC EDWARD WAGNER

Certified Financial Planner

Cincinnati, OH

yes

GLYNNIS REINHART

n/a

Cincinnati, OH

yes

ANDREW Erik SENI

n/a

CINCINNATI, OH

yes

MICHAEL Wyatt INGRAM

Certified Financial Planner

San Diego, CA

yes

JUSTIN ANDREW SETZEKORN

Certified Financial Planner

Cincinnati, OH

yes

DAVID L YEAZELL

Certified Financial Planner

Cincinnati, OH

yes

NICHOLAS DANIEL WHEELER

n/a

Cincinnati, OH

yes

KURT VOLKER

n/a

San Diego, CA

yes

ERIC James BLACKHALL

Personal Financial Specialist

San Diego, CA

BRADLEY MICHAEL LAUCH

n/a

Cincinnati, OH

yes

JORDAN ALEXANDER COLMAN

Certified Financial Planner

San Diego, CA

yes

DANA PEACOCK McGrath

Certified Financial Planner

San Diego, CA | CINCINNATI, OH

yes

ASHLEY DAWN SEYBERTH

n/a

CINCINNATI, OH | Cincinnati, OH

yes

Joshua Nathan Aldus

n/a

San Diego, CA

yes

XAVIER MENDOZA

n/a

CINCINNATI, OH | San Diego, CA

yes

KSENIYA MENDOZA

Certified Financial Planner

San Diego, CA | CINCINNATI, OH

SUSAN MARIE MCHUGH

n/a

CINCINNATI, OH

yes

Susan M Farlow

n/a

CINCINNATI, OH

yes

Brian Mitchell Price

Chartered Financial Analyst

ST. CHARLES, MO | CINCINNATI, OH

n/a

Ryan Christopher Sellars

Certified Financial Planner

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOEFER, JOSEPH, JUDE

CHIEF INVESTMENT OFFICER

yes

01/2026

Jul 2, 2026

MEYERS, MAXIM, IAN

PRINCIPAL, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

06/2020

Jul 2, 2026

OCTAVIA FINANCIAL HOLDINGS,

HOLDING COMPANY

yes

01/2020

Jul 2, 2026

WAGNER, MARC, EDWARD

CHIEF FINANCIAL OFFICER

yes

06/2020

Jul 2, 2026

BODNAR, MARK, JOSEPH

CHIEF INVESTMENT OFFICER

yes

05/2022

Jun 14, 2022

Aug 16, 2024

HONG KONG HOLDINGS, LLC

Member

yes

06/2020

Jun 12, 2020

Aug 16, 2024

OCTAVIA FINANCIAL HOLDINGS, LLC

HOLDING COMPANY

yes

01/2020

Jan 15, 2020

Aug 16, 2024

STROHMEIER, LUIS, MARCK

Member

yes

06/2020

Jun 12, 2020

Aug 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OCTAVIA RISK MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

yes

Miami

United States

yes

LOS ANGELES

United States

yes

Sarasota

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 2, 2026

$2.2B

$1.8B

n/a

2024

Feb 21, 2025

$1.8B

$1.5B

n/a

2023

Feb 8, 2024

$1.4B

$1.2B

n/a

2022

Feb 15, 2023

$1.1B

$858M

n/a

2021

Feb 25, 2022

$1.2B

$907M

n/a

2020

Jan 19, 2021

$881M

$601M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

3.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$1.8B

20.4%

$1.1B

26.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITABLE ADVISORS, LLC

Dec 9, 2020

Dec 4, 2020

SAN DIEGO, CA

Team lift out

Ibd to RIA

0.1%

EQUITABLE ADVISORS, LLC

Jul 10, 2020

Jun 12, 2020

BLUE ASH, OH

Team lift out

Ibd to RIA

0.4%

EQUITABLE ADVISORS, LLC

Jul 7, 2020

Jun 12, 2020

SAN DIEGO, CA

Team lift out

Ibd to RIA

0.3%